CIK on NYSE

UBS ASSET MANAGEMENT INCOME FUND, INC.

American company, incorporated in Maryland, listed on NYSE (CIK). Summary from the record

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Last updated Oct 19, 2026.

Overview

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TickerCIK on NYSE¹
HeadquartersNew York, New York¹
Incorporated inMD²
Business address1285 Avenue Of The Americas, New York, Ny 10019²

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Leadership

Who has led UBS ASSET MANAGEMENT INCOME FUND, INC., and when. Pick a name to see everywhere that person has worked.

Chair

Chief financial officer

2010201520202025

ChairLaura A. Defelice Jan 9, 2024 to Jan 10, 2024³
ChairJames Cattano Jul 27, 2017 to Jul 27, 2017⁴
ChairSteven N. Rappaport Jul 27, 2012 to Dec 28, 2017⁵
ChairEnrique R. Arzac Jul 27, 2006 to Dec 29, 2016⁶
Chief financial officerOmar Tariq May 6, 2019 to May 6, 2019⁷
Chief financial officerKenneth J. Lohsen Jun 1, 2016 to Jun 1, 2016⁸
Chief financial officerLaurie Pecha Nov 17, 2016 to Nov 17, 2016⁹
Chief financial officerTom Sipp Apr 16, 2012 to Apr 16, 2012¹⁰
Chief financial officerBruce S. Rosenberg Nov 19, 2012 to Nov 19, 2012¹¹

Board members and other officers (23)

Chief Compliance OfficerBrandi Sinkovich Jun 22, 2023 to Jun 22, 2023¹²
Chief Compliance OfficerJason Patrick Gossett Jan 10, 2022 to Jan 10, 2022¹³
Chief Compliance OfficerAntonio Muinos Jun 3, 2022 to Jun 3, 2022¹⁴
Chief Compliance OfficerRachael Inez Hoffman Aug 3, 2022 to Aug 3, 2022¹⁵
TreasurerEsther Cheung Feb 29, 2016 to Feb 29, 2016¹⁶
TreasurerRocco Delguercio May 14, 2013 to May 14, 2013¹⁷
Chief Investment OfficerThomas J. Flannery Jun 11, 2010 to May 19, 2021¹⁸
Sr Vice President & SecretaryKaren Regan Aug 18, 2010 to Aug 18, 2010¹⁹
TreasurerCecilia Chau May 28, 2008 to May 28, 2008²⁰
Board memberCharles Gerber Aug 23, 2024 to Jan 6, 2025²¹
Board memberLee Michael Shaiman Aug 23, 2024 to Aug 23, 2024²²
Board memberSamantha Kappagoda Jan 3, 2023 to Jan 3, 2023²³
Board memberJeffrey E. Garten Apr 30, 2018 to Apr 30, 2018²⁴
Board memberMahendra R. Gupta Apr 30, 2018 to Apr 30, 2018²⁵
Board memberLaura A. Defelice May 1, 2018 to Jan 21, 2025²⁶
Board memberLawrence Joseph Fox Dec 30, 2009 to Dec 28, 2017²⁷
Board memberJames Cattano Apr 25, 2006 to Dec 29, 2016²⁸
Board memberLawrence Haber Apr 25, 2006 to Apr 25, 2006²⁹
Board memberTerry Fires Bovarnick Jul 7, 2006 to Dec 28, 2017³⁰
Board memberSteven N. Rappaport Jul 27, 2006 to Dec 29, 2011³¹
General counselLou Anne McInnis Jun 3, 2015 to Jun 3, 2015³²
General counselJoanne Doldo Feb 15, 2013 to Feb 15, 2013³³
General counselRoger Machlis Aug 19, 2010 to Feb 26, 2015³⁴

Former names

CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.Aug 30, 2024 to Sep 3, 2026²
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INCMar 8, 2004 to Aug 23, 2024²
CSAM INCOME FUNDAug 30, 1999 to Mar 1, 2004²
BEA INCOME FUND INCAug 28, 1995 to Apr 6, 1999²
CS FIRST BOSTON INCOME FUND INCMay 3, 1995 to Jun 8, 1995²
FIRST BOSTON INCOME FUND INCFeb 28, 1995 to Feb 28, 1995²

Filings

91 filings to the SEC since October 2021: 4 major events, 12 insider forms, 12 large holders, 63 other. The latest 20:

Oct 14, 2026SCHEDULE 13G/A EDGAR
Oct 2, 2026SCHEDULE 13G EDGAR
Sep 3, 2026N-CSRS CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC EDGAR
Aug 28, 2026NPORT-P EDGAR
Aug 21, 2026N-PX EDGAR
Jul 14, 2026SCHEDULE 13G/A EDGAR
May 29, 2026NPORT-P EDGAR
Apr 17, 2026SCHEDULE 13G/A EDGAR
Mar 25, 2026N-CSR/A CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. EDGAR
Mar 16, 2026DEF 14A CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC EDGAR
Mar 13, 2026N-CEN EDGAR
Mar 6, 2026IRANNOTICE NOTICE OF DISCLOSURE IRAN NOTICE EDGAR
Mar 6, 2026N-CSR CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. EDGAR
Feb 24, 2026NPORT-P EDGAR
Nov 25, 2025NPORT-P EDGAR
Oct 22, 2025SCHEDULE 13G/A EDGAR
Sep 3, 2025N-CSRS CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC EDGAR
Aug 26, 2025NPORT-P EDGAR
Aug 22, 2025N-PX EDGAR
May 22, 2025NPORT-P EDGAR

