EFC on NYSE
Ellington Financial Inc.
American real estate company based in Old Greenwich, incorporated in Delaware. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerEFC on NYSE2
- IndustryReal Estate2
- HeadquartersOld Greenwich, United States2
- Incorporated inDE3
- Business address53 Forest Ave, Greenwich, Ct 068703
- Filer categoryLarge accelerated filer3
- Legal formCorporation2
- LEI60GS1D1R1YY5G1W7IT742
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O Cogency Global Inc., 19904 Dover, United States2
- Registered withDivision of Corporations, Department of State, 43849972
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Except where the context suggests otherwise, references in this Annual Report on Form 10-K to "EFC," "we," "us," and "our" refer to Ellington Financial Inc. and its consolidated subsidiaries, including Ellington Financial Operating Partnership LLC, our operating partnership subsidiary, which we refer to as our "Operating Partnership." References in this Annual Report on Form 10-K to (1) "common shares" refer to shares of our common stock, $0.001 par value per share and (2) "common stockholders" refer to holders of shares of our common stock. We conduct all of our operations and business activities through our Operating Partnership. Our "Manager" refers to Ellington Financial Management LLC, our external manager, "Ellington" refers to Ellington Management Group, L.L.C. and its affiliated investment advisory firms, including our Manager, and "Manager Group" refers collectively to officers …7 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Financial statements
Every line of the income statement as filed: the last 3 fiscal years, latest first.12
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Interest income | $494.5M | $416.0M | $370.2M |
| Interest expense | -$304.5M | -$279.6M | -$262.5M |
| Total net interest income | $190.0M | $136.4M | $107.7M |
| Realized gains (losses) on securities and loans, net | $11.7M | -$51.0M | -$94.0M |
| Realized gains (losses) on financial derivatives, net | -$5.7M | -$16.2M | $40.1M |
| Realized gains (losses) on real estate owned, net | -$7.7M | -$5.5M | -$5.2M |
| Realized Gains (Losses) on Unsecured Borrowings, at fair value, net | -$1.4M | $0 | $0 |
| Unrealized gains (losses) on securities and loans, net | $134.0M | $109.4M | $171.3M |
| Unrealized gains (losses) on financial derivatives, net | -$50.5M | $56.9M | -$15.1M |
| Unrealized gains (losses) on real estate owned, net | -$5.2M | $632.0K | $2.2M |
| Unrealized gains (losses) on other secured borrowings, at fair value, net | -$92.7M | -$35.9M | -$51.6M |
| Unrealized gains (losses) on unsecured borrowings, at fair value, net | -$11.5M | -$9.1M | $146.0K |
| Net change from HECM reverse mortgage loans, at fair value | $708.3M | $637.0M | $503.8M |
| Net change related to HMBS obligations, at fair value | -$585.3M | -$545.7M | -$451.6M |
| Business Combination, Bargain Purchase, Gain Recognized, Amount | $0 | $0 | $28.2M |
| Other, net | $52.4M | $28.6M | $41.0M |
| Total other income (loss) | $146.5M | $169.2M | $169.2M |
| Base management fee to affiliate (Net of fee rebates of $744, $297, and $473, respectively)(1) | $25.4M | $23.5M | $20.4M |
| Incentive Fee Expense | $4.5M | $0 | $0 |
| Servicing expense | $28.6M | $24.2M | $20.4M |
| Debt issuance costs related to Other secured borrowings, at fair value | $10.1M | $7.3M | $0 |
| Debt Related Commitment Fees and Debt Issuance Costs | $6.0M | $0 | $0 |
| Debt Issuance Costs Related to Unsecured Borrowings, at Fair Value | $6.0M | $0 | $0 |
| Other | $36.1M | $25.6M | $16.9M |
| Professional fees | $13.1M | $11.2M | $21.2M |
| Compensation and benefits | $83.6M | $68.7M | $78.4M |
| Other expenses | $31.1M | $28.9M | $30.5M |
| Total expenses | $238.5M | $189.4M | $187.7M |
| Net Income (Loss) before Income Tax Expense (Benefit) and Earnings (Losses) from Investments in Unconsolidated Entities | $97.9M | $116.3M | $89.2M |
| Income tax expense (benefit) | $3.8M | $612.0K | $457.0K |
| Earnings (losses) from investments in unconsolidated entities | $56.7M | $32.4M | -$855.0K |
| Net Income (Loss) | $150.8M | $148.1M | $87.9M |
| Net income (loss) attributable to non-controlling interests | $3.9M | $2.2M | $3.8M |
| Dividends on preferred stock | $28.1M | $27.7M | $23.2M |
| Preferred Stock Redemption Premium | $335.0K | $0 | |
| Net Income (Loss) Attributable to Common Stockholders | $118.7M | $117.8M | $60.9M |
| Basic and Diluted (USD per share) | $1.19 | $1.36 | $0.89 |
| Preferred Stock Redemption Discount | $0 | $335.0K | |
| Base management fee to affiliate (Net of fee rebates of $744, $297, and $473, respectively)(1) | $744.0K | $297.0K | $473.0K |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 4 fiscal years (annual) or 4 quarters (quarterly), latest first.12
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $201.9M | $192.4M | $228.9M | $217.1M |
| Restricted cash | $136.3M | $16.6M | $1.6M | $4.8M |
| Securities, at fair value(1)(2) | $1.0B | $962.3M | ||
| Loans, at fair value(1)(2) | $16.6B | $14.0B | ||
| Loan commitments, at fair value | $9.1M | $6.7M | ||
| Forward MSR-related investments, at fair value(1) | $77.9M | $77.8M | $163.3M | $177.4M |
| Mortgage servicing rights, at fair value | $28.9M | $29.8M | ||
| Investments in unconsolidated entities, at fair value(1) | $312.4M | $220.1M | ||
| Real estate owned(1)(2) | $75.5M | $46.7M | ||
| Financial derivativesassets, at fair value | $142.7M | $184.4M | ||
| Reverse repurchase agreements | $453.0M | $336.7M | ||
| Due from brokers | $35.9M | $22.2M | ||
| Investment related receivables(1) | $177.2M | $189.1M | ||
| Other assets(1) | $26.4M | $32.8M | ||
| Total Assets | $19.4B | $16.3B | ||
| Securities sold short, at fair value | $272.7M | $293.6M | ||
| Repurchase agreements(1) | $2.7B | $2.6B | ||
| Financial derivativesliabilities, at fair value | $53.1M | $71.0M | ||
| Due to brokers | $48.1M | $55.4M | ||
| Investment related payables | $36.1M | $22.7M | ||
| Other secured borrowings(1) | $296.4M | $253.3M | ||
| Other secured borrowings, at fair value(1) | $2.9B | $1.9B | ||
| HMBS-related obligations, at fair value | $10.4B | $9.2B | ||
| Unsecured borrowings, at fair value | $659.8M | $281.9M | ||
| Base management fee payable to affiliate | $6.9M | $5.9M | ||
| Dividends payable | $19.4M | $16.6M | $11.5M | |
| Interest payable(1) | $26.8M | $18.0M | ||
| Accrued expenses and other liabilities(1) | $55.1M | $38.6M | ||
| Total Liabilities | $17.5B | $14.7B | ||
| Preferred stock, 100,000,000 shares authorized; 13,800,089 and 13,800,089 shares issued and outstanding, and $345,002 and $345,002 aggregate liquidation preference, respectively | $332.0M | $332.0M | ||
