FOCUS UNIVERSAL INC.

Overview

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• TickerFCUV on Nasdaq¹
• IndustryIndustrial Instruments For Measurement, Display, and Control¹
• HeadquartersWest Covina, California¹
• Incorporated inNV²
• Business address1515 West Cameron Avenue, Suite 210, West Covina, Ca 91790²
• Filer categoryNon-accelerated filer, Smaller reporting company²
• Legal formCorporation

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Stock and designated 100,000,000 shares as preferred stock by filing a Third Amendment and Restatement to the Articles of Incorporation.³ From its latest annual report

Corporate structure

FOCUS UNIVERSAL INC. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What FOCUS UNIVERSAL INC. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

Inventory

Properties, in its own words

We currently lease our offices located at 1515 W. Cameron Avenue, Ste. 210 West Covina, CA 91790 on a month-to-month basis. The property consists of commercial offices with a total office area of 3,546 square feet.

Focus Universal (Shenzhen) Technology Co. LTD entered into two separate thirty-six-month commercial leases with a third party for office spaces of approximately 2,017 and 3,449 square feet. These two leases ended in January and February 2026, respectively. In January 2026, Focus Universal (Shenzhen) Technology Co. LTD entered into another two separate thirty-six-month commercial lease with a third party for office space of approximately 3,700 and 4,230 square feet.

Item 2 of the 10-K filed Mar 31, 2026.³

Leadership

Who has led FOCUS UNIVERSAL INC., and when. Pick a name to see everywhere that person has worked.

• Chief executive officerDesheng Wang Sep 12, 2019 to now¹²
• PresidentEdward Shihai Lee Sep 12, 2019 to now¹³
• Chief financial officerDuncan Lee Sep 12, 2019 to Sep 12, 2019¹⁴

Named in SEC Form D filings

People the company listed in its private-offering notices.

• Executive Officer, DirectorIrving Kau named Apr 22, 2026²⁰
• Executive OfficerIrving Shihai Kau named Oct 7, 2024 to Nov 7, 2025²¹
• DirectorMichael Pope named Apr 22, 2026²⁰
• DirectorSean Warren named Apr 22, 2026²⁰
• DirectorMichael Shihai Pope named Oct 7, 2024 to Nov 7, 2025²¹
• DirectorSean Shihai Warren named Oct 7, 2024 to Nov 7, 2025²¹

Timeline

1. Sep 8, 20268-K Regulation FD disclosure; Other events²²
2. Aug 19, 20268-K Shareholder vote²³
3. Jun 25, 20268-K Regulation FD disclosure²⁴
4. Jun 18, 20268-K Change to shareholders' rights; Bylaws or fiscal year changed²⁵
5. May 26, 20268-K Other events²⁶
6. Apr 27, 20268-K Entered a material agreement; Completed an acquisition or sale; New debt or obligation²⁷
7. Apr 10, 20268-K Entered a material agreement; Unregistered sale of shares; Other events²⁸
8. Feb 5, 20268-K Change to shareholders' rights; Bylaws or fiscal year changed²⁹
9. Dec 23, 20258-K Other events³⁰
10. Dec 17, 20258-K Other events³¹
11. Dec 8, 20258-K Change to shareholders' rights; Bylaws or fiscal year changed³²
12. Nov 25, 20258-K Unregistered sale of shares³³
13. Sep 12, 2019New chief executive Desheng Wang becomes CEO¹²

Calendar

Coming up

1. Nov 9, 2026Reports results for the quarter ending Sep/2026³⁴

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

142 filings to the SEC since October 2021: 6 annual reports, 16 quarterly reports, 49 major events, 18 insider forms, 1 large holders, 4 private raises, 48 other. The latest 20:

1. Sep 10, 2026SCHEDULE 13G EDGAR
2. Sep 8, 20268-K EDGAR
3. Aug 19, 20268-K EDGAR
4. Aug 14, 202610-Q FORM 10-Q FOR JUNE 2026 EDGAR
5. Jun 25, 20268-K EDGAR
6. Jun 18, 20268-K CURRENT REPORT EDGAR
7. Jun 4, 2026424B4 PROSPECTUS EDGAR
8. May 26, 20268-K CURRENT REPORT EDGAR
9. May 14, 202610-Q FORM 10-Q FOR MAR 2026 EDGAR
10. May 1, 2026EFFECT EDGAR
11. May 1, 2026S-1/A FORM S-1 AMENDMENT 2 EDGAR
12. Apr 29, 2026DEFA14A DEFINITIVE ADDITIONAL MATERIALS EDGAR
13. Apr 29, 2026CORRESP EDGAR
14. Apr 29, 2026UPLOAD EDGAR
15. Apr 28, 2026S-1/A AMENDMENT #1 TO FORM S-1 EDGAR
16. Apr 27, 20268-K EDGAR
17. Apr 24, 2026DEF 14A DEFINITIVE PROXY STATEMENT EDGAR
18. Apr 23, 2026S-1 REGISTRATION STATEMENT EDGAR
19. Apr 22, 2026D EDGAR
20. Apr 14, 2026PRE 14A PRELIMINARY PROXY STATEMENT EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

12 open-market trades by officers, directors and large owners since October 2021: 6 buys and 6 sales. Grants, option exercises and gifts are left out.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• JANE STREET GROUP, LLCSCHEDULE 13G, 1 filing Sep 10, 2026³⁵

Executive pay

What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.

