FTHY on NYSE

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND is a company based in Wheaton listed on NYSE (FTHY).¹

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Last updated Oct 20, 2026.

Overview

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TickerFTHY on NYSE¹
HeadquartersWheaton, Illinois¹
Business address120 East Liberty Drive, Suite 400, Wheaton, Il 60187²

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Corporate structure

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND sits at the top of its group. 1 entity on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND

Morgan Stanley Filed SCHEDULE 13G/A on FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND, latest May 12, 2026 (5 filings since Feb 10, 2022)
SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G on FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND, latest Jan 6, 2026

FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND Wheaton, Illinois

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND, and when. Pick a name to see everywhere that person has worked.

2025

Chief executive officerJames M. Dykas Jun 25, 2020 to now³
PresidentJames M. Dykas Jun 25, 2020 to now³
Chief financial officerDonald Swade Jun 25, 2020 to Jun 25, 2020⁴

Board members and other officers (12)

PORTFOLIO MANAGERKevin L. Ziets Aug 12, 2025 to now⁵
Officer-Investment AdviserDavid McGarel Jun 18, 2024 to now⁶
Vice PresidentChristopher R. Fallow Jun 25, 2020 to Jun 25, 2020⁷
Vice PresidentDaniel J. Lindquist Jun 25, 2020 to Apr 9, 2024⁸
Asst. Secretary and CCOKristi A. Maher Jun 25, 2020 to Jun 25, 2020⁹
Board memberJames A. Bowen Mar 27, 2024 to Mar 13, 2025¹⁰
Board memberBronwyn Wright Sep 12, 2023 to Sep 12, 2023¹¹
Board memberM. Keefe Denise Nov 5, 2021 to Nov 5, 2021¹²
Board memberNiel B. Nielson Jun 25, 2020 to Jun 25, 2020¹³
Board memberRichard E. Erickson Jun 25, 2020 to Jun 25, 2020¹⁴
Board memberRobert F. Keith Jun 25, 2020 to Jun 25, 2020¹⁵
Board memberThomas R. Kadlec Jun 25, 2020 to Jun 25, 2020¹⁶

Timeline

Nov 13, 20238-K Regulation FD disclosure¹⁷
Sep 12, 20238-K Executive or director change¹⁸
Jun 23, 20238-K Bylaws or fiscal year changed¹⁹
Nov 2, 20228-K Regulation FD disclosure²⁰
Nov 1, 20218-K Regulation FD disclosure²¹
Oct 21, 20218-K Executive or director change²²
Jun 25, 2020New chief executive James M. Dykas becomes CEO³

Filings

77 filings to the SEC since October 2021: 6 major events, 24 insider forms, 6 large holders, 41 other. The latest 20:

Sep 29, 20264 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP SECURITIES EDGAR
Sep 28, 20264 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES EDGAR
Sep 25, 20264 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP SECURITIES EDGAR
Sep 24, 20264 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP SECURITIES EDGAR
Aug 11, 2026N-CEN EDGAR
Aug 6, 2026N-CSR ANNUAL REPORT TO SHAREHOLDERS EDGAR
Aug 6, 2026DEF 14A DEFINITIVE PROXY STATEMENT EDGAR
Jul 31, 2026N-PX EDGAR
Jul 23, 2026NPORT-P EDGAR
May 12, 2026SCHEDULE 13G/A EDGAR
Apr 23, 2026NPORT-P EDGAR
Feb 11, 2026SCHEDULE 13G/A EDGAR
Feb 9, 2026N-CSRS SEMIANNUAL REPORT TO SHAREHOLDERS EDGAR
Jan 26, 2026NPORT-P EDGAR
Jan 6, 2026SCHEDULE 13G EDGAR
Oct 29, 2025NPORT-P EDGAR
Sep 5, 20253 OWNERSHIP DOCUMENT EDGAR
Aug 21, 20254 OWNERSHIP DOCUMENT EDGAR
Aug 12, 20253 OWNERSHIP DOCUMENT EDGAR
Aug 8, 2025N-CEN EDGAR

The 77 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

19 open-market trades by officers, directors and large owners since October 2021: 19 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Sep 28, 2026	HOUSEY WILLIAM A JR	Buy	2,500	$12.87	$32.2K	Form 4
Sep 25, 2026	MCGAREL DAVIDOfficer-Investment Adviser	Buy	10,000	$12.92	$129.2K	Form 4
Sep 24, 2026	HOUSEY WILLIAM A JR	Buy	5,000	$12.90	$64.5K	Form 4
Sep 23, 2026	HOUSEY WILLIAM A JR	Buy	5,241	$12.95	$67.9K	Form 4
Aug 20, 2025	Ziets Kevin L	Buy	3,000	$14.60	$43.8K	Form 4
Apr 22, 2025	Dykas James MPresident, CEO	Buy	400	$13.80	$5.5K	Form 4
Mar 12, 2025	BOWEN JAMES ADirector	Buy	30,000	$14.46	$433.8K	Form 4
Oct 1, 2024	BOWEN JAMES ADirector	Buy	12,130	$15.09	$183.0K	Form 4
Sep 30, 2024	BOWEN JAMES ADirector	Buy	4,370	$15.20	$66.4K	Form 4
Sep 10, 2024	BOWEN JAMES ADirector	Buy	17,000	$14.75	$250.8K	Form 4
Jun 18, 2024	MCGAREL DAVIDOfficer-Investment Adviser	Buy	14,000	$14.01	$196.2K	Form 4
Apr 12, 2024	BOWEN JAMES ADirector	Buy	20,000	$14.07	$281.4K	Form 4
Apr 10, 2024	HOUSEY WILLIAM A JR	Buy	3,600	$14.25	$51.3K	Form 4
Apr 8, 2024	LINDQUIST DANIEL JVice President	Buy	3,500	$14.30	$50.0K	Form 4
Apr 3, 2024	BOWEN JAMES ADirector	Buy	16,000	$14.25	$228.0K	Form 4
Mar 26, 2024	BOWEN JAMES ADirector	Buy	50,000	$14.50	$725.0K	Form 4
Mar 7, 2022	BOWEN JAMES ADirector	Buy	20,000	$17.74	$354.8K	Form 4
Feb 24, 2022	Scott Jeffrey M	Buy	2,500	$17.73	$44.3K	Form 4
Feb 24, 2022	HOUSEY WILLIAM A JR	Buy	3,000	$17.65	$53.0K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySCHEDULE 13G/A, 5 filings Feb 10, 2022 to May 12, 2026²³
SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G, 1 filing Jan 6, 2026²⁴

