DLY on NYSE

DoubleLine Yield Opportunities Fund

Fund registered in the United States, based in Tampa, active since 2019. Summary from the record

Price unavailable

Last updated Oct 19, 2026.

Overview

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TickerDLY on NYSE²
HeadquartersTampa, United States²
Incorporated inMA³
Business address2002 N. Tampa St., Suite 200, Tampa, Fl 33602³
Legal formFUND²
Kind of organizationFund²
LEI5493006BIH94Q4VHHG23²
StatusActive²
LEI statusIssued and current²
Registered addressC/O CORPORATION SERVICE COMPANY, 02109 Boston, United States²
Registered withSecurities and Exchange Commission, 0001788399²

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Leadership

Who has led DoubleLine Yield Opportunities Fund, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (25)

Vice PresidentGheorghe Rotar Mar 31, 2026 to now⁴
Vice PresidentMark Simone Feb 27, 2025 to Feb 27, 2025⁵
Vice PresidentAna Alcantara Jun 4, 2025 to now⁶
Vice PresidentCarolyn Liu-Hartman Aug 27, 2025 to now⁷
AML Compliance OfficerLisa Chen Oct 12, 2023 to Oct 12, 2023⁸
Vice PresidentAdam D. Rossetti Feb 28, 2020 to Feb 28, 2020⁹
Vice President and SecretaryAna Cris Santa Feb 28, 2020 to Feb 28, 2020¹⁰
Vice PresidentBrady J. Femling Feb 28, 2020 to Feb 28, 2020¹¹
OfficerCasey Moore Feb 28, 2020 to Feb 28, 2020¹²
Vice PresidentDawn Oswald Feb 28, 2020 to Feb 28, 2020¹³
Vice PresidentEarl A. Lariscy Feb 28, 2020 to Feb 28, 2020¹⁴
OfficerEvery Barbara Van Feb 28, 2020 to Feb 28, 2020¹⁵
OfficerHenry Chase V. Feb 28, 2020 to Feb 28, 2020¹⁶
OfficerJeffrey E. Gundlach Feb 28, 2020 to Feb 28, 2020¹⁷
Vice PresidentJeffrey J. Sherman Feb 28, 2020 to now¹⁸
OfficerLeticia A. Acosta Feb 28, 2020 to Feb 28, 2020¹⁹
Vice PresidentMaria Theresa Walker Feb 28, 2020 to Feb 28, 2020²⁰
AML Officer and Vice PresidentNeal L. Zalvan Feb 28, 2020 to Feb 28, 2020²¹
Vice PresidentPatrick Aaron Townzen Feb 28, 2020 to Feb 28, 2020²²
OfficerRonald R. Redell Feb 28, 2020 to Feb 28, 2020²³
Assistant TreasurerWinnie Han Feb 28, 2020 to Feb 28, 2020²⁴
Chief Compliance OfficerYouse Guia Feb 28, 2020 to Mar 11, 2024²⁵
Vice PresidentRobert Herron Jun 19, 2020 to Jun 19, 2020²⁶
Dir of HR for DLY's Inv AdvJoan Elam Aug 5, 2020 to Aug 5, 2020²⁷
AML OfficerJose Sarmenta Sep 25, 2020 to Sep 25, 2020²⁸

Timeline

Sep 17, 2019Founded DoubleLine Yield Opportunities Fund is founded²

Filings

96 filings to the SEC since October 2021: 27 insider forms, 4 large holders, 65 other. The latest 20:

Oct 9, 2026POS EX EDGAR
Oct 2, 2026424B5 EDGAR
Sep 29, 2026EFFECT EDGAR
Sep 25, 20264 EDGAR
Sep 24, 2026N-2/A EDGAR
Aug 31, 2026N-PX EDGAR
Aug 21, 2026NPORT-P EDGAR
Jul 1, 2026N-2 EDGAR
Jun 3, 2026N-CSRS DOUBLELINE YIELD OPPORTUNITIES FUND - N-CSRS EDGAR
May 28, 2026NPORT-P EDGAR
Mar 31, 20263 PRIMARY DOCUMENT EDGAR
Mar 5, 202640-17G FIDELITY BOND EDGAR
Feb 26, 2026NPORT-P EDGAR
Feb 13, 2026DEF 14A EDGAR
Dec 23, 2025CORRESP EDGAR
Dec 9, 2025N-CEN EDGAR
Nov 28, 2025N-CSR DOUBLELINE YIELD OPPORTUNITIES FUND (DLY) - N-CSR EDGAR
Nov 25, 2025NPORT-P EDGAR
Nov 7, 2025SCHEDULE 13G EDGAR
Oct 22, 20253 PRIMARY DOCUMENT EDGAR