The 91 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

5 open-market trades by officers, directors and large owners since October 2021: 5 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Jan 21, 2025	DeFelice Laura ADirector	Buy	40,766	$2.92	$119.0K	Form 4
Jan 3, 2025	Gerber CharlesDirector	Buy	8,620	$2.90	$25.0K	Form 4
Jan 3, 2025	Gerber CharlesDirector	Buy	8,620	$2.01	$17.3K	Form 4
Jan 9, 2024	DeFelice Laura ADirector	Buy	1,315	$3.02	$4.0K	Form 4
Jan 8, 2024	DeFelice Laura ADirector	Buy	5,321	$3.03	$16.1K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 11 filings Jan 12, 2022 to Oct 14, 2026³⁵
SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G, 1 filing Oct 2, 2026³⁶

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 52. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Landscape Capital Management, L.l.c.	1,163,091	$2.9M	0.2%	New
LPL Financial LLC	1,035,331	$2.6M	0.0%	−212,531
Shaker Financial Services, LLC	867,755	$2.2M	0.7%	+582,569
Wolverine Asset Management LLC	670,127	$1.7M	0.1%	+286,025
Invesco Ltd.	669,679	$1.7M	0.0%	+211,113
Fiera Capital Corp	410,648	$1.0M	0.0%	+11,452
Bank Of America Corp /de/	215,710	$535.0K	0.0%	−21,325
Citadel Advisors LLC	105,836	$262.5K	0.0%	+69,844
Osaic Holdings, Inc.	82,322	$204.2K	0.0%	+1,300
Dynamic Advisor Solutions LLC	73,477	$182.2K	0.0%	+6,092
Nomura Holdings Inc	70,000	$173.6K	0.0%	+20,000
Susquehanna International Group, Llp	63,770	$158.2K	0.0%	+19,804
Almitas Capital LLC	62,565	$155.2K	0.0%	New
Northwestern Mutual Wealth Management Co	59,793	$148.3K	0.0%	No change
Morgan Stanley	58,883	$146.0K	0.0%	+15,452
Commonwealth Equity Services, LLC	56,629	$140.4K	0.0%	−7,732
Jane Street Group, LLC	55,866	$138.5K	0.0%	+34,679
Clearstead Advisors, LLC	53,382	$132.4K	0.0%	New
Boothbay Fund Management, LLC	51,480	$127.7K	0.0%	+17,513
Gladstone Institutional Advisory LLC	46,127	$114.4K	0.0%	New
Melfa Wealth Management, Inc.	42,950	$106.5K	0.1%	No change
Wells Fargo & Company/mn	41,960	$104.1K	0.0%	−95,600
XTX Topco Ltd	39,504	$98.0K	0.0%	+13,204
Capital Investment Advisors, LLC	32,198	$79.9K	0.0%	−9,400
Mml Investors Services, LLC	32,171	$79.8K	0.0%	+555

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARUBS ASSET MANAGEMENT INCOME FUND, INC. filings on SEC EDGAR
2
SEC EDGARUBS ASSET MANAGEMENT INCOME FUND, INC. filings on SEC EDGAR
3
SEC EDGARLaura A. Defelice, Chair
4
SEC EDGARJames Cattano, Chair
5
SEC EDGARSteven N. Rappaport, Chair
6
SEC EDGAREnrique R. Arzac, Chair
7
SEC EDGAROmar Tariq, Chief financial officer
8
SEC EDGARKenneth J. Lohsen, Chief financial officer
9
SEC EDGARLaurie Pecha, Chief financial officer
10
SEC EDGARTom Sipp, Chief financial officer
11
SEC EDGARBruce S. Rosenberg, Chief financial officer
12
SEC EDGARBrandi Sinkovich, Chief Compliance Officer
13
SEC EDGARJason Patrick Gossett, Chief Compliance Officer
14
SEC EDGARAntonio Muinos, Chief Compliance Officer
15
SEC EDGARRachael Inez Hoffman, Chief Compliance Officer
16
SEC EDGAREsther Cheung, Treasurer
17
SEC EDGARRocco Delguercio, Treasurer
18
SEC EDGARThomas J. Flannery, Chief Investment Officer
19
SEC EDGARKaren Regan, Sr Vice President & Secretary
20
SEC EDGARCecilia Chau, Treasurer
21
SEC EDGARCharles Gerber, Board member
22
SEC EDGARLee Michael Shaiman, Board member
23
SEC EDGARSamantha Kappagoda, Board member
24
SEC EDGARJeffrey E. Garten, Board member
25
SEC EDGARMahendra R. Gupta, Board member
26
SEC EDGARLaura A. Defelice, Board member
27
SEC EDGARLawrence Joseph Fox, Board member
28
SEC EDGARJames Cattano, Board member
29
SEC EDGARLawrence Haber, Board member
30
SEC EDGARTerry Fires Bovarnick, Board member
31
SEC EDGARSteven N. Rappaport, Board member
32
SEC EDGARLou Anne McInnis, General counsel
33
SEC EDGARJoanne Doldo, General counsel
34
SEC EDGARRoger Machlis, General counsel
35
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G/A on UBS ASSET MANAGEMENT INCOME FUND, INC.
36
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G on UBS ASSET MANAGEMENT INCOME FUND, INC.