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Kohlberg & Company

Logo: Kohlberg & Company, Public domain, via Wikimedia Commons4

American private equity firm

Kohlberg, formerly known as Kohlberg & Company, L.L.C, is an American private equity firm that focuses on leveraged buyout transactions. Founded by investor Jerome Kohlberg, Jr., the firm invests in a variety of transactions including leveraged carveout, take-private transactions, and acquisitions of privately held companies.3 From Wikipedia, CC BY-SA 4.0

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Last updated Oct 18, 2026.

Overview

1987Founded1

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  • TickerBCIC on Nasdaq1
  • HeadquartersMount Kisco1
  • Websitewww.kohlberg.com
  • Incorporated inDE5
  • Business address650 Madison Avnue, 3Rd Floor, New York, Ny 100225
  • Filer categoryNon-accelerated filer5

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Kohlberg, formerly known as Kohlberg & Company, L.L.C, is an American private equity firm that focuses on leveraged buyout transactions. Founded by investor Jerome Kohlberg, Jr., the firm invests in a variety of transactions including leveraged carveout, take-private transactions, and acquisitions of privately held companies.3

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income78910$11.5M in 2025−64% since 2020
-$40.0M-$20.0M0$20.0M$40.0M2020: $31.6M$31.6M20202021: $26.0M$26.0M2021−18%2022: -$21.0M-$21.0M20222023: $11.4M$11.4M20232024: -$5.9M-$5.9M20242025: $11.5M$11.5M2025

Every line of the income statement as filed: the last 5 fiscal years, latest first.10

Period ending2025-12-312024-12-312023-12-312022-12-312021-12-31
Total interest income$45.8M$46.9M$58.4M
Total payment-in-kind income$10.5M$8.2M$7.1M
Total dividend income$4.3M$6.6M$8.9M
Total fees and other income$494.0K$775.0K$1.9M
Total investment income$61.2M$62.4M$76.3M
Management fees$6.6M$6.6M$7.5M
Performance-based incentive fees$3.0M$5.0M$7.4M
Interest and amortization of debt issuance costs$20.6M$20.8M$25.3M
Professional fees$2.1M$1.9M$2.0M
Administrative services expense$2.0M$1.8M$2.4M
Directors' expense$550.0K$610.0K$630.0K
Other general and administrative expenses$1.4M$1.8M$1.7M
Total expenses$36.2M$38.4M$46.9M
Expense reimbursement$0$0-$5.3M
Waiver of performance-based incentive fees-$188.0K$0$0
Net expenses$36.0M$38.4M$41.5M
NET INVESTMENT INCOME$25.1M$24.0M$34.8M
Net realized gain (loss) on investments-$21.4M-$31.2M-$26.8M
Net change in unrealized appreciation (depreciation) on derivatives-$40.0K$220.0K$0
Net change in unrealized gain (loss) on investments$6.5M$1.0M$3.3M
Tax (provision) benefit on realized and unrealized (gains) losses on investments$1.6M$853.0K$414.0K
Net realized and unrealized appreciation (depreciation) on investments, net of taxes-$13.3M-$29.3M-$23.0M
Realized gains (losses) on extinguishment of debt-$362.0K-$655.0K-$362.0K
Net increase (decrease) in net assets resulting from operations$11.5M-$5.9M$11.4M
Net increase (decrease) in net assets per share resulting from operations - Basic (see Note 3)$1.04-$0.64$1.20-$2.18$3.05
Weighted average common stock outstanding - Basic (see Note 3)11.0M shares9.3M shares9.5M shares
Net increase (decrease) in net assets per share resulting from operations - Diluted (see Note 3)$1.04-$0.64$1.20
Weighted average common stock outstanding - Diluted (see Note 3)11.1M shares9.3M shares9.5M shares
Net investment income - Basic$2.28$2.59$3.66$3.00$4.92
Net investment income - Diluted$2.27$2.59$3.66
Non-recurring fee income received$100.0K$100.0K$600.0K

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The story

The firm was founded in 1987, when American businessman and investor Jerome Kohlberg Jr. resigned from Kohlberg Kravis Roberts & Co. over differences in strategy. Kohlberg did not favor the larger buyouts, including Beatrice Companies in 1985 and Safeway in 1986, highly leveraged transactions or hostile takeovers being pursued increasingly by KKR. Instead, Kohlberg chose to return to his roots, acquiring smaller, middle-market companies, and in 1987 he formed Kohlberg & Company along with his son James, who at that time was a KKR executive. Their intent was to concentrate on transactions that could generate returns through revenue growth and operating improvements using only moderate leverage. Jerome Kohlberg retired from Kohlberg & Company in 1994.