The 96 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

2 open-market trades by officers, directors and large owners since October 2021: 2 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Sep 24, 2026	Sherman Jeffrey J.Vice President	Buy	10,000	$13.03	$130.3K	Form 4
Mar 8, 2024	Guia YouseChief Compliance Officer	Buy	70	$15.78	$1.1K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySCHEDULE 13G, 4 filings Feb 10, 2022 to Nov 7, 2025²⁹

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 90. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	2,443,074	$34.4M	0.0%	+7,497
Wells Fargo & Company/mn	2,405,028	$33.8M	0.0%	−42,191
UBS Group AG	1,128,211	$15.9M	0.0%	+113,031
Royal Bank Of Canada	673,695	$9.5M	0.0%	−35,548
HighTower Advisors, LLC	564,166	$7.9M	0.0%	+68,015
1607 Capital Partners, LLC	354,813	$5.0M	0.4%	+33,281
Raymond James Financial Inc	341,068	$4.8M	0.0%	−117,286
Bank Of America Corp /de/	303,203	$4.3M	0.0%	+14,254
LPL Financial LLC	261,423	$3.7M	0.0%	−33,046
Rareview Capital LLC	227,782	$3.6M	2.0%	+59,394
Independent Financial Group, LLC	226,421	$3.2M	0.1%	+676
Journey Advisory Group, LLC	197,661	$2.8M	0.2%	−1,107
Pettinga Financial Advisors LLC	177,434	$2.5M	0.4%	−5,769
Maridea Wealth Management LLC	171,667	$2.4M	0.3%	+36,510
Shaker Financial Services, LLC	157,923	$2.2M	0.7%	−36,709
Guggenheim Capital LLC	145,191	$2.0M	0.0%	+8,310
Noble Wealth Management PBC	109,185	$1.5M	0.7%	+9,050
Creekside Partners	101,576	$1.4M	0.5%	+34,408
Osaic Holdings, Inc.	93,230	$1.3M	0.0%	+62,813
Logan Stone Capital, LLC	90,623	$1.3M	0.3%	−230,525
Schwarz Dygos Wheeler Investment Advisors LLC	77,737	$1.1M	0.2%	+3,360
Sanctuary Advisors, LLC	77,008	$1.1M	0.0%	+6,159
Pathstone Holdings, LLC	60,745	$854.7K	0.0%	−94,025
Stifel Financial Corp	60,627	$853.0K	0.0%	−3,585
Oppenheimer & Co Inc	54,405	$765.5K	0.0%	+4,850

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARDoubleLine Yield Opportunities Fund filings on SEC EDGAR
2
GLEIFDoubleLine Yield Opportunities Fund LEI record (5493006BIH94Q4VHHG23)
3
SEC EDGARDoubleLine Yield Opportunities Fund filings on SEC EDGAR
4
SEC EDGARGheorghe Rotar, Vice President
5
SEC EDGARMark Simone, Vice President
6
SEC EDGARAna Alcantara, Vice President
7
SEC EDGARCarolyn Liu-Hartman, Vice President
8
SEC EDGARLisa Chen, AML Compliance Officer
9
SEC EDGARAdam D. Rossetti, Vice President
10
SEC EDGARAna Cris Santa, Vice President and Secretary
11
SEC EDGARBrady J. Femling, Vice President
12
SEC EDGARCasey Moore, Officer
13
SEC EDGARDawn Oswald, Vice President
14
SEC EDGAREarl A. Lariscy, Vice President
15
SEC EDGAREvery Barbara Van, Officer
16
SEC EDGARHenry Chase V., Officer
17
SEC EDGARJeffrey E. Gundlach, Officer
18
SEC EDGARJeffrey J. Sherman, Vice President
19
SEC EDGARLeticia A. Acosta, Officer
20
SEC EDGARMaria Theresa Walker, Vice President
21
SEC EDGARNeal L. Zalvan, AML Officer and Vice President
22
SEC EDGARPatrick Aaron Townzen, Vice President
23
SEC EDGARRonald R. Redell, Officer
24
SEC EDGARWinnie Han, Assistant Treasurer
25
SEC EDGARYouse Guia, Chief Compliance Officer
26
SEC EDGARRobert Herron, Vice President
27
SEC EDGARJoan Elam, Dir of HR for DLY's Inv Adv
28
SEC EDGARJose Sarmenta, AML Officer
29
SEC EDGARMorgan Stanley SCHEDULE 13G on DoubleLine Yield Opportunities Fund