DBL on NYSE
DoubleLine Opportunistic Credit Fund
Fund registered in the United States, based in Tampa, active since 2011. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerDBL on NYSE2
- HeadquartersTampa, United States2
- Incorporated inMA3
- Business addressC/O Doubleline Capital Lp, 2002 N. Tampa St., Suite 200, Tampa, Fl 336023
- Legal formFUND2
- Kind of organizationFund2
- LEI5493003RT2VL4QLFXN552
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O CORPORATION SERVICE COMPANY, 02108 Boston, United States2
- Registered withSecurities and Exchange Commission, 00015252012
Leadership
Who has led DoubleLine Opportunistic Credit Fund, and when. Pick a name to see everywhere that person has worked.
Board members and other officers (26)
- Vice PresidentGheorghe Rotar Mar 31, 2026 to now4
- Vice PresidentMark Simone Feb 27, 2025 to now5
- Vice PresidentAna Alcantara Jun 4, 2025 to now6
- Vice PresidentCarolyn Liu-Hartman Aug 27, 2025 to now7
- AML Compliance OfficerLisa Chen Oct 12, 2023 to Oct 12, 20238
- Vice PresidentPatrick Aaron Townzen Dec 16, 2022 to Dec 16, 20229
- Vice PresidentDawn Oswald Jan 31, 2020 to Jan 31, 202010
- Vice PresidentMaria Theresa Walker Jan 31, 2020 to Jan 31, 202011
- Vice PresidentRobert Herron Jun 19, 2020 to Jun 19, 202012
- Dir of HR for DBL's Inv AdvJoan Elam Aug 5, 2020 to Aug 5, 202013
- AML OfficerJose Sarmenta Sep 25, 2020 to Sep 25, 202014
- CHIEF COMPLIANCE OFFICERAdam D. Rossetti Mar 9, 2018 to Mar 1, 201915
- CHIEF COMPLIANCE OFFICERYouse Guia Mar 15, 2018 to Mar 15, 201816
- Vice PresidentBrady J. Femling Sep 18, 2018 to Sep 18, 201817
- AML Officer and Vice PresidentNeal L. Zalvan Sep 18, 2018 to Sep 18, 201818
- Assistant TreasurerWinnie Han Sep 18, 2018 to Sep 18, 201819
- Vice PresidentAna Cris Santa Jan 26, 2012 to Jan 26, 201220
- Portfolio Manager of DBLBonnie Baha Jan 26, 2012 to Jan 26, 201221
- Chief Compliance OfficerEarl A. Lariscy Jan 26, 2012 to Jan 26, 201222
- Cntlr of Inv Adviser to DBLHenry Chase V. Jan 26, 2012 to Jan 31, 202023
- Vice PresidentJeffrey J. Sherman Jan 26, 2012 to Jan 26, 201224
- SecretaryLouis C. Lucido Jan 26, 2012 to Jan 26, 201225
- Pres DBL/ COB of TrusteesRonald R. Redell Jan 26, 2012 to Jan 26, 201226
- TreasurerSusan Nichols Jan 26, 2012 to Jan 26, 201227
- Board memberJoseph J. Ciprari Jan 26, 2012 to Jan 26, 201228
- Board memberRonald R. Redell Jan 26, 2012 to Jan 26, 201226
Timeline
- Jul 22, 2011Founded DoubleLine Opportunistic Credit Fund is founded2
Filings
93 filings to the SEC since October 2021: 27 insider forms, 5 large holders, 61 other. The latest 20:
- Oct 9, 2026POS EX EDGAR
- Oct 2, 2026424B5 EDGAR
- Sep 29, 2026EFFECT EDGAR
- Sep 24, 2026N-2/A EDGAR
- Aug 31, 2026N-PX EDGAR
- Aug 21, 2026NPORT-P EDGAR
- Jul 1, 2026N-2 EDGAR
- Jun 3, 2026N-CSRS DOUBLELINE OPPORTUNISTIC CREDIT FUND - N-CSRS EDGAR
- May 28, 2026NPORT-P EDGAR
- Mar 31, 20263 PRIMARY DOCUMENT EDGAR
- Mar 5, 202640-17G FIDELITY BOND EDGAR
- Feb 26, 2026NPORT-P EDGAR
- Dec 9, 2025N-CEN EDGAR
