FOTB on OTC

FIRST OTTAWA BANCSHARES, INC.

FIRST OTTAWA BANCSHARES, INC. is an American state commercial bank that raised $43.4 million in 2026 (SEC Form D).¹ Its shares trade on OTC under the symbol FOTB.¹

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Last updated Oct 20, 2026.

Overview

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TickerFOTB on OTC¹
IndustryState Commercial Banks¹
HeadquartersOttawa, Illinois¹
Incorporated inDE²
Business address701 Lasalle Street, P O Box 657, Ottawa, Il 61350²
Legal formCorporation

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What it owns

What FIRST OTTAWA BANCSHARES, INC. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

Item	Latest	A year before	Change
Property and equipment, net	$7.4M³ Dec 31, 2011	$7.8M³ Dec 31, 2010	−4.4%

Investments

Item	Latest	A year before	Change
Cash and cash equivalents	$21.3M³ Dec 31, 2011	$17.1M³ Dec 31, 2010	+24.9%
Loans, net of allowance	$126.8M³ Dec 31, 2011	$137.4M³ Dec 31, 2010	−7.7%
Deposits held (banks)	$242.3M³ Dec 31, 2011	$258.6M³ Dec 31, 2010	−6.3%

Intangibles and goodwill

Item	Latest	A year before	Change
Goodwill	$2.4M³ Dec 31, 2011	$2.4M³ Dec 31, 2010	0%
Intangible assets, net (excluding goodwill)	$215.0K³ Dec 31, 2011	$361.0K³ Dec 31, 2010	−40.4%

Leadership

Who has led FIRST OTTAWA BANCSHARES, INC., and when. Pick a name to see everywhere that person has worked.

2010201520202025

Chief executive officerJoachim J. Brown Feb 21, 2006 to Feb 14, 2012⁴
PresidentJoachim J. Brown Feb 21, 2006 to Feb 14, 2012⁴
Chief financial officerVincent G. Easi Mar 10, 2006 to Mar 12, 2010⁵
Chief operating officerDonald J. Harris Feb 21, 2006 to Sep 15, 2010⁶

Board members and other officers (13)

Chief Lending OfficerWilliam Edward Vogel Feb 14, 2012 to Feb 14, 2012⁷
Corporate SecretaryCheryl D. Gage Mar 17, 2008 to Mar 12, 2010⁸
Chief Trust OfficerMark D. Dunavan Mar 16, 2007 to Mar 13, 2009⁹
EVP/Chief Lending OfficerPatrick D. Fayhee Mar 10, 2006 to Mar 12, 2010¹⁰
Chief Technology OfficerSteven M. Gonzalo Mar 10, 2006 to Nov 3, 2010¹¹
Board memberBrian P. Zabel Jan 22, 2008 to Mar 12, 2010¹²
Board memberBradley J. Armstrong Feb 7, 2006 to Mar 12, 2010¹³
Board memberDonald J. Harris Feb 21, 2006 to Sep 15, 2010⁶
Board memberJoachim J. Brown Feb 21, 2006 to Feb 14, 2012⁴
Board memberJohn L. Cantlin Feb 21, 2006 to Aug 26, 2011¹⁴
Board memberPatty P. Godfrey Feb 21, 2006 to May 5, 2009¹⁵
Board memberThomas E. Haeberle Feb 21, 2006 to Nov 3, 2010¹⁶
Board memberThomas P. Rooney Feb 21, 2006 to Mar 12, 2010¹⁷

Named in SEC Form D filings

People the company listed in its private-offering notices.

Executive OfficerDaniel C. Tuerk named Dec 17, 2025 to Sep 14, 2026¹⁸
Executive OfficerKEVIN P. STEWARD named May 24, 2022¹⁹
DirectorChristina J. Cantlin-VanWiggeren named Jun 18, 2026 to Sep 14, 2026¹⁸
DirectorDaniel K. Miller named May 24, 2022 to Sep 14, 2026¹⁸
DirectorGeorge J. Barr named Dec 17, 2025 to Sep 14, 2026¹⁸
DirectorJohn J. Armstrong named May 24, 2022 to Sep 14, 2026¹⁸
DirectorJoseph J. Chiariello named May 24, 2022 to Sep 14, 2026¹⁸
DirectorLynn M. Dubajic Kellogg named May 24, 2022 to Sep 14, 2026¹⁸
DirectorWilliam K. Walsh named May 24, 2022 to Sep 14, 2026¹⁸
DirectorChristina J. Cantlin Van Wiggeren named Dec 17, 2025²⁰