| Common stock, par value $0.001 per share, 300,000,000 shares authorized; 113,138,860 and 90,678,492 shares issued and outstanding, respectively | $113.0K | $91.0K | ||
| Additional paid-in-capital | $1.9B | $1.6B | ||
| Retained earnings (accumulated deficit) | -$413.0M | -$375.1M | ||
| Total Stockholders' Equity | $1.8B | $1.6B | ||
| Non-controlling interests(1) | $36.9M | $20.3M | ||
| Total Equity | $1.9B | $1.6B | $1.5B | $1.2B |
| Total Liabilities and Equity | $19.4B | $16.3B | ||
| Common Stock, Par or Stated Value Per Share | $0.00 | $0.00 | ||
| Common stock, shares authorized | 300.0M shares | 300.0M shares | ||
| Common stock, shares issued | 113.1M shares | 90.7M shares | ||
| Common stock, shares outstanding | 113.1M shares | 90.7M shares | 83.0M shares | 63.8M shares |
| Preferred Stock, Par or Stated Value Per Share | $0.00 | $0.00 | ||
| Preferred Stock, Shares Authorized | 100.0M shares | 100.0M shares | ||
| Preferred Stock, Shares Issued | 13.8M shares | 13.8M shares | ||
| Preferred Stock, Shares Outstanding | 13.8M shares | 13.8M shares | ||
| Preferred Stock, Liquidation Preference, Value | $345.0K | $345.0K |
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $201.9M | $192.4M | $228.9M | $217.1M |
| Restricted cash | $136.3M | $16.6M | $1.6M | $4.8M |
| Securities, at fair value(1)(2) | $1.0B | $962.3M | ||
| Loans, at fair value(1)(2) | $16.6B | $14.0B | ||
| Loan commitments, at fair value | $9.1M | $6.7M | ||
| Forward MSR-related investments, at fair value(1) | $77.9M | $77.8M | $163.3M | $177.4M |
| Mortgage servicing rights, at fair value | $28.9M | $29.8M | ||
| Investments in unconsolidated entities, at fair value(1) | $312.4M | $220.1M | ||
| Real estate owned(1)(2) | $75.5M | $46.7M | ||
| Financial derivativesassets, at fair value | $142.7M | $184.4M | ||
| Reverse repurchase agreements | $453.0M | $336.7M | ||
| Due from brokers | $35.9M | $22.2M | ||
| Investment related receivables(1) | $177.2M | $189.1M | ||
| Other assets(1) | $26.4M | $32.8M | ||
| Total Assets | $19.4B | $16.3B | ||
| Securities sold short, at fair value | $272.7M | $293.6M | ||
| Repurchase agreements(1) | $2.7B | $2.6B | ||
| Financial derivativesliabilities, at fair value | $53.1M | $71.0M | ||
| Due to brokers | $48.1M | $55.4M | ||
| Investment related payables | $36.1M | $22.7M | ||
| Other secured borrowings(1) | $296.4M | $253.3M | ||
| Other secured borrowings, at fair value(1) | $2.9B | $1.9B | ||
| HMBS-related obligations, at fair value | $10.4B | $9.2B | ||
| Unsecured borrowings, at fair value | $659.8M | $281.9M | ||
| Base management fee payable to affiliate | $6.9M | $5.9M | ||
| Dividends payable | $19.4M | $16.6M | $11.5M | |
| Interest payable(1) | $26.8M | $18.0M | ||
| Accrued expenses and other liabilities(1) | $55.1M | $38.6M | ||
| Total Liabilities | $17.5B | $14.7B | ||
| Preferred stock, 100,000,000 shares authorized; 13,800,089 and 13,800,089 shares issued and outstanding, and $345,002 and $345,002 aggregate liquidation preference, respectively | $332.0M | $332.0M | ||
| Common stock, par value $0.001 per share, 300,000,000 shares authorized; 113,138,860 and 90,678,492 shares issued and outstanding, respectively | $113.0K | $91.0K | ||
| Additional paid-in-capital | $1.9B | $1.6B | ||
| Retained earnings (accumulated deficit) | -$413.0M | -$375.1M | ||
| Total Stockholders' Equity | $1.8B | $1.6B | ||