- Nov 28, 2025N-CSR OPPORTUNISTIC CREDIT FUND (DBL) - N-CSR EDGAR
- Nov 25, 2025NPORT-P EDGAR
- Oct 22, 20253 PRIMARY DOCUMENT EDGAR
- Oct 21, 20253 PRIMARY DOCUMENT EDGAR
- Aug 27, 20253 PRIMARY DOCUMENT EDGAR
- Aug 27, 2025N-PX EDGAR
- Aug 22, 2025NPORT-P EDGAR
The 93 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Morgan StanleySC 13G/A, 2 filings Feb 8, 2024 to Nov 7, 202429
- SIT INVESTMENT ASSOCIATES INCSC 13G/A, 3 filings Jan 14, 2022 to Feb 6, 202430
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 79. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Avior Wealth Management, LLC | 596,287 | $8.6M | 0.2% | +22,321 |
| UBS Group AG | 580,219 | $8.3M | 0.0% | +11,003 |
| Evergreen Capital Management LLC | 560,669 | $8.1M | 0.1% | +11,917 |
| Morgan Stanley | 530,776 | $7.6M | 0.0% | −31,759 |
| Royal Bank Of Canada | 439,900 | $6.3M | 0.0% | +64,077 |
| Twelve Points Wealth Management LLC | 405,759 | $5.8M | 1.2% | +41,955 |
| Ameriprise Financial Inc | 350,374 | $5.0M | 0.0% | +38,089 |
| Gridiron Partners, LLC | 346,451 | $5.0M | 2.6% | +191,741 |
| Stratos Wealth Advisors, LLC | 326,385 | $4.7M | 0.3% | +37,744 |
| Intellectus Partners, LLC | 295,245 | $4.2M | 0.7% | +13,396 |
| Wells Fargo & Company/mn | 263,521 | $3.8M | 0.0% | −11,269 |
| Catawba River Capital | 259,396 | $3.7M | 1.7% | −3,081 |
| LPL Financial LLC | 234,708 | $3.4M | 0.0% | +3,949 |
| Shaker Financial Services, LLC | 210,544 | $3.0M | 0.9% | +195,812 |
| Journey Advisory Group, LLC | 171,944 | $2.5M | 0.2% | −1,430 |
| Invesco Ltd. | 162,442 | $2.3M | 0.0% | +4,132 |
| Independent Financial Group, LLC | 139,250 | $2.0M | 0.0% | −3,650 |
| Stifel Financial Corp | 133,785 | $1.9M | 0.0% | −41,513 |
| Guggenheim Capital LLC | 133,104 | $1.9M | 0.0% | −53,938 |
| Raymond James Financial Inc | 125,315 | $1.8M | 0.0% | −10,467 |
| Ignite Planners, LLC | 112,190 | $1.6M | 0.2% | −2,627 |
| Aviance Capital Partners, LLC | 111,297 | $1.6M | 0.2% | +16,225 |
| Envestnet Asset Management Inc | 106,773 | $1.5M | 0.0% | +75,190 |
| Berger Financial Group, Inc | 103,409 | $1.5M | 0.1% | −2,255 |
| ArchPoint Investors | 100,964 | $1.5M | 0.3% | No change |
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4SEC EDGARGheorghe Rotar, Vice President
- 5SEC EDGARMark Simone, Vice President
- 6SEC EDGARAna Alcantara, Vice President
- 7SEC EDGARCarolyn Liu-Hartman, Vice President
- 8SEC EDGARLisa Chen, AML Compliance Officer
- 9
- 10SEC EDGARDawn Oswald, Vice President
- 11SEC EDGARMaria Theresa Walker, Vice President
- 12SEC EDGARRobert Herron, Vice President
- 13
- 14SEC EDGARJose Sarmenta, AML Officer
- 15
- 16SEC EDGARYouse Guia, CHIEF COMPLIANCE OFFICER
- 17SEC EDGARBrady J. Femling, Vice President
- 18
- 19SEC EDGARWinnie Han, Assistant Treasurer
- 20SEC EDGARAna Cris Santa, Vice President
- 21
- 22
- 23
- 24SEC EDGARJeffrey J. Sherman, Vice President
- 25SEC EDGARLouis C. Lucido, Secretary
- 26
- 27SEC EDGARSusan Nichols, Treasurer
- 28SEC EDGARJoseph J. Ciprari, Board member
- 29
- 30