Private company

AGTB Private BDC

Investment fund that raised $282.8 million in 2022 (SEC Form D). Summary from the record

Last updated Oct 19, 2026.

Overview

HeadquartersNew York, New York¹
Incorporated inDE²
Business address245 Park Avenue, 26Th Floor, New York, Ny 10167²
Legal formOther
Kind of organizationInvestment fund¹

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Leadership

Who has led AGTB Private BDC, and when. Pick a name to see everywhere that person has worked.

2025

Chief executive officerTrevor Clark Jun 10, 2022 to Jun 10, 2022³
ChairTrevor Clark Jun 10, 2022 to Jun 10, 2022³
Chief financial officerTerrence Walters Jun 10, 2022 to Jun 10, 2022⁴

Board members and other officers (7)

Chief Compliance OfficerAdam J. Freedman Jun 10, 2022 to Jun 10, 2022⁵
Chief Compliance OfficerRicha Gulati Aug 10, 2022 to Aug 10, 2022⁶
Board memberJames E. Bowers Jun 10, 2022 to Jun 10, 2022⁷
Board memberJames N. Hallene Jun 10, 2022 to Jun 10, 2022⁸
Board memberLance A. Ludwick Jun 10, 2022 to Jun 10, 2022⁹
Board memberTerrence Walters Jun 10, 2022 to Jun 10, 2022⁴
General counselJenny B. Neslin Jun 10, 2022 to Jun 10, 2022¹⁰

Timeline

Jun 10, 2022New chief executive Trevor Clark becomes CEO³

Filings

49 filings to the SEC since October 2021: 2 quarterly reports, 12 major events, 14 insider forms, 12 large holders, 1 private raises, 8 other. The latest 20:

Jan 25, 2023SC 13G EDGAR
Jan 9, 20234 EDGAR
Jan 9, 2023SC 13D EDGAR
Jan 5, 202315-12G EDGAR
Jan 5, 2023N-54C EDGAR
Jan 5, 20238-K EDGAR
Dec 19, 20228-K EDGAR
Nov 29, 2022SC 13D/A EDGAR
Nov 28, 20228-K EDGAR
Nov 10, 202210-Q EDGAR
Nov 7, 2022SC 13D/A EDGAR
Nov 3, 2022SC 13D/A EDGAR
Nov 1, 20228-K EDGAR
Oct 28, 20224 EDGAR
Oct 28, 2022SC 13D/A EDGAR
Oct 18, 20224 EDGAR
Oct 18, 2022SC 13D/A EDGAR
Oct 14, 20228-K EDGAR
Sep 14, 20228-K EDGAR
Sep 2, 2022SC 13D/A EDGAR

The 49 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

4 open-market trades by officers, directors and large owners since October 2021: 4 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Oct 26, 2022	AGTB BDC Holdings, L.P.10% owner	Buy	2,064,386	$25.55	$52.7M	Form 4
Oct 14, 2022	Baumgarten Joshua10% owner	Buy	1,719,855	$25.48	$43.8M	Form 4
Aug 31, 2022	SCHWARTZ ADAM R10% owner	Buy	2,948,581	$25.16	$74.2M	Form 4
Aug 15, 2022	SCHWARTZ ADAM R10% owner	Buy	497,906	$25.10	$12.5M	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

NOMURA ASSET MANAGEMENT CO LTDSC 13G, 1 filing Jan 25, 2023¹¹
ANGELO GORDON & CO., L.P.SC 13D, 5 filings Aug 22, 2022 to Jan 9, 2023¹²
Ohio StrsSC 13D/A, 5 filings Jul 20, 2022 to Nov 29, 2022¹³
Cliffwater LLCSC 13D, 1 filing Jul 11, 2022¹⁴

Money raised

Private offerings the company reported to the SEC on Form D.

Apr 19, 2022Raised $282.8 million in a private offering of securities Form D: 5 investors so far Form D

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARAGTB Private BDC filings on SEC EDGAR
2
SEC EDGARAGTB Private BDC filings on SEC EDGAR
3
SEC EDGARTrevor Clark, Chief executive officer
4
SEC EDGARTerrence Walters, Chief financial officer
5
SEC EDGARAdam J. Freedman, Chief Compliance Officer
6
SEC EDGARRicha Gulati, Chief Compliance Officer
7
SEC EDGARJames E. Bowers, Board member
8
SEC EDGARJames N. Hallene, Board member
9
SEC EDGARLance A. Ludwick, Board member
10
SEC EDGARJenny B. Neslin, General counsel
11
SEC EDGARNOMURA ASSET MANAGEMENT CO LTD SC 13G on AGTB Private BDC
12
SEC EDGARANGELO GORDON & CO., L.P. SC 13D on AGTB Private BDC
13
SEC EDGAROhio Strs SC 13D/A on AGTB Private BDC
14
SEC EDGARCliffwater LLC SC 13D on AGTB Private BDC