| Non-controlling interests(1) | $36.9M | $20.3M | ||
| Total Equity | $1.9B | $1.6B | $1.5B | $1.2B |
| Total Liabilities and Equity | $19.4B | $16.3B | ||
| Common Stock, Par or Stated Value Per Share | $0.00 | $0.00 | ||
| Common stock, shares authorized | 300.0M shares | 300.0M shares | ||
| Common stock, shares issued | 113.1M shares | 90.7M shares | ||
| Common stock, shares outstanding | 113.1M shares | 90.7M shares | 83.0M shares | 63.8M shares |
| Preferred Stock, Par or Stated Value Per Share | $0.00 | $0.00 | ||
| Preferred Stock, Shares Authorized | 100.0M shares | 100.0M shares | ||
| Preferred Stock, Shares Issued | 13.8M shares | 13.8M shares | ||
| Preferred Stock, Shares Outstanding | 13.8M shares | 13.8M shares | ||
| Preferred Stock, Liquidation Preference, Value | $345.0K | $345.0K |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 3 fiscal years, latest first.12
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Net Income (Loss), Including Portion Attributable to Noncontrolling Interest | $150.8M | $148.1M | $87.9M |
| Realized (gains) losses on financial derivatives, net | $5.7M | $16.2M | -$40.1M |
| Realized gains (losses) on real estate owned, net | $7.7M | $5.5M | $5.2M |
| Unrealized gains (losses) on securities and loans, net | -$134.0M | -$109.4M | -$171.3M |
| Foreign currency translation | -$1.7M | $1.1M | -$777.0K |
| Non-cash Compensation Expense related to Merger | $0 | $0 | |
| Net change from reverse mortgage loans held for investment, at fair value | -$708.3M | -$637.0M | -$503.8M |
| Valuation adjustment and deletions of mortgage servicing rights | $853.0K | -$187.0K | -$21.5M |
| Shares Issued in Connection with Incentive Fee Payment | $444.0K | $0 | $0 |
| Interest income related to consolidated securitization trust | -$46.9M | -$55.5M | -$54.6M |
| Increase (Decrease) in Mortgage Loans Held-for-sale | -$946.6M | -$419.4M | -$210.1M |
| (Increase) decrease in interest and principal receivable | -$7.1M | -$2.9M | -$6.0M |
| Increase (Decrease) in Other Operating Assets | $6.7M | -$627.0K | -$1.5M |
| Increase (Decrease) in Accrued Liabilities and Other Operating Liabilities | $543.0K | -$8.4M | $9.6M |
| Net cash provided by (used in) operating activities | -$925.5M | -$430.5M | -$241.9M |
| Purchase of securities | -$977.6M | -$947.1M | -$2.4B |
| Purchase and origination of loans | -$7.3B | -$4.8B | -$3.1B |
| Proceeds from disposition of loans | $511.0M | $264.1M | $155.3M |
| Contributions to investments in unconsolidated entities | -$232.7M | -$120.0M | -$56.0M |
| Distributions from investments in unconsolidated entities | $500.1M | $254.1M | $152.9M |
| Proceeds from FHA insurance claims and other receivables on HECM loans | $134.1M | $67.7M | $94.4M |
| Proceeds from principal payments of loans | $2.3B | $2.5B | $2.6B |
| Proceeds from securities sold short | $903.1M | $880.6M | $449.3M |
| Repurchase of securities sold short | -$933.3M | -$731.3M | -$508.1M |
| Due from brokers, net | -$13.3M | $37.4M | -$18.2M |
| Due to brokers, net | -$15.6M | $6.1M | $12.8M |
| Net cash provided by (used in) investing activities | -$4.1B | -$728.3M | $174.9M |
| Proceeds from Issuance of Preferred Stock and Preference Stock | $0 | $0 | $96.8M |
| Dividends paid | -$183.6M | -$163.5M | -$149.3M |
| Contributions from non-controlling interests | $35.4M | $12.9M | $7.2M |
