Private company

Carlyle Secured Lending III

In its 2024 annual report the company says: “Carlyle Secured Lending III, a Delaware statutory trust, is a specialty finance company that is a closed-end, externally managed, non-diversified management investment company. We have elected to be regulated as a BDC under the Investment Company Act of 1940, as amended (together with the rules and regulations promulgated thereunder, the “Investment Company Act” or the “1940 Act”).”5 It is headquartered in Washington, DC, United States.2

Last updated Oct 20, 2026.

Overview

  • HeadquartersWashington, DC, United States2
  • Incorporated inDE3
  • Business addressOne Vanderbilt Avenue, Suite 3400, New York, Ny 100173
  • Filer category, Emerging growth company3
  • Legal formBusiness Trust2
  • Kind of organizationInvestment fund2
  • LEI254900Q77PSM0N0I3V482
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O WILMINGTON TRUST, NATIONAL ASSOCIATION, 19890 Wilmington, United States2
  • Registered withDivision of Corporations, Department of State, 50198332

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Carlyle Secured Lending III, a Delaware statutory trust, is a specialty finance company that is a closed-end, externally managed, non-diversified management investment company. We have elected to be regulated as a BDC under the Investment Company Act of 1940, as amended (together with the rules and regulations promulgated thereunder, the “Investment Company Act” or the “1940 Act”). For U.S. federal income tax purposes, we have elected to be treated as a RIC under Subchapter M of the Code. We were formed on February 8, 2021 and commenced our operations on May 28, 2021. We conducted our private offering (the “Private Offering”) of common shares of beneficial interest of the Company (“Shares”) to investors in reliance on exemptions from the registration requirements provided by Section 4(a)(2) of the Securities Act, Regulation D promulgated thereunder and Regulation S under the Securities A…5 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income6$24.6M in 2023+714% since 2022
0$10.0M$20.0M$30.0M2022: $3.0M$3.0M20222023: $24.6M$24.6M2023+714%
Fiscal year2021202220232024
Net income$3.0M6$24.6M6
Earnings per share$1.726$3.516
Earnings per share (diluted)$1.726$3.516
Shares (weighted, basic)1.8M shares67.0M shares6
Shares (weighted, diluted)1.8M shares67.0M shares6

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Corporate structure

Carlyle Secured Lending III sits at the top of its group. 2 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

  • Carlyle Secured Lending III Washington, DC, the District of Columbia, United States
    • Carlyle Secured Lending III SPV, L.L.C. Subsidiary · Delaware, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries listed in Exhibit 21 of annual reports filed with the SEC. Each entity in the chart links to its source.

Leadership

Who has led Carlyle Secured Lending III, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Linda Pace2021–2022
  2. Justin Plouffe2024–2025

President

  1. Linda Pace2021
  2. Taylor Boswell2022
  3. Justin Plouffe2024–2025

Chief financial officer

  1. Thomas M. Hennigan2021–2025
2025
Board members and other officers (17)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Independent TrusteeWilliam Wright II named Feb 21, 202528

Subsidiaries and ownership

Subsidiaries (Exhibit 21)

  • Carlyle Secured Lending III SPV, L.L.C. Delaware4

The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.

Timeline

  1. Mar 28, 20258-K Completed an acquisition or sale; Change to shareholders' rights; Change in control29
  2. Mar 26, 20258-K Regulation FD disclosure30
  3. Jan 16, 20258-K Ended a material agreement31
  4. Jan 3, 20258-K Entered a material agreement32
  5. Dec 20, 20248-K Unregistered sale of shares; Regulation FD disclosure33
  6. Sep 24, 20248-K Unregistered sale of shares; Regulation FD disclosure34
  7. Aug 5, 20248-K Entered a material agreement; Regulation FD disclosure35
  8. Jun 18, 20248-K Unregistered sale of shares; Regulation FD disclosure36
  9. Mar 19, 20248-K Unregistered sale of shares; Regulation FD disclosure37
  10. Mar 6, 2024New chief executive Justin Plouffe becomes CEO10
  11. Mar 4, 20248-K Executive or director change38
  12. Dec 19, 20238-K Unregistered sale of shares; Regulation FD disclosure39
  13. Sep 18, 20238-K Unregistered sale of shares; Regulation FD disclosure40
  14. Aug 30, 2021New chief executive Linda Pace becomes CEO11
  15. Feb 8, 2021Founded Carlyle Secured Lending III is founded2

Filings

136 filings to the SEC since October 2021: 3 annual reports, 10 quarterly reports, 25 major events, 81 insider forms, 4 private raises, 13 other. The latest 20:

  1. Apr 1, 20254 EDGAR
  2. Apr 1, 20254 EDGAR
  3. Apr 1, 20254 EDGAR
  4. Apr 1, 20254 EDGAR
  5. Apr 1, 20254 EDGAR
  6. Apr 1, 20254 EDGAR
  7. Mar 28, 202515-12G EDGAR
  8. Mar 28, 2025N-54C EDGAR
  9. Mar 28, 20258-K EDGAR
  10. Mar 26, 20258-K EDGAR
  11. Feb 21, 2025D/A EDGAR
  12. Jan 16, 20258-K EDGAR
  13. Jan 8, 20254 EDGAR
  14. Jan 8, 20254 EDGAR
  15. Jan 8, 20254 EDGAR
  16. Jan 8, 20254 EDGAR
  17. Jan 8, 20254 EDGAR
  18. Jan 8, 20254 EDGAR
  19. Jan 3, 2025425 EDGAR
  20. Jan 3, 20258-K EDGAR

The 136 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

68 open-market trades by officers, directors and large owners since October 2021: 68 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jan 7, 2025Hadley MichaelVP and Head of UnderwritingBuy1,270$20.67$26.2KForm 4
Jan 7, 2025Popov AlexanderVP and Head of Illiquid CreditBuy1,633$20.67$33.8KForm 4
Jan 7, 2025Jenkins Mark DavidDirectorBuy3,628$20.67$75.0KForm 4
Jan 7, 2025Plouffe JustinCEO & PresidentBuy726$20.67$15.0KForm 4
Jan 7, 2025Pace LindaDirectorBuy1,814$20.67$37.5KForm 4
Jan 7, 2025Hennigan Thomas MCFOBuy726$20.67$15.0KForm 4
Oct 2, 2024Hennigan Thomas MCFOBuy355$21.13$7.5KForm 4
Oct 2, 2024Hadley MichaelVP and Head of UnderwritingBuy621$21.13$13.1KForm 4
Oct 2, 2024Pace LindaDirectorBuy887$21.13$18.8KForm 4
Oct 2, 2024Jenkins Mark DavidDirectorBuy1,775$21.13$37.5KForm 4
Oct 2, 2024Plouffe JustinCEO & PresidentBuy355$21.13$7.5KForm 4
Oct 2, 2024Popov AlexanderVP and Head of Illiquid CreditBuy799$21.13$16.9KForm 4
Jun 27, 2024Hadley MichaelVP and Head of UnderwritingBuy412$21.22$8.8KForm 4
Jun 27, 2024Popov AlexanderVP and Head of Illiquid CreditBuy530$21.22$11.2KForm 4
Jun 27, 2024Jenkins Mark DavidDirectorBuy1,178$21.22$25.0KForm 4
Jun 27, 2024Plouffe JustinCEO & PresidentBuy236$21.22$5.0KForm 4
Jun 27, 2024Pace LindaDirectorBuy589$21.22$12.5KForm 4
Jun 27, 2024Hennigan Thomas MCFOBuy236$21.22$5.0KForm 4
Mar 27, 2024Hadley MichaelVP and Head of UnderwritingBuy620$21.18$13.1KForm 4
Mar 27, 2024Popov AlexanderVP and Head of Illiquid CreditBuy797$21.18$16.9KForm 4

All 68 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Aug 5, 2021Raised $302 million in a private offering of equity Form D: 215 investors so far Form D

SEC filer profile

How Carlyle Secured Lending III is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARCarlyle Secured Lending III1
  • CIK0001851277
  • Employer ID (EIN)86-64984231
  • Filer status<br>emerging growth company1
  • Incorporated inDelaware1
  • Fiscal year endsDecember 311
  • Business addressOne Vanderbilt Avenue, Suite 3400, New York, NY 100171
  • Phone212-813-49001
  • Shares outstanding12,958,485 as of Nov 13, 20249
  • Public float$0 as of Jun 30, 20236
  • On EDGAR sinceJun 30, 20211
  • Filings164 in all: 4 (72), 8-K (25), 3 (18), 10-Q (10), 40-APP/A (9), 425 (8), 40-17G (4), 10-K (3)1
    All 17 form types

    40-APP (3), 5 (3), D/A (3), 10-12G (1), 10-12G/A (1), 15-12G (1), D (1), N-54A (1), N-54C (1)

  • Latest filingsAnnual report (10-K) Mar 12, 2024
    Quarterly report (10-Q) Nov 13, 2024
    Latest 8-K (8-K) Mar 28, 2025

Sources

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