DPG on NYSE

Duff & Phelps Utility & Infrastructure Fund Inc.

Fund registered in the United States, based in Chicago, active since 2011. Summary from the record

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Last updated Oct 19, 2026.

Overview

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  • TickerDPG on NYSE2
  • HeadquartersChicago, United States2
  • Incorporated inMD3
  • Business address101 Munson Street, Greenfield, Ma 013013
  • Legal formFUND2
  • Kind of organizationFund2
  • LEI549300SY2NYDO23RIE892
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O CSC-LAWYERS INCORPORATING SERVICE COMPANY, 21202 Baltimore, United States2
  • Registered withSecurities and Exchange Commission, 00015156712

Leadership

Who has led Duff & Phelps Utility & Infrastructure Fund Inc., and when. Pick a name to see everywhere that person has worked.

Board members and other officers (25)

Former names

  • Duff & Phelps Global Utility Income Fund Inc.Jun 27, 2011 to Dec 23, 20193
  • Duff & Phelps Global Utility & Midstream Energy Income Fund Inc.Mar 16, 2011 to Jun 24, 20113

Timeline

  1. Jun 16, 2023New chief executive David D. Grumhaus Jr. becomes CEO4
  2. Jul 26, 2011New chief executive Nathan I. Partain becomes CEO5
  3. Mar 15, 2011Founded Duff & Phelps Utility & Infrastructure Fund Inc. is founded2

Filings

72 filings to the SEC since October 2021: 19 insider forms, 2 large holders, 51 other. The latest 20:

  1. Sep 29, 2026NPORT-P EDGAR
  2. Aug 18, 2026N-PX EDGAR
  3. Jul 1, 2026N-CSRS EDGAR
  4. Jun 26, 2026NPORT-P EDGAR
  5. Mar 31, 2026NPORT-P EDGAR
  6. Feb 12, 2026APP WD EDGAR
  7. Feb 10, 20264 EDGAR
  8. Feb 5, 202640-APP EDGAR
  9. Jan 16, 2026DEF 14A NOTICE OF JOINT ANNUAL MEETING OF SHAREHOLDERS EDGAR
  10. Jan 13, 2026N-CEN EDGAR
  11. Dec 23, 2025N-CSR EDGAR
  12. Dec 19, 2025NPORT-P EDGAR
  13. Sep 24, 2025NPORT-P EDGAR
  14. Aug 26, 20254 PRIMARY DOCUMENT EDGAR
  15. Aug 26, 2025N-PX EDGAR
  16. Aug 18, 20254 PRIMARY DOCUMENT EDGAR
  17. Jun 25, 2025NPORT-P EDGAR
  18. Jun 20, 2025N-CSRS DUFF & PHELPS UTILITY AND INFRASTRUCTURE FUND INC. EDGAR
  19. Jun 6, 2025SCHEDULE 13G EDGAR
  20. Jun 2, 20254 EDGAR

The 72 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

12 open-market trades by officers, directors and large owners since October 2021: 11 buys and 1 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Feb 9, 2026BRADLEY WILLIAM PATRICK IIIVice President & TreasurerBuy3,250$13.81$44.9KForm 4
Aug 25, 2025Grumhaus David D Jr.President and CEOBuy1,200$12.77$15.3KForm 4
Aug 15, 2025Kahrer Mark G.DirectorBuy1,000$12.69$12.7KForm 4
May 29, 2025MetLife Investment Management, LLC10% ownerBuy1,000,000$25.00$25.0MForm 4
Feb 19, 2025MCNAMARA GERALDINE MDirectorSale440$11.95$5.3KForm 4
Nov 26, 2024Grumhaus David D Jr.President and CEOBuy1,500$12.32$18.5KForm 4
Apr 9, 2024Grumhaus David D Jr.President and CEOBuy3,000$9.42$28.3KForm 4
Jul 31, 2023Grumhaus David D Jr.President and CEOBuy2,500$10.01$25.0KForm 4
Jun 20, 2023PETRISKO DANIELEVP and Assistant SecretaryBuy450$9.82$4.4KForm 4
Jun 16, 2023Grumhaus David D Jr.President and CEOBuy2,500$10.08$25.2KForm 4
Jun 16, 2023Elvekrog EricVP & Chief Investment OfficerBuy3,000$10.07$30.2KForm 4
Apr 26, 2023Cusack Mareile B.DirectorBuy1,335$12.58$16.8KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 84. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Morgan Stanley1,962,951$29.1M0.0%+26,178
Wells Fargo & Company/mn1,429,475$21.2M0.0%+37,680
Advisors Asset Management, Inc.1,043,485$15.5M0.2%−43,081
Allspring Global Investments Holdings, LLC806,496$12.0M0.0%+181,763
Pathstone Holdings, LLC656,309$9.7M0.0%+166,148
Kanen Wealth Management LLC519,540$7.7M1.9%−4,045
Karpus Management, Inc.481,585$7.1M0.2%−51,615
Raymond James Financial Inc424,166$6.3M0.0%−536
Thomas J. Herzfeld Advisors, Inc.360,644$5.4M1.6%−30,853
Royal Bank Of Canada335,662$5.0M0.0%+105,491
Bulldog Investors, LLP327,384$4.9M1.1%+151,254
Saba Capital Management, L.P.325,964$4.8M0.1%+153,214
LPL Financial LLC270,305$4.0M0.0%−104,154
UBS Group AG268,332$4.0M0.0%−2,053
J.w. Cole Advisors, Inc.264,202$3.9M0.1%+20,872
United Advisor Group, LLC253,669$3.8M0.4%−56,105
First Trust Advisors LP170,485$2.5M0.0%+33,393
Blue Bell Private Wealth Management, LLC150,468$2.2M0.3%+29,898
NewEdge Advisors, LLC125,161$1.9M0.0%+8,443
Hennion & Walsh Asset Management, Inc.108,130$1.6M0.0%+21,294
Zimmer Partners, LP107,700$1.6M0.0%No change
Osaic Holdings, Inc.67,580$1.0M0.0%+10,952
Kestra Advisory Services, LLC65,142$966.7K0.0%−15,734
Concorde Asset Management, LLC61,620$918.8K0.5%+4,200
Cetera Investment Advisers47,399$703.4K0.0%+11,650

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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