| Principal payments on other secured borrowings | -$2.3B | -$1.9B | -$1.8B |
| Borrowings under repurchase agreements | $48.4B | $65.8B | $37.6B |
| Proceeds from Issuance of Unsecured Debt | $394.0M | $0 | $0 |
| Income tax paid | $1.6M | $706.0K | -$323.0K |
| Share-based Payment Arrangement, Noncash Expense | $3.6M | $1.1M | $1.3M |
| Transfers from mortgage loans to other sales and claims receivable (non-cash) | $134.2M | $69.9M | $93.3M |
| Transfers from corporate loans to investments in unconsolidated entities (non-cash) | $0 | $0 | $665.0K |
| Transfers from Other Secured Borrowings to Reverse Repurchase Agreements (Non-Cash) | $0 | $0 | $45.4M |
| Contributions to investments in non-consolidated entities (non-cash) | -$200.5M | -$38.1M | -$8.0M |
| Purchase of Loans Non Cash | $1.8B | $580.5M | $0 |
| Proceeds from principal payments of investments (non-cash) | $204.8M | $173.1M | $167.9M |
| Principal payments on Other secured borrowings, at fair value (non-cash) | -$205.2M | -$172.8M | -$167.9M |
| Proceeds received from Other secured borrowings, at fair value (non-cash) | $764.2M | $480.1M | $0 |
| Proceeds from issuance of Other secured borrowings (non-cash) | $0 | $0 | $69.6M |
| Principal payments on Other secured borrowings (non-cash) | -$77.3M | $0 | $0 |
| Repayments of repurchase agreement (non-cash) | -$3.5B | -$1.1B | -$141.5M |
| Transfers from Securities to Corporate Loans (Non-Cash) | $0 | $500.0K | $0 |
| Transfers from Securities to Residential Mortgage Loans (Non-Cash) | $0 | $60.0K | $0 |
| Increase in cash resulting from consolidation of securitization trust, net | $0 | $6.8M | $0 |
| Other secured borrowings, at fair value assumed in consolidation of securitization trust (non-cash) | $0 | -$58.2M | $0 |
| Loans acquired in consolidation of securitization trust, net (non-cash) | $0 | -$52.4M | $0 |
| Proceeds from the disposition of loans (non-cash) | $5.0B | $1.3B | $174.2M |
| Proceeds from borrowings under repurchase agreements (non-cash) | $77.3M | $0 | $0 |
| Transfers of HMBS obligations to third-party, at fair value (non-cash) | -$16.0M | $0 | $0 |
| Payments to Acquire Non-Controlling Interests, Financing Activities | $0 | -$729.0K | $0 |
| Payments on cancellation of employee stock options | $0 | -$3.6M | $0 |
| Debt issuance costs related to Other secured borrowings, at fair value (non-cash) | -$10.1M | -$7.3M | $0 |
| Net Amortization | -$1.8M | -$4.2M | $13.2M |
| Realized gains (losses) on securities and loans, net | $11.7M | -$51.0M | -$94.0M |
| Unrealized gains (losses) on financial derivatives, net | -$50.5M | $56.9M | -$15.1M |
| Unrealized gains (losses) on real estate owned, net | -$5.2M | $632.0K | $2.2M |
| Unrealized gains (losses) other, net | -$104.2M | -$44.9M | -$51.4M |
| Foreign currency transactions | $1.8M | -$16.0K | -$23.0K |
| Business Combination, Bargain Purchase, Gain Recognized, Amount | $0 | $0 | -$28.2M |
| Net change related to HMBS obligations, at fair value | -$585.3M | -$545.7M | -$451.6M |
| Net Change from Forward MSR-related Investments, at fair value | -$12.5M | -$5.8M | $1.3M |
| Unrealized (gains) losses on loan commitments, net | -$2.4M | -$4.1M | $476.0K |
| Equity-based compensation expense | $3.6M | $2.9M | $1.4M |
| Interest expense related to consolidated securitization trust | $46.9M | $51.0M | $54.6M |
| Cash Outflow for Debt Issuance Costs Related to Other Secured Borrowings, at Fair Value | $10.1M | $7.3M | $0 |
| Debt Issuance Costs Related to Unsecured Borrowings, at Fair Value | $6.0M | $0 | $0 |
| Earnings (losses) from investments in unconsolidated entities | $56.7M | $32.4M | -$855.0K |
| Increase (decrease) in accrued management fee | $981.0K | $228.0K | $1.0M |
| Increase (Decrease) in Interest Payable, Net | $7.0M | -$6.9M | -$900.0K |
| Proceeds from Sale and Collection, Loan, Held-for-Sale | $12.2M | $40.0M | $7.5M |
| Cash Acquired from Acquisition | $0 | $0 | $34.2M |
| Proceeds from Sale of Forward MSR-related Investments | $23.2M | $105.8M | $13.5M |
| Payments for Capital Improvements | $0 | $0 | -$37.0K |
| Proceeds from Sale of Debt Securities, Available-for-sale | $962.8M | $1.7B | $2.5B |
| Proceeds from disposition of real estate owned | $58.7M | $41.2M | $36.8M |
| Proceeds from principal payments of securities | $168.3M | $158.5M | $172.0M |
| Payments for Derivative Instrument, Investing Activities | $358.7M | $288.5M | $232.7M |
| Proceeds from financial derivatives | $337.1M | $297.7M | $245.6M |
| Payments for Securities Purchased under Agreements to Resell | $64.2B | $41.6B | $38.2B |
| Proceeds from reverse repurchase agreements | $64.1B | $41.5B | $38.2B |
| Proceeds from Issuance of Other Secured Borrowings, at fair value | $355.2M | $112.7M | $0 |
| Principal Payment on Securitized Debt, at fair value | $0 | -$5.7M | $0 |
| Repayment of unsecured borrowings, at fair value | -$34.9M | $0 | $0 |
| Proceeds from issuance of HMBS | -$1.5B | -$1.4B | -$1.5B |
| Principal payments on HMBS related obligations, at fair value | $858.5M | $1.0B | $1.3B |
| Due from brokers, net | -$3.0M | -$5.3M | $19.1M |
| Payments To Brokers, Financing Activities | $0 | $15.1M | -$13.8M |
| Net Cash Provided by (Used in) Financing Activities | $5.1B | $1.1B | $75.6M |
| Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate Effect | $129.2M | -$21.6M | $8.7M |
| Net proceeds from issuance of common stock | $302.2M | $100.2M | $122.3M |
| Payments of Stock Issuance Costs | $444.0K | $899.0K | $927.0K |
| Payments for Repurchase of Common Stock | $0 | $685.0K | $12.4M |
| Payments for Repurchase of Preferred Stock and Preference Stock | $0 | $23.9M | $0 |
| Payments to Noncontrolling Interests | $25.5M | $10.8M | $15.2M |
| Proceeds from issuance of other secured borrowings | $2.4B | $1.9B | $1.7B |
| Repayments of Reverse Repurchase Agreements | $44.9B | $65.1B | $37.7B |
| Interest paid | $295.7M | $284.6M | $263.4M |
| Common Stock Issued During Period, Acquisitions, Value | $0 | $0 | $144.0M |
| Preferred Stock Issued During Period, Acquisitions, Value | $0 | $0 | $31.6M |
| Shares issued in connection with incentive fee payment (non-cash) | $444.0K | $0 | $0 |
| Transfers from mortgage loans to real estate owned (non-cash) | $100.4M | $70.8M | $33.5M |
| Transfers from mortgage loans to investments in non-consolidated entities (non-cash) | $136.9M | $167.2M | $78.5M |
| Transfers from investments in unconsolidated entities to mortgage loans (non-cash) | $34.3M | $0 | $0 |
| Purchase of Investments Non Cash | $202.0M | $43.8M | $25.6M |
| Average price per share (USD per share) | $11.00 | $11.39 | |
| Realized Gains (Losses) on Unsecured Borrowings, at fair value, net | $1.4M | $0 | $0 |
No quarter-by-quarter statement was filed.
