DFP on NYSE
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
Fund registered in the United States, based in Pasadena, active since 2012. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerDFP on NYSE2
- HeadquartersPasadena, United States2
- Legal formFund2
- Kind of organizationFund2
- LEI254900BPH613QBWQO2372
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST, INCORPORATED, 21093 Lutherville Timonium, United States2
- Registered withSecurities and Exchange Commission, 00015599912
Leadership
Who has led Flaherty & Crumrine Dynamic Preferred & Income Fund Inc, and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
201520202025
- Chief executive officerRobert E. Chadwick Jun 8, 2015 to Dec 19, 20184
- Chief executive officerDonald F. Crumrine May 23, 2013 to Jan 10, 20145
- ChairDonald F. Crumrine May 23, 2013 to Jan 10, 20145
- PresidentRobert E. Chadwick Jun 8, 2015 to Dec 19, 20184
- PresidentRobert M. Ettinger May 23, 2013 to Sep 16, 20146
- Chief financial officerBradford S. Stone Jun 23, 2015 to Jun 23, 20157
- Chief financial officerRobert E. Chadwick May 23, 2013 to Aug 16, 20138
Board members and other officers (11)
- VP and Assistant TreasurerBradford S. Stone May 23, 2013 to Nov 25, 20139
- CCO, VP and SecretaryChad Conwell May 23, 2013 to Jun 30, 201510
- Asst-CompOfficer/Treas/SecLaurie C. Lodolo May 23, 2013 to May 23, 201311
- Board memberKevin Michael Maxwell Feb 6, 2026 to now12
- Board memberNicholas Dalmaso Jan 29, 2024 to Jan 29, 202413
- Board memberRobert E. Chadwick Feb 16, 2016 to Dec 19, 201814
- Board memberDavid Gale May 23, 2013 to May 24, 201315
- Board memberKaren Hanovice Hogan May 23, 2013 to Aug 1, 201416
- Board memberMorgan Gust May 23, 2013 to Sep 16, 201317
- Board memberRobert F. Wulf May 23, 2013 to Mar 18, 201618
- Board memberDonald F. Crumrine Aug 13, 2013 to Aug 16, 201319
Former names
- Flaherty & Crumrine Preferred & Income Allocation Fund IncOct 25, 2012 to Oct 25, 20123
Timeline
Filings
60 filings to the SEC since October 2021: 2 insider forms, 1 large holders, 57 other. The latest 20:
- Aug 6, 2026N-PX EDGAR
- Jul 31, 2026N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT EDGAR
- Jul 27, 2026NPORT-P EDGAR
- May 13, 202640-17G FIDELITY BOND PURSUANT TO RULE 17G1(G)(1) EDGAR
- Apr 23, 2026NPORT-P EDGAR
- Mar 9, 2026DEF 14A DEFINITIVE PROXY STATEMENT EDGAR
- Feb 11, 2026N-CEN EDGAR
- Feb 6, 20263 PRIMARY DOCUMENT EDGAR
- Feb 4, 2026N-CSR CERTIFIED ANNUAL SHAREHOLDER REPORT EDGAR
- Jan 23, 2026NPORT-P EDGAR
- Oct 29, 2025NPORT-P EDGAR
- Oct 22, 2025SCHEDULE 13G EDGAR
- Aug 15, 2025N-PX EDGAR
- Jul 31, 2025N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT EDGAR
- Jul 25, 2025NPORT-P EDGAR
- Jun 23, 2025DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
- Jun 20, 202540-17G FIDELITY BOND EDGAR
- Jun 10, 2025DEFA14A DEFINITIVE ADDITIONAL PROXY MATERIALS EDGAR
- May 16, 2025DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
- May 7, 2025DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
The 60 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- RAYMOND JAMES & ASSOCIATESSCHEDULE 13G, 1 filing Oct 22, 202520
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 82. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Raymond James Financial Inc | 1,294,453 | $26.8M | 0.0% | +53,183 |
| Invesco Ltd. | 309,183 | $6.4M | 0.0% | +7,480 |
| Hennion & Walsh Asset Management, Inc. | 218,689 | $4.5M | 0.1% | +43,356 |
| Wells Fargo & Company/mn | 211,865 | $4.4M | 0.0% | −25,213 |
| LPL Financial LLC | 193,623 | $4.0M | 0.0% | +4,895 |
| Guggenheim Capital LLC | 163,065 | $3.4M | 0.0% | −79,734 |
| Morgan Stanley | 136,282 | $2.8M | 0.0% | +17,684 |
| Focus Partners Wealth | 132,309 | $2.7M | 0.0% | −10,584 |
| Ameriprise Financial Inc | 104,750 | $2.2M | 0.0% | +15,364 |
| Fiera Capital Corp | 100,203 | $2.1M | 0.0% | +3,169 |
| Smith Asset Management Co., LLC | 93,742 | $1.9M | 1.5% | −1,325 |
| Whipplewood Advisors, LLC | 93,297 | $1.9M | 1.3% | −1,482 |
| Osaic Holdings, Inc. | 80,665 | $1.7M | 0.0% | +33,116 |
| 1607 Capital Partners, LLC | 62,441 | $1.3M | 0.1% | −45,176 |
| Revisor Wealth Management LLC | 52,586 | $1.1M | 0.3% | −8,435 |
| 1776 Wealth LLC | 52,097 | $1.1M | 0.4% | +59 |
| Closed-End Fund Advisors, Inc. | 50,509 | $1.0M | 1.0% | +6,509 |
| Envestnet Asset Management Inc | 50,450 | $1.0M | 0.0% | +7,864 |
| Principal Securities, Inc. | 47,982 | $991.8K | 0.0% | +6,790 |
| Seamount Financial Group Inc | 43,904 | $907.5K | 0.4% | −1,088 |
| &partners | 43,474 | $898.6K | 0.0% | +3,466 |
| Private Advisor Group, LLC | 39,226 | $810.8K | 0.0% | −705 |
| Commonwealth Equity Services, LLC | 38,791 | $801.8K | 0.0% | −12,255 |
| AlphaCore Capital LLC | 36,478 | $754.0K | 0.0% | +336 |
| Royal Bank Of Canada | 31,743 | $656.0K | 0.0% | +503 |
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6SEC EDGARRobert M. Ettinger, President
- 7
- 8
- 9
- 10SEC EDGARChad Conwell, CCO, VP and Secretary
- 11
- 12SEC EDGARKevin Michael Maxwell, Board member
- 13SEC EDGARNicholas Dalmaso, Board member
- 14SEC EDGARRobert E. Chadwick, Board member
- 15SEC EDGARDavid Gale, Board member
- 16SEC EDGARKaren Hanovice Hogan, Board member
- 17SEC EDGARMorgan Gust, Board member
- 18SEC EDGARRobert F. Wulf, Board member
- 19SEC EDGARDonald F. Crumrine, Board member
- 20