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 86. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	3,417,232	$46.8M	0.0%	+116,125
Kennedy Investment Group, Inc.	1,173,970	$16.1M	5.5%	+1,332
Rivernorth Capital Management, LLC	1,022,036	$14.0M	0.7%	+2,403
Punch & Associates Investment Management, Inc.	966,836	$13.2M	0.7%	+80,091
Royal Bank Of Canada	691,227	$9.5M	0.0%	−16,466
Atlas Wealth LLC	602,530	$8.3M	1.2%	New
Commonwealth Equity Services, LLC	588,956	$8.1M	0.0%	−22,280
City Of London Investment Management Co Ltd	499,001	$6.8M	0.4%	+18,154
LPL Financial LLC	365,815	$5.0M	0.0%	+37,511
D.a. Davidson & Co.	346,148	$4.7M	0.0%	+20,429
Logan Stone Capital, LLC	257,142	$3.5M	0.7%	+8,350
Almitas Capital LLC	198,801	$2.7M	0.7%	+32,537
Oder Investment Management, LLC	149,001	$2.0M	1.4%	−954
Integrated Wealth Concepts LLC	146,834	$2.0M	0.0%	+68,507
Osaic Holdings, Inc.	142,825	$2.0M	0.0%	+6,966
Private Advisory Group LLC	138,108	$1.9M	0.1%	−2,370
Kestra Advisory Services, LLC	131,221	$1.8M	0.0%	−8,518
Jane Street Group, LLC	128,560	$1.8M	0.0%	New
Winebrenner Capital Management LLC	121,745	$1.7M	1.0%	−76,738
1607 Capital Partners, LLC	110,505	$1.5M	0.1%	−65,693
Independent Financial Group, LLC	110,389	$1.5M	0.0%	−2,112
Transcend Capital Advisors, LLC	97,677	$1.3M	0.1%	+2,500
TFB Advisors LLC	94,539	$1.3M	0.6%	No change
Oppenheimer & Co Inc	87,633	$1.2M	0.0%	+13,692
UBS Group AG	71,693	$982.2K	0.0%	−2,150

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND¹
CIK0001810523
Employer ID (EIN)85-1075664¹
Fiscal year endsMay 31¹
Business address120 East Liberty Drive, Suite 400, Wheaton, IL 60187¹
Phone630-765-8000¹
On EDGAR sinceApr 28, 2020¹
Filings148 in all: 3 (27), NPORT-P (24), 4 (22), 8-K (8), N-PX (7), 40-17G (6), DEF 14A (6), N-CEN (6)¹
All 27 form types
N-CSR (6), N-CSRS (6), 40-17G/A (5), CORRESP (4), N-2/A (3), SC 13G/A (3), 5 (2), SCHEDULE 13G/A (2), 144 (1), 497 (1), 8-A12B (1), CERT (1), EFFECT (1), N-2 (1), N-2MEF (1), N-8A (1), SC 13G (1), SCHEDULE 13G (1), UPLOAD (1)
Latest filingsProxy statement (DEF 14A) Aug 6, 2026
Latest 8-K (8-K) Nov 13, 2023

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND filings on SEC EDGAR
2
SEC EDGARFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND filings on SEC EDGAR
3
SEC EDGARJames M. Dykas, Chief executive officer
4
SEC EDGARDonald Swade, Chief financial officer
5
SEC EDGARKevin L. Ziets, PORTFOLIO MANAGER
6
SEC EDGARDavid McGarel, Officer-Investment Adviser
7
SEC EDGARChristopher R. Fallow, Vice President
8
SEC EDGARDaniel J. Lindquist, Vice President
9
SEC EDGARKristi A. Maher, Asst. Secretary and CCO
10
SEC EDGARJames A. Bowen, Board member
11
SEC EDGARBronwyn Wright, Board member
12
SEC EDGARM. Keefe Denise, Board member
13
SEC EDGARNiel B. Nielson, Board member
14
SEC EDGARRichard E. Erickson, Board member
15
SEC EDGARRobert F. Keith, Board member
16
SEC EDGARThomas R. Kadlec, Board member
17
SEC EDGARRegulation FD disclosure
18
SEC EDGARExecutive or director change
19
SEC EDGARBylaws or fiscal year changed
20
SEC EDGARRegulation FD disclosure
21
SEC EDGARRegulation FD disclosure
22
SEC EDGARExecutive or director change
23
SEC EDGARMorgan Stanley SCHEDULE 13G/A on FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
24
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G on FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND