ASG on NYSE
LIBERTY ALL STAR GROWTH FUND INC.
Fund registered in the United States, based in Denver, active since 1986. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerASG on NYSE2
- HeadquartersDenver, United States2
- Business address1290 Broadway, Suite 1000, Denver, Co 802033
- Legal formFUND2
- Kind of organizationFund2
- LEI54930046Y8IF3CB2AL602
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States2
- Registered withSecurities and Exchange Commission, 00007860352
Leadership
Who has led LIBERTY ALL STAR GROWTH FUND INC., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
Chief operating officer
- Chief executive officerDaniel Lagan Jun 9, 2016 to Jun 9, 20164
- Chief executive officerWilliam R. Parmentier Jr. Jan 13, 2011 to Feb 11, 20135
- PresidentMark T. Haley Dec 11, 2023 to now6
- PresidentWilliam R. Parmentier Jr. Jul 17, 2008 to Nov 13, 20207
- Chief financial officerJ. Kevin Connaughton Dec 15, 2006 to Dec 15, 20068
- Chief operating officerChristopher Lagan Jun 9, 2016 to Jun 9, 20169
Board members and other officers (40)
- Assistant TreasurerGina Meyer Jun 10, 2024 to Jun 10, 202410
- ASSISTANT SECRETARYMichelle Stallworth Oct 3, 2022 to Jun 12, 202311
- Vice President of the FundsRobert Milas Dec 9, 2022 to now12
- TreasurerErich Rettinger Dec 10, 2021 to now13
- Assistant TreasurerTanya Tancheff Dec 15, 2021 to Dec 15, 202114
- TreasurerJill Kerschen Mar 13, 2020 to Mar 13, 202015
- Assistant SecretaryJennifer Craig Sep 7, 2017 to Sep 7, 201716
- Vice President, Portfolio MgrMatthew Lagan Jun 9, 2016 to Jun 9, 201617
- Chief Compliance OfficerFred H. Wofford Jun 13, 2016 to Jun 13, 201618
- Assistant SecretarySareena Khwaja-Dixon Sep 12, 2016 to now19
- Assistant SecretaryAbigail J. Murray Oct 20, 2016 to Oct 20, 201620
- Assistant TreasurerAndrew P. Meloni Sep 16, 2015 to Sep 16, 201521
- SecretaryErin Elizabeth Douglas Dec 16, 2013 to Dec 16, 201322
- Asst. SecretaryAlex James Marks Aug 18, 2011 to Aug 18, 201123
- Chief Compliance OfficerMelanie H. Zimdars Dec 22, 2009 to Dec 22, 200924
- Tax OfficerMonette R. Nickels Dec 22, 2009 to Jul 17, 201225
- secretaryStephanie Barres Dec 16, 2008 to Feb 7, 201226
- Senior Vice PresidentMark T. Haley Nov 16, 2007 to Nov 6, 202327
- Chief Compliance OfficerPhillip Perrone Dec 20, 2007 to Dec 23, 200928
- ControllerBarry S. Vallan Feb 14, 2006 to Dec 15, 200629
- Deputy TreasurerJoseph F. Dimaria Feb 15, 2006 to Dec 15, 200630
- Deputy TreasurerTy S. Edwards Feb 16, 2006 to Dec 15, 200631
- Deputy TreasurerJeffrey R. Coleman Dec 15, 2006 to Dec 15, 200632
- Sr. VP and CCOMary Joan Hoene Dec 15, 2006 to Dec 15, 200633
- Chief Acct. Off./Asst. TreasurMichael G. Clarke Dec 15, 2006 to Dec 15, 200634
- Chief Compliance OfficerBradley J. Swenson Dec 22, 2006 to May 23, 200735
- TreasurerJeremy O. May Dec 22, 2006 to May 23, 200736
- Assistant TreasurerKimberly R. Storms Dec 22, 2006 to May 23, 200737
- SecretaryTane T. Tyler Dec 22, 2006 to Feb 14, 201438
- Board memberJennifer Hoopes Feb 21, 2025 to now39
- Board memberMaureen K. Usifer Jul 12, 2021 to Jul 12, 202140
- Board memberMilton M. Irvin Apr 3, 2020 to Aug 29, 202341
