FCT
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Fund registered in the United States, based in Wheaton, active since 2004. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerFCT2
- HeadquartersWheaton, United States2
- Business address120 East Liberty Drive, Suite 400, Wheaton, Il 601873
- Legal formFUND2
- Kind of organizationFund2
- LEI549300188EQ1UO018C302
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O C T CORPORATION SYSTEM, 02110 Boston, United States2
- Registered withSecurities and Exchange Commission, 00012828502
Leadership
Who has led FIRST TRUST SENIOR FLOATING RATE INCOME FUND II, and when. Pick a name to see everywhere that person has worked.
President
- PresidentMark R. Bradley Jan 8, 2016 to Jan 8, 20164
Board members and other officers (18)
- PORTFOLIO MANAGERKevin L. Ziets Aug 12, 2025 to now5
- Officer-Investment AdviserDavid McGarel Jul 28, 2015 to Jul 28, 20156
- Assistant SecretaryShane Shannon Mar 26, 2014 to Jun 18, 20147
- Vice PresidentRobert F. Carey Jun 18, 2014 to Jun 18, 20148
- Vice PresidentDaniel J. Lindquist Jan 30, 2012 to Jan 30, 20129
- Assistant TreasurerDonald Swade Sep 18, 2012 to Jun 18, 201410
- Assistant TreasurerKatherine L. Urevig Sep 18, 2012 to Jun 18, 201411
- Assistant SecretaryRosanne Gatta Mar 28, 2011 to Jun 18, 201412
- Assistant SecretaryErin E. Chapman Jun 8, 2009 to Jun 18, 201413
- Assistant Vice PresidentColeen D. Lynch Aug 6, 2008 to Jun 18, 201414
- Assistant SecretaryKristi A. Maher Jan 3, 2007 to Jan 3, 200715
- Assistant Vice PresidentChristopher R. Fallow Dec 11, 2006 to Dec 11, 200616
- Vice PresidentKelley Christensen Dec 11, 2006 to Dec 11, 200617
- Board memberBronwyn Wright Sep 12, 2023 to Sep 12, 202318
- Board memberM. Keefe Denise Nov 5, 2021 to Nov 5, 202119
- Board memberJames A. Bowen Aug 25, 2015 to now20
- Board memberThomas R. Kadlec Feb 22, 2006 to Dec 29, 202121
- Board memberRobert F. Keith Jun 26, 2006 to Jun 26, 200622
Former names
- FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIMar 26, 2004 to Oct 13, 20103
Timeline
- Mar 25, 2004Founded FIRST TRUST SENIOR FLOATING RATE INCOME FUND II is founded2
Filings
78 filings to the SEC since October 2021: 10 major events, 7 insider forms, 9 large holders, 52 other. The latest 20:
- Aug 11, 2026N-CEN EDGAR
- Aug 10, 20268-K CURRENT REPORT EDGAR
- Aug 10, 202625-NSE EDGAR
- Aug 6, 2026N-CSR ANNUAL REPORT TO SHAREHOLDERS EDGAR
- Jul 31, 2026N-PX EDGAR
- Jul 23, 2026NPORT-P EDGAR
- Jun 25, 20268-K CURRENT REPORT EDGAR
- Jun 16, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
- Jun 9, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
- Jun 9, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
- May 29, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
- May 19, 2026425 FILING UNDER SECURITIES ACT RULE 425 OF CERTAIN PROSPECTUSES AND COMMUNICATIONS EDGAR
- May 18, 2026425 FILING UNDER SECURITIES ACT RULE 425 OF CERTAIN PROSPECTUSES AND COMMUNICATIONS EDGAR
- May 14, 20268-K CURRENT REPORT EDGAR
- Apr 23, 2026NPORT-P EDGAR
- Feb 11, 2026SCHEDULE 13G/A EDGAR
- Feb 9, 2026N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS EDGAR
- Jan 26, 2026NPORT-P EDGAR
- Dec 9, 20258-K CURRENT REPORT EDGAR
- Oct 29, 2025NPORT-P EDGAR
The 78 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
2 open-market trades by officers, directors and large owners since October 2021: 0 buys and 2 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Dec 16, 2024 | BOWEN JAMES ADirector | Sale | 3,955 | $10.41 | $41.2K | Form 4 |
| Dec 28, 2021 | KADLEC THOMAS RDirector | Sale | 719 | $11.83 | $8.5K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Morgan StanleySCHEDULE 13G/A, 4 filings Feb 9, 2024 to Feb 11, 202623
- LPL FinancialSC 13G/A, 4 filings Feb 14, 2022 to Nov 6, 202424
- Bank of AmericaSC 13G/A, 1 filing Jan 31, 202225
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4SEC EDGARMark R. Bradley, President
- 5SEC EDGARKevin L. Ziets, PORTFOLIO MANAGER
- 6
- 7SEC EDGARShane Shannon, Assistant Secretary
- 8SEC EDGARRobert F. Carey, Vice President
- 9SEC EDGARDaniel J. Lindquist, Vice President
- 10SEC EDGARDonald Swade, Assistant Treasurer
- 11
- 12SEC EDGARRosanne Gatta, Assistant Secretary
- 13SEC EDGARErin E. Chapman, Assistant Secretary
- 14
- 15SEC EDGARKristi A. Maher, Assistant Secretary
- 16
- 17SEC EDGARKelley Christensen, Vice President
- 18SEC EDGARBronwyn Wright, Board member
- 19SEC EDGARM. Keefe Denise, Board member
- 20SEC EDGARJames A. Bowen, Board member
- 21SEC EDGARThomas R. Kadlec, Board member
- 22SEC EDGARRobert F. Keith, Board member
- 23
- 24
- 25