Leadership
Who has led Ellington Financial Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
201520202025
- Chief executive officerLaurence Penn Oct 7, 2010 to Mar 4, 202016
- PresidentLaurence Penn Oct 7, 2010 to Mar 4, 202016
- Chief financial officerJohn Herlihy Apr 2, 2018 to now17
- Chief financial officerLisa Mumford Oct 7, 2010 to Dec 14, 201718
Board members and other officers (11)
- Chief Accounting OfficerChris Smernoff Apr 2, 2018 to now19
- SecretaryDaniel R. Margolis Oct 7, 2010 to Oct 12, 201020
- Co-Chief Investment OfficerMark Tecotzky Oct 7, 2010 to Mar 26, 201821
- Co-Chief Investment OfficerMichael W. Vranos Oct 7, 2010 to now22
- Board memberStephen J. Dannhauser Feb 3, 2021 to now23
- Board memberLisa Mumford Aug 9, 2018 to now24
- Board memberEdward Resendez Oct 7, 2010 to now25
- Board memberLaurence Penn Oct 7, 2010 to Mar 4, 202016
- Board memberMichael W. Vranos Oct 7, 2010 to Nov 2, 201822
- Board memberRonald I. Simon Oct 7, 2010 to now26
- Board memberThomas F. Robards Oct 7, 2010 to Sep 14, 202027
Subsidiaries and ownership
Subsidiaries (GLEIF)
Also consolidated
Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.
Former names
- Ellington Financial LLCAug 28, 2007 to Mar 4, 20193
Timeline
Filings
312 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 180 major events, 41 insider forms, 15 large holders, 56 other. The latest 20:
- Oct 7, 20268-K EDGAR
- Sep 24, 20268-K EDGAR
- Sep 17, 20268-K EDGAR
- Sep 14, 20268-K EDGAR
- Sep 14, 20268-K EDGAR
- Sep 10, 20264 EDGAR
- Sep 10, 20264 EDGAR
- Sep 10, 20264 EDGAR
- Sep 10, 20264 EDGAR
- Sep 8, 20268-K EDGAR
- Aug 24, 20268-K EDGAR
- Aug 10, 20268-K EDGAR
- Aug 10, 202610-Q EDGAR
- Aug 7, 20268-K EDGAR
- Aug 6, 20264 EDGAR
- Jul 31, 2026SCHEDULE 13G EDGAR
- Jul 28, 2026SCHEDULE 13G/A EDGAR
- Jul 23, 20268-K EDGAR
- Jul 8, 20268-K EDGAR
- Jun 25, 20268-K EDGAR
The 312 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
7 open-market trades by officers, directors and large owners since October 2021: 1 buys and 6 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 11, 2025 | SIMON RONALD IDirector | Buy | 5,544 | $13.56 | $75.2K | Form 4 |
| Oct 15, 2024 | Vranos Michael WCo-Chief Investment Officer | Sale | 14,361 | $12.58 | $180.7K | Form 4 |
| Oct 14, 2024 | Vranos Michael WCo-Chief Investment Officer | Sale | 14,000 | $12.48 | $174.7K | Form 4 |
| Jul 2, 2024 | Vranos Michael WCo-Chief Investment Officer | Sale | 5,900 | $12.12 | $71.5K | Form 4 |
| Jun 17, 2024 | Vranos Michael WCo-Chief Investment Officer | Sale | 8,300 | $12.15 | $100.8K | Form 4 |
| Jun 14, 2024 | Vranos Michael WCo-Chief Investment Officer | Sale | 8,300 | $12.11 | $100.5K | Form 4 |
| Dec 14, 2023 | Mumford LisaDirector | Sale | 21,180 | $13.06 | $276.6K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- VANGUARD CAPITAL MANAGEMENT LLCSCHEDULE 13G, 1 filing Jul 31, 202628
- BlackRockSCHEDULE 13G/A, 2 filings Jan 21, 2026 to Jul 28, 202629
- VANGUARD GROUP INCSCHEDULE 13G/A, 4 filings Feb 9, 2022 to Mar 26, 202630
- Michael W. VranosSC 13D/A, 2 filings Oct 19, 2021 to Dec 13, 202331