Money raised

Private offerings the company reported to the SEC on Form D.

1. Apr 6, 2026Raised $4 million in a private offering of equity Form D: $4 million offered in all Form D
2. Oct 22, 2025Raised $3 million in a private offering of equity Form D: $7 million offered in all Form D
3. Oct 17, 2025Raised $3 million in a private offering of equity Form D: 2 investors so far Form D
4. Sep 18, 2024Raised $1.3 million in a private offering of equity Form D: $2 million offered in all Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How FOCUS UNIVERSAL INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARFOCUS UNIVERSAL INC.¹
• CIK0001590418
• Employer ID (EIN)46-3355876³
• Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; a shell company³
• Incorporated inNevada³
• Fiscal year endsDecember 31¹
• Industry code (SIC)3823 Industrial Instruments For Measurement, Display, and Control¹
• SEC reviewing officeOffice of Industrial Applications and Services, Division of Corporation Finance¹
• Business address1515 West Cameron Avenue, Suite 210, West Covina, CA 91790¹
• Phone(626) 272-3883¹
• Shares outstanding702,745 as of Aug 10, 2026¹¹
• Public float$14.4M as of Jun 30, 2025³
• AuditorWeinberg & Company, P.A, Los Angeles, CA PCAOB ID 572; no auditor attestation of internal control over financial reporting³
• On EDGAR sinceDec 26, 2013¹
• Filings281 in all: 8-K (69), 10-Q (37), S-1/A (19), CORRESP (14), UPLOAD (13), 10-K (12), 5 (12), 4 (10)¹
  All 40 form types

  3 (8), 424B5 (8), S-1 (8), EFFECT (7), DEF 14A (6), 8-K/A (5), D (5), FWP (5), 5/A (4), NT 10-Q (4), S-3/A (4), PRE 14A (3), RW (3), 10-K/A (2), 10-Q/A (2), 4/A (2), 424B4 (2), DEF 14C (2), S-3 (2), 10-KT (1), 10-KT/A (1), 8-A12B (1), 8-A12G (1), CERT (1), DEFA14A (1), DEL AM (1), NT 10-K (1), NTN 10Q (1), PRE 14C (1), PRER14C (1), SC 14F1 (1), SCHEDULE 13G (1)

• Latest filingsAnnual report (10-K) Mar 31, 2026
  Quarterly report (10-Q) Aug 14, 2026
  Proxy statement (DEF 14A) Apr 24, 2026
  Latest 8-K (8-K) Sep 8, 2026

Securities registered for trading

From the cover page of the 10-K filed Mar 31, 2026 (Section 12(b) of the Exchange Act).³

Risk factors and legal proceedings

The risks FOCUS UNIVERSAL INC. names in Item 1A of its 10-K filed Mar 31, 2026: 48 risks under these headings, as written.³

• Risks Related to our Business and Industry
• We have a history of operating losses and going concern basis, and we may not be able to sustain profitability.
• We require significant funding to develop, manufacture and market our Ubiquitor wireless sensor.
• We depend on key personnel.
• Regulatory actions could limit our ability to market and sell our products.
• We outsource our product manufacturing and are susceptible to problems in connection with procurement, decreasing quality, reliability and protectability.
• Our potential inability to adequately protect our intellectual property during the outsource manufacturing of n products in China could negatively impact our performance.
• Our business operations in China may negatively affect our ability to protect our intellectual property and our financial position.
• The size and future growth in the market for our Ubiquitor device or our PLC technology has not been established with precision and may be smaller than we estimate, possibly materially. If our estimates and projections overestimate the size of this market, our sales growth may be adversely affected.
• If we are unable to properly forecast future demand of our products, our production levels may not meet demands, which could negatively impact our operating results.
• Demand for our Ubiquitor product may be affected by new entrants who copy our products and/or infringe on our intellectual property.
• Internal system or service failures, including as a result of cyber or other security incidents, could disrupt business operations, result in the loss of critical and confidential information, and adversely impact our reputation, our business, financial condition, results of operations and cash flows. Our connected products potentially expose our business to cybersecurity threats.

Legal proceedings

On or about April 13, 2020, Ian Patterson, the Chief Operations Officer of AVX resigned from his position. On May 5, 2020, Mr. Patterson filed an action in the Superior Court for the County of Los Angeles, State of California, against the company, et al. The complaint alleges claims including discrimination, wrongful termination, retaliation and various other provisions of the California Labor Code, and various other claims under California state law. The complaint seeks unspecified economic and non-economic losses, as well as attorneys’ fees. On August 29, 2025, the Company and Former COO entered into a confidential settlement agreement which concluded this matter and releases all claims against the Company. This settlement has been accounted for in these financial statements and is scheduled to be executed and concluded in early August.

Similarly, on or about April 14, 2020, Devesa Sarria, the Sales and Marketing Director, was terminated. On May 13, 2020, she filed an action in the Superior Court for the County of Los Angeles, State of California. The Complaint alleges claims including discrimination, wrongful termination, retaliation and various other provisions of the California Labor Code, and various other claims under California state law. On August 29, 2025, the Company and Former Sales and Marketing Director entered into a confidential settlement agreement which concluded this matter and releases all claims against the Company. This settlement has been accounted for in these financial statements and this is scheduled to be executed and concluded in early August as well. The conclusion on these two related matters would mark the conclusion of all legal matters with respect to Focus Universal Inc.

The opening of Item 3, Legal Proceedings.³