- Board memberJohn A. Benning Jan 10, 2011 to Feb 13, 201542
- Board memberJohn J. Neuhauser Jan 14, 2011 to Jan 25, 202443
- Board memberRichard W. Lowry Feb 3, 2010 to Jun 21, 201144
- Board memberThomas W. Brock Sep 12, 2006 to Jan 28, 202145
- Board memberEdmund J. Burke Dec 22, 2006 to Jun 8, 202346
- Board memberRichard Carl Rantzow Dec 22, 2006 to May 5, 201547
- Board memberGeorge R. Gaspari Dec 27, 2006 to Jun 12, 202348
- General counselJames R. Bordewick Jr. Feb 10, 2006 to Dec 15, 200649
Former names
Timeline
Filings
122 filings to the SEC since October 2021: 45 insider forms, 11 large holders, 66 other. The latest 20:
- Sep 4, 2026N-CSRS EDGAR
- Aug 26, 2026NPORT-P EDGAR
- Aug 20, 2026N-PX EDGAR
- Jun 25, 2026DEFA14A EDGAR
- Jun 25, 2026DEF 14A EDGAR
- Jun 12, 2026PRE 14A EDGAR
- Jun 3, 2026N-30B-2 EDGAR
- Jun 3, 20264 PRIMARY DOCUMENT EDGAR
- Jun 1, 2026NPORT-P EDGAR
- May 14, 2026SCHEDULE 13G/A EDGAR
- May 8, 20264 PRIMARY DOCUMENT EDGAR
- Apr 14, 2026SCHEDULE 13G/A EDGAR
- Mar 13, 2026N-CEN EDGAR
- Mar 6, 2026N-CSR EDGAR
- Feb 27, 2026NPORT-P EDGAR
- Feb 12, 20265 PRIMARY DOCUMENT EDGAR
- Feb 12, 20265 PRIMARY DOCUMENT EDGAR
- Feb 12, 20265 PRIMARY DOCUMENT EDGAR
- Feb 6, 20264 PRIMARY DOCUMENT EDGAR
- Jan 29, 202640-17G EDGAR
The 122 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
21 open-market trades by officers, directors and large owners since October 2021: 21 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jun 3, 2026 | HALEY MARK TPresident | Buy | 1,500 | $5.34 | $8.0K | Form 4 |
| Jun 2, 2026 | HALEY MARK TPresident | Buy | 450 | $5.39 | $2.4K | Form 4 |
| May 8, 2026 | MILAS ROBERT | Buy | 1,900 | $5.26 | $10.0K | Form 4 |
| Feb 6, 2026 | Rettinger ErichTreasurer | Buy | 250 | $5.12 | $1.3K | Form 4 |
| Dec 30, 2025 | HALEY MARK TPresident | Buy | 2,000 | $5.35 | $10.7K | Form 4 |
| Nov 21, 2025 | Khwaja-Dixon SareenaAssistant Secretary | Buy | 500 | $5.06 | $2.5K | Form 4 |
| Oct 1, 2025 | HALEY MARK TPresident | Buy | 1,000 | $5.55 | $5.5K | Form 4 |
| Sep 9, 2025 | HALEY MARK TPresident | Buy | 1,500 | $5.65 | $8.5K | Form 4 |
| May 19, 2025 | MILAS ROBERT | Buy | 2,000 | $5.27 | $10.5K | Form 4 |
| Mar 26, 2024 | BURKE EDMUND J | Buy | 3,500 | $5.45 | $19.1K | Form 4 |
| Mar 20, 2024 | HALEY MARK TPresident | Buy | 1,000 | $5.40 | $5.4K | Form 4 |
| Mar 11, 2024 | MILAS ROBERT | Buy | 1,825 | $5.43 | $9.9K | Form 4 |
| Mar 11, 2024 | Usifer Maureen K | Buy | 2,800 | $5.43 | $15.2K | Form 4 |
| Mar 5, 2024 | HALEY MARK TPresident | Buy | 1,000 | $5.35 | $5.3K | Form 4 |
| Jan 26, 2024 | HALEY MARK TPresident | Buy | 1,000 | $5.20 | $5.2K | Form 4 |
| Jan 24, 2024 | NEUHAUSER JOHN J | Buy | 2,575 | $5.21 | $13.4K | Form 4 |
| Dec 8, 2023 | HALEY MARK TPresident | Buy | 2,000 | $4.98 | $10.0K | Form 4 |
| Nov 3, 2023 | HALEY MARK TPresident | Buy | 750 | $4.88 | $3.7K | Form 4 |
| Sep 18, 2023 | MILAS ROBERT | Buy | 500 | $5.02 | $2.5K | Form 4 |
| Aug 29, 2023 | Irvin Milton M | Buy | 1,000 | $5.27 | $5.3K | Form 4 |
All 21 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Karpus Management, Inc.SCHEDULE 13G/A, 2 filings Nov 13, 2024 to May 14, 202650
- FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 9 filings Jan 21, 2022 to Apr 14, 202651