From Wikipedia’s article on Kohlberg & Company, shared under CC BY-SA 4.0.6

Leadership

Who has led Kohlberg & Company, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Dayl W. Pearson2006–2018
  2. Jill Simeone2014
  3. Edward J. Goldthorpe2019–now

President

  1. Dayl W. Pearson2006–2018
  2. Jill Simeone2014
  3. Edward J. Goldthorpe2019–now

Chief financial officer

  1. Edward U. Gilpin2012–2018
  2. Jason T. Roos2021
  3. Brandon Satoren2025–now
19901995200020052010201520202025
Board members and other officers (37)

Products and brands

  • investment

Listed on Wikidata.1

Acquisitions

  1. 2012Matthews Aurora Funeral Solutions became a subsidiary1

In 2019, Kohlberg acquired majority stake in EN Engineering. In 2021, Kohlberg & Company led a recapitalization transaction with Trinity Life Sciences. In 2023, Kohlberg acquired majority stake in Engage PEO, an human resource outsourcing company. In 2024, the firm acquired majority stake in CLEAResult, an energy service provider. In 2025, the firm acquired RESA Power from Investcorp.

From Wikipedia’s article on Kohlberg & Company, shared under CC BY-SA 4.0.6

Former names

  • Portman Ridge Finance CorpApr 2, 2019 to Aug 21, 20255
  • Kohlberg Capital CORPDec 6, 2006 to Jun 25, 20125
  • KCAP Financial, Inc.Sep 18, 2006 to Apr 1, 20195
  • Kohlberg Capital, LLCAug 18, 2006 to Dec 7, 20065

Timeline

  1. Apr 5, 2019New chief executive Edward J. Goldthorpe becomes CEO13
  2. Jun 24, 2014New chief executive Jill Simeone becomes CEO14
  3. Dec 12, 2006Went public Listed on NASDAQ1
  4. Dec 11, 2006New chief executive Dayl W. Pearson becomes CEO15
  5. 1987Founded Founded1

Filings

194 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 38 major events, 45 insider forms, 7 large holders, 1 private raises, 83 other. The latest 20:

  1. Sep 3, 2026N-23C-2 EDGAR
  2. Sep 3, 20268-K EDGAR
  3. Sep 2, 2026424B2 EDGAR
  4. Aug 12, 20268-K EDGAR
  5. Aug 7, 20268-K EDGAR
  6. Aug 6, 202610-Q EDGAR
  7. Jun 26, 20268-K EDGAR
  8. Jun 24, 20264 EDGAR
  9. May 19, 20264 EDGAR
  10. May 18, 2026144 EDGAR
  11. May 8, 20268-K EDGAR
  12. May 7, 202610-Q EDGAR
  13. Apr 29, 2026DEF 14A EDGAR
  14. Apr 9, 202640-17G EDGAR
  15. Mar 27, 2026N-23C-2 EDGAR
  16. Mar 24, 20268-K EDGAR
  17. Mar 24, 20264 EDGAR
  18. Mar 24, 20264 EDGAR
  19. Mar 24, 20264 EDGAR
  20. Mar 23, 2026144 EDGAR

The 194 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last three years, summarized. The full record is on SEC EDGAR.

Insider trades and holders

Large holders

Investors who own more than 5% must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively. 7 such filings since October 2021:

  1. Nov 14, 2024SC 13G/A
  2. Feb 14, 2024SC 13G/A
  3. Oct 6, 2023SC 13G/A
  4. Feb 14, 2023SC 13G/A
  5. Apr 25, 2022SC 13G/A
  6. Feb 14, 2022SC 13G
  7. Feb 14, 2022SC 13G/A

From Forms 4 and Schedules 13D and 13G filed with the SEC.

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Oct 22, 2021Raised $16.7 million in a private offering of equity Form D: 2 investors so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 42. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Bulldog Investors, LLP378,412$2.8M0.6%No change
Jb Capital Partners LP197,036$1.4M0.2%+29,589
Wealth Enhancement Advisory Services, LLC157,910$1.2M0.0%+71,157
Marshall Wace, Llp98,879$719.8K0.0%+29,218
Raymond James Financial Inc94,495$687.9K0.0%−10,922
Legal & General Group Plc93,881$683.5K0.0%No change
Founders Financial Alliance, LLC80,706$587.5K0.1%−2,311
Curi Capital, LLC65,000$473.2K0.0%+27,200
Gables Capital Management Inc.46,531$338.7K0.1%−540
Triumph Capital Management41,562$302.6K0.1%New
Virtus Investment Advisers, LLC39,887$290.4K0.1%+7,057
Trexquant Investment LP38,986$283.8K0.0%+15,530
Citadel Advisors LLC33,515$244.0K0.0%New
XTX Topco Ltd32,411$236.0K0.0%+6,841
Susquehanna International Group, Llp26,783$195.0K0.0%−10,278
Morgan Stanley23,157$168.6K0.0%−6,790
Deltec Asset Management LLC22,222$161.8K0.0%No change
Bank Of America Corp /de/21,473$156.3K0.0%+26
Accordant Advisory Group Inc16,060$116.9K0.1%No change
Closed-End Fund Advisors, Inc.13,265$96.6K0.1%+2,650
LPL Financial LLC12,502$91.0K0.0%+1,152
Ethos Financial Group, LLC11,038$80.4K0.0%−1,282
UBS Group AG10,912$79.4K0.0%+4,796
Perigon Wealth Management, LLC10,500$76.4K0.0%No change
Eagle Point Credit Management LLC3,634$26.5K0.0%No change

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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