- Bay Pond Partners, L.P.SC 13G/A, 1 filing Feb 4, 202232
- Wellington Management CompanySC 13G/A, 1 filing Feb 4, 202233
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| BlackRock, Inc. | 20,877,584 | $284.1M | 0.0% | +1,176,614 |
| Vanguard Capital Management LLC | 5,339,974 | $72.7M | 0.0% | +292,408 |
| State Street Corp | 4,952,930 | $68.0M | 0.0% | +347,567 |
| Geode Capital Management, LLC | 3,180,748 | $43.3M | 0.0% | +255,628 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 2,245,858 | $30.6M | 0.0% | +70,205 |
| Vanguard Portfolio Management LLC | 2,159,940 | $29.4M | 0.0% | +166,178 |
| Invesco Ltd. | 1,839,150 | $25.0M | 0.0% | +256,739 |
| Jpmorgan Chase & Co | 1,480,642 | $20.2M | 0.0% | +549,957 |
| Northern Trust Corp | 1,486,781 | $20.2M | 0.0% | +123,912 |
| Delphi Financial Group, Inc. | 1,408,396 | $19.2M | 9.6% | No change |
| Van Eck Associates Corp | 1,253,122 | $17.1M | 0.0% | −111,539 |
| Charles Schwab Investment Management Inc | 1,152,852 | $15.7M | 0.0% | +43,747 |
| EMG Holdings, L.P. | 1,122,952 | $15.3M | 25.5% | +161,934 |
| Victory Capital Management Inc | 860,613 | $11.7M | 0.0% | +22,779 |
| Morgan Stanley | 854,436 | $11.6M | 0.0% | −65,372 |
| Vanguard Fiduciary Trust Co | 820,680 | $11.2M | 0.0% | +23,526 |
| Bank of New York Mellon Corp | 818,015 | $11.1M | 0.0% | +7,130 |
| D. E. Shaw & Co., Inc. | 735,331 | $10.0M | 0.0% | +197,821 |
| Two Sigma Investments, LP | 689,244 | $9.4M | 0.0% | +656,544 |
| Principal Financial Group Inc | 606,012 | $8.2M | 0.0% | +331 |
| Dana Investment Advisors, Inc. | 534,767 | $7.3M | 0.2% | −8,654 |
| Bank Of America Corp /de/ | 445,443 | $6.1M | 0.0% | −91,756 |
| Public Sector Pension Investment Board | 430,819 | $5.9M | 0.0% | −15,149 |
| Goldman Sachs Group Inc | 386,890 | $5.3M | 0.0% | −15,429 |
| First Trust Advisors LP | 346,909 | $4.7M | 0.0% | −246,831 |
13F reports cover disclosed long positions in U.S. stocks only.
Members of Congress who traded it
4 trades disclosed by members of Congress. “Vs S&P since” is the stock’s change since the trade minus the S&P 500’s.
| Date | Member | Trade | Amount | Vs S&P since | Filing |
|---|---|---|---|---|---|
| Dec 30, 2025 | Virginia FoxxRepublican, House | Buy | $1,001 - $15,000 | −27.6% | Report |
| Jun 30, 2025 | Virginia FoxxRepublican, House | Buy | $1,001 - $15,000 | −35.2% | Report |
| Mar 31, 2025 | Virginia FoxxRepublican, House | Buy | $1,001 - $15,000 | −50.1% | Report |
| Sep 30, 2024 | Virginia FoxxRepublican, House | Buy | $1,001 - $15,000 | −44.1% | Report |
Members report amounts as ranges, not exact figures. Returns are price-only (no dividends).
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 20SEC EDGARDaniel R. Margolis, Secretary
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- 23SEC EDGARStephen J. Dannhauser, Board member
- 24SEC EDGARLisa Mumford, Board member
- 25SEC EDGAREdward Resendez, Board member
- 26SEC EDGARRonald I. Simon, Board member
- 27SEC EDGARThomas F. Robards, Board member
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