DHY on NYSE
UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND
American company, incorporated in Delaware, listed on NYSE (DHY). Summary from the record
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Last updated Oct 19, 2026.
Overview
Leadership
Who has led UBS ASSET MANAGEMENT HIGH YIELD CREDIT FUND, and when. Pick a name to see everywhere that person has worked.
Chief financial officer
- Chief financial officerOmar Tariq May 6, 2019 to May 6, 20193
- Chief financial officerKenneth J. Lohsen Jun 1, 2016 to Jun 1, 20164
- Chief financial officerLaurie Pecha Nov 17, 2016 to Nov 17, 20165
- Chief financial officerTom Sipp Apr 16, 2012 to Apr 16, 20126
- Chief financial officerBruce S. Rosenberg Nov 19, 2012 to Nov 19, 20127
- Chief financial officerMichael Pignataro Nov 30, 2007 to Nov 1, 20108
Board members and other officers (18)
- Chief Investment OfficerJohn G. Popp May 22, 2026 to now9
- TrusteeLaura A. Defelice Jan 9, 2024 to now10
- Chief Compliance OfficerBrandi Sinkovich Jun 22, 2023 to Jun 22, 202311
- Chief Compliance OfficerJason Patrick Gossett Jan 10, 2022 to Jan 10, 202212
- Chief Compliance OfficerAntonio Muinos Jun 3, 2022 to Jun 3, 202213
- Chief Compliance OfficerRachael Inez Hoffman Aug 3, 2022 to Aug 3, 202214
- treasurerEsther Cheung Feb 29, 2016 to Feb 29, 201615
- TreasurerRocco Delguercio May 14, 2013 to May 14, 201316
- Chief Investment OfficerThomas J. Flannery Jun 11, 2010 to Dec 26, 202317
- Sr.Vice President & SecretaryKaren Regan Aug 18, 2010 to Aug 18, 201018
- TreasurerCecilia Chau May 28, 2008 to May 28, 200819
- Chief Investment OfficerMartha B. Metcalf Sep 18, 2008 to Sep 18, 200820
- Board memberJames Cattano Apr 25, 2006 to Apr 25, 200621
- Board memberLawrence Haber Apr 25, 2006 to Apr 25, 200622
- Board memberTerry Fires Bovarnick Jul 7, 2006 to Jul 7, 200623
- General counselLou Anne McInnis Jun 3, 2015 to Jun 3, 201524
- General counselJoanne Doldo Feb 15, 2013 to Feb 15, 201325
- General counselRoger Machlis Aug 19, 2010 to Feb 26, 201526
Former names
Filings
103 filings to the SEC since October 2021: 4 major events, 16 insider forms, 13 large holders, 70 other. The latest 20:
- Oct 7, 2026SCHEDULE 13G/A EDGAR
- Sep 25, 2026NPORT-P EDGAR
- Aug 21, 2026N-PX EDGAR
- Jul 14, 2026SCHEDULE 13G/A EDGAR
- Jun 29, 2026N-CSRS CREDIT SUISSE HIGH YIELD BOND FUND EDGAR
- Jun 26, 2026NPORT-P EDGAR
- Jun 4, 2026SCHEDULE 13G EDGAR
- May 26, 20264 PRIMARY DOCUMENT EDGAR
- May 22, 20264/A PRIMARY DOCUMENT EDGAR
- May 22, 20264 PRIMARY DOCUMENT EDGAR
- May 15, 20264 PRIMARY DOCUMENT EDGAR
- May 15, 2026497AD EDGAR
- Apr 21, 2026POS EX CREDIT SUISSE HIGH YIELD CREDIT FUND EDGAR
- Apr 21, 2026424B5 CREDIT SUISSE HIGH YIELD CREDIT FUND EDGAR
- Apr 17, 20264 PRIMARY DOCUMENT EDGAR
- Apr 17, 2026SCHEDULE 13G/A EDGAR
- Apr 9, 2026497AD CREDIT SUISSE HIGH YIELD CREDIT FUND EDGAR
- Apr 2, 2026EFFECT EDGAR
- Apr 2, 2026N-2/A CREDIT SUISSE HIGH YIELD CREDIT FUND EDGAR
- Mar 31, 2026NPORT-P EDGAR
The 103 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
5 open-market trades by officers, directors and large owners since October 2021: 5 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Apr 16, 2026 | Gerber Charles | Buy | 16,000 | $1.88 | $30.1K | Form 4 |
| Jan 21, 2025 | DeFelice Laura A | Buy | 56,801 | $2.13 | $121.0K | Form 4 |
| Jan 8, 2024 | DeFelice Laura A | Buy | 9,852 | $2.01 | $19.8K | Form 4 |
| Dec 21, 2023 | Flannery Thomas J.Chief Investment Officer | Buy | 20,000 | $1.96 | $39.2K | Form 4 |
| Jan 10, 2023 | Flannery Thomas J.Chief Investment Officer | Buy | 45,000 | $1.84 | $82.8K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 10 filings Jan 14, 2022 to Oct 7, 202627
- SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G, 3 filings Feb 12, 2024 to Jun 4, 202628
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3SEC EDGAROmar Tariq, Chief financial officer
- 4
- 5
- 6SEC EDGARTom Sipp, Chief financial officer
- 7
- 8
- 9
- 10SEC EDGARLaura A. Defelice, Trustee
- 11
- 12
- 13
- 14
- 15SEC EDGAREsther Cheung, treasurer
- 16SEC EDGARRocco Delguercio, Treasurer
- 17
- 18
- 19SEC EDGARCecilia Chau, Treasurer
- 20
- 21SEC EDGARJames Cattano, Board member
- 22SEC EDGARLawrence Haber, Board member
- 23SEC EDGARTerry Fires Bovarnick, Board member
- 24SEC EDGARLou Anne McInnis, General counsel
- 25SEC EDGARJoanne Doldo, General counsel
- 26SEC EDGARRoger Machlis, General counsel
- 27
- 28