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 80. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Karpus Management, Inc. | 4,548,670 | $24.9M | 0.7% | +328,182 |
| Shaker Financial Services, LLC | 1,527,646 | $8.4M | 2.6% | −306,161 |
| 1607 Capital Partners, LLC | 1,338,233 | $7.3M | 0.6% | −146,506 |
| LPL Financial LLC | 880,532 | $4.8M | 0.0% | −17,194 |
| Wolverine Asset Management LLC | 619,677 | $3.4M | 0.1% | +78,089 |
| Rpo LLC | 571,839 | $3.1M | 21.3% | +200,185 |
| Almitas Capital LLC | 466,560 | $2.6M | 0.6% | +328,575 |
| Saba Capital Management, L.P. | 443,199 | $2.4M | 0.1% | New |
| Blue Bell Private Wealth Management, LLC | 433,579 | $2.4M | 0.3% | +103,635 |
| Wells Fargo & Company/mn | 322,622 | $1.8M | 0.0% | −8,894 |
| Boothbay Fund Management, LLC | 285,920 | $1.6M | 0.0% | +100,093 |
| PMG Family Office LLC | 197,854 | $1.1M | 1.0% | +166 |
| Calamos Advisors LLC | 184,608 | $1.0M | 0.0% | −44,096 |
| Two Sigma Investments, LP | 162,452 | $888.6K | 0.0% | No change |
| Integrated Wealth Concepts LLC | 143,382 | $784.3K | 0.0% | −428 |
| Morgan Stanley | 138,804 | $759.3K | 0.0% | +9,576 |
| Logan Stone Capital, LLC | 137,932 | $754.5K | 0.2% | New |
| Advisors Asset Management, Inc. | 132,384 | $724.1K | 0.0% | −430 |
| XTX Topco Ltd | 124,008 | $678.3K | 0.0% | +63,812 |
| EP Wealth Advisors, LLC | 120,743 | $660.5K | 0.0% | New |
| Ameriprise Financial Inc | 113,212 | $619.3K | 0.0% | +2,335 |
| Absolute Investment Advisers, LLC | 112,316 | $614.4K | 0.1% | −57,254 |
| Bulldog Investors, LLP | 104,407 | $571.1K | 0.1% | New |
| Osaic Holdings, Inc. | 90,367 | $494.3K | 0.0% | +36,651 |
| Dakota Wealth Management | 88,459 | $483.9K | 0.0% | +1,230 |
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6SEC EDGARMark T. Haley, President
- 7SEC EDGARWilliam R. Parmentier Jr., President
- 8
- 9
- 10SEC EDGARGina Meyer, Assistant Treasurer
- 11
- 12
- 13SEC EDGARErich Rettinger, Treasurer
- 14SEC EDGARTanya Tancheff, Assistant Treasurer
- 15SEC EDGARJill Kerschen, Treasurer
- 16SEC EDGARJennifer Craig, Assistant Secretary
- 17
- 18
- 19
- 20
- 21
- 22SEC EDGARErin Elizabeth Douglas, Secretary
- 23SEC EDGARAlex James Marks, Asst. Secretary
- 24
- 25SEC EDGARMonette R. Nickels, Tax Officer
- 26SEC EDGARStephanie Barres, secretary
- 27SEC EDGARMark T. Haley, Senior Vice President
- 28
- 29SEC EDGARBarry S. Vallan, Controller
- 30SEC EDGARJoseph F. Dimaria, Deputy Treasurer
- 31SEC EDGARTy S. Edwards, Deputy Treasurer
- 32SEC EDGARJeffrey R. Coleman, Deputy Treasurer
- 33SEC EDGARMary Joan Hoene, Sr. VP and CCO
- 34
- 35
- 36SEC EDGARJeremy O. May, Treasurer
- 37
- 38SEC EDGARTane T. Tyler, Secretary
- 39SEC EDGARJennifer Hoopes, Board member
- 40SEC EDGARMaureen K. Usifer, Board member
- 41SEC EDGARMilton M. Irvin, Board member
- 42SEC EDGARJohn A. Benning, Board member
- 43SEC EDGARJohn J. Neuhauser, Board member
- 44SEC EDGARRichard W. Lowry, Board member
- 45SEC EDGARThomas W. Brock, Board member
- 46SEC EDGAREdmund J. Burke, Board member
- 47SEC EDGARRichard Carl Rantzow, Board member
- 48SEC EDGARGeorge R. Gaspari, Board member
- 49
- 50
- 51