Former names

FIRST OTTAWA BANCSHARES, INCFeb 6, 2020 to May 24, 2022²
FIRST OTTAWA BANCSHARES INCDec 6, 1999 to Apr 10, 2019²

Timeline

Feb 21, 2006New chief executive Joachim J. Brown becomes CEO⁴

Filings

4 filings to the SEC since October 2021: 4 private raises. The latest 4:

Sep 14, 2026D EDGAR
Jun 18, 2026D EDGAR
Dec 17, 2025D EDGAR
May 24, 2022D EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Money raised

Private offerings the company reported to the SEC on Form D.

Sep 8, 2026Raised $1.1 million in a private offering of equity Form D: 13 investors so far Form D
Jun 2, 2026Raised $1 million in a private offering of equity Form D: $3.8 million offered in all Form D
Dec 12, 2025Raised $33.5 million in a private offering of debt Form D: 36 investors so far Form D
May 17, 2022Raised $7.8 million in a private offering of debt Form D: 13 investors so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Siena Capital Partners GP, LLC	39,908	$8.7M	2.1%	No change

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How FIRST OTTAWA BANCSHARES, INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARFIRST OTTAWA BANCSHARES, INC.¹
CIK0001099668
Employer ID (EIN)36-4331185¹
Incorporated inDelaware¹
Fiscal year endsDecember 31¹
Industry code (SIC)6022 State Commercial Banks¹
SEC reviewing officeOffice of Finance, Division of Corporation Finance¹
Business address701 Lasalle Street, P O Box 657, Ottawa, IL 61350¹
Phone8154340044X291¹
Shares outstanding645,988 as of May 14, 2012²¹
Public float$24.8M as of Jun 30, 2011³
On EDGAR sinceDec 6, 1999¹
Filings329 in all: 4 (167), 8-K (66), 10-Q (37), DEF 14A (14), 10-K (12), D (8), 10-K/A (2), 10-Q/A (2)¹
All 25 form types
3 (2), NO ACT (2), SC 13E4/A (2), UPLOAD (2), 10-K405 (1), 15-12G (1), 15-15D (1), 8-A12G (1), 8-K/A (1), D/A (1), PRE 14A (1), S-8 (1), S-8 POS (1), SC 13D (1), SC 13E4 (1), SC 13G (1), SC 13G/A (1)
Latest filingsAnnual report (10-K) Mar 26, 2012
Quarterly report (10-Q) May 14, 2012
Proxy statement (DEF 14A) Apr 13, 2012
Latest 8-K (8-K) May 24, 2012

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARFIRST OTTAWA BANCSHARES, INC. filings on SEC EDGAR
2
SEC EDGARFIRST OTTAWA BANCSHARES, INC. filings on SEC EDGAR
3
SEC EDGARFIRST OTTAWA BANCSHARES, INC. 10-K for fiscal 2011
4
SEC EDGARJoachim J. Brown, Chief executive officer
5
SEC EDGARVincent G. Easi, Chief financial officer
6
SEC EDGARDonald J. Harris, Chief operating officer
7
SEC EDGARWilliam Edward Vogel, Chief Lending Officer
8
SEC EDGARCheryl D. Gage, Corporate Secretary
9
SEC EDGARMark D. Dunavan, Chief Trust Officer
10
SEC EDGARPatrick D. Fayhee, EVP/Chief Lending Officer
11
SEC EDGARSteven M. Gonzalo, Chief Technology Officer
12
SEC EDGARBrian P. Zabel, Board member
13
SEC EDGARBradley J. Armstrong, Board member
14
SEC EDGARJohn L. Cantlin, Board member
15
SEC EDGARPatty P. Godfrey, Board member
16
SEC EDGARThomas E. Haeberle, Board member
17
SEC EDGARThomas P. Rooney, Board member
18
SEC EDGARFIRST OTTAWA BANCSHARES, INC. Form D naming Daniel C. Tuerk
19
SEC EDGARFIRST OTTAWA BANCSHARES, INC. Form D naming KEVIN P. STEWARD
20
SEC EDGARFIRST OTTAWA BANCSHARES, INC. Form D naming Christina J. Cantlin Van Wiggeren
21
SEC EDGARFIRST OTTAWA BANCSHARES, INC. 10-Q filed May 14, 2012: shares outstanding