Overview
- HeadquartersNew York, United States2
- Incorporated inDE3
- Business addressC/O Ag Twin Brook Manager,Llc, 245 Park Avenue, 26Th Floor, New York, Ny 101673
- Filer category, Emerging growth company3
- Legal formCorporation2
- Kind of organizationInvestment fund2
- LEI2549004SZCE4GQT82C752
- StatusActive2
- LEI statusLapsed (not renewed)2
- Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States2
- Registered withDivision of Corporations, Department of State, 59556402
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Financial statements
What it owns
What AG Twin Brook BDC, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Investments
Leadership
Who has led AG Twin Brook BDC, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
- Chief executive officerTrevor Clark Aug 2, 2019 to Aug 2, 20198
- PresidentTrevor Clark Aug 2, 2019 to Aug 2, 20198
- Chief financial officerTerrence Walters May 12, 2021 to May 12, 20219
- Chief financial officerVishal Sheth Aug 2, 2019 to Aug 2, 201910
Board members and other officers (9)
- Chief Compliance OfficerRicha Gulati Aug 10, 2022 to Aug 10, 202211
- CCO and SecretaryRaul Enrique Moreno Aug 2, 2019 to Aug 2, 201912
- Board memberTerrence Walters May 12, 2021 to May 12, 20219
- Board memberJames E. Bowers Aug 2, 2019 to Aug 2, 201913
- Board memberLance A. Ludwick Aug 2, 2019 to Aug 2, 201914
- Board memberTrevor Clark Aug 2, 2019 to Aug 2, 20198
- Board memberVishal Sheth Aug 2, 2019 to Aug 2, 201910
- Board memberJames N. Hallene Aug 5, 2019 to Aug 5, 201915
- General counselJenny B. Neslin Jun 10, 2022 to Jun 10, 202216
Former names
- 1889 BDC, IncMar 10, 2016 to Feb 23, 20183
Timeline
- Jul 28, 20238-K Completed an acquisition or sale; Regulation FD disclosure17
- Jul 21, 20238-K Shareholder vote18
- May 19, 20238-K Entered a material agreement19
- May 17, 20238-K Other events20
- Aug 9, 20228-K Executive or director change21
- May 26, 20228-K Unregistered sale of shares22
- Dec 22, 20218-K Unregistered sale of shares23
- Dec 3, 20218-K Unregistered sale of shares24
- Nov 1, 20218-K Unregistered sale of shares25
- Aug 2, 2019New chief executive Trevor Clark becomes CEO8
- Feb 4, 2016Founded AG Twin Brook BDC, Inc. is founded2
Filings
27 filings to the SEC since October 2021: 2 annual reports, 5 quarterly reports, 9 major events, 2 insider forms, 2 private raises, 7 other. The latest 20:
- Jul 28, 202315-12G EDGAR
- Jul 28, 2023N-54C EDGAR
- Jul 28, 20238-K EDGAR
- Jul 21, 20238-K EDGAR
- Jun 16, 2023DEFM14A EDGAR
- Jun 2, 2023D/A EDGAR
- May 22, 2023PREM14A EDGAR
- May 19, 2023DEFA14A EDGAR
- May 19, 20238-K EDGAR
- May 17, 2023DEFA14A EDGAR
- May 17, 20238-K EDGAR
- May 12, 202310-Q EDGAR
- Mar 17, 202310-K EDGAR
- Nov 10, 202210-Q EDGAR
- Aug 12, 202210-Q EDGAR
- Aug 10, 20223 EDGAR
- Aug 9, 20228-K EDGAR
- Aug 9, 202240-17G AGTB TWIN BROOK BDC EDGAR
- Jun 10, 20223 EDGAR
- Jun 2, 2022D/A EDGAR
The 27 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Money raised
Private offerings the company reported to the SEC on Form D.
- Jul 19, 2019Raised $146 million in a private offering of equity Form D: 3 investors so far Form D
SEC filer profile
How AG Twin Brook BDC, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARAG Twin Brook BDC, Inc.1
- CIK0001666384
- Filer status<br>emerging growth company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Business addressC/O Ag Twin Brook Manager,Llc, 245 Park Avenue, 26Th Floor, New York, NY 101671
- Phone212.692.20001
- Shares outstanding9,672,358 as of May 12, 20235
- Public float$0 as of Jun 30, 20227
- On EDGAR sinceMar 10, 20161
- Filings83 in all: 8-K (23), 10-Q (11), 3 (9), 10-K (4), 40-17G (4), DEFA14A (4), 10-12G/A (3), 40-APP/A (3)1
All 23 form types
D/A (3), 10-12G (2), 40-APP (2), CORRESP (2), DEF 14A (2), N-6F (2), 15-12G (1), APP WD (1), D (1), DEFM14A (1), N-54A (1), N-54C (1), PREM14A (1), RW (1), UPLOAD (1)
- Latest filingsAnnual report (10-K) Mar 17, 2023
Quarterly report (10-Q) May 12, 2023
Proxy statement (DEF 14A) Mar 29, 2021
Latest 8-K (8-K) Jul 28, 2023
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 13SEC EDGARJames E. Bowers, Board member
- 14SEC EDGARLance A. Ludwick, Board member
- 15SEC EDGARJames N. Hallene, Board member
- 16SEC EDGARJenny B. Neslin, General counsel
- 17
- 18SEC EDGARShareholder vote
- 19SEC EDGAREntered a material agreement
- 20SEC EDGAROther events
- 21SEC EDGARExecutive or director change
- 22SEC EDGARUnregistered sale of shares
- 23SEC EDGARUnregistered sale of shares
- 24SEC EDGARUnregistered sale of shares
- 25SEC EDGARUnregistered sale of shares