GCV on NYSE

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Investment fund that raised $21.1 million in 2025 (SEC Form D). Summary from the record

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Last updated Oct 19, 2026.

Overview

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  • TickerGCV on NYSE2
  • HeadquartersRye, United States2
  • Incorporated inMD3
  • Business addressOne Corporate Center, Rye, Ny 105803
  • Legal formCorporation2
  • Kind of organizationInvestment fund2
  • LEI549300XKRPOM8NVRNE702
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O CSC-LAWYERS INCORPORATING SERVICE COMPANY, 21202 Baltimore, United States2
  • Registered withBusiness Services (Maryland Department of Assessments and Taxation), D027133522

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Leadership

Who has led GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC, and when. Pick a name to see everywhere that person has worked.

President

  1. Bruce N. Alpert2018–2021
2010201520202025
Board members and other officers (21)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Vice President and OmbudsmanBethany A. Uhlein named Nov 5, 202526
  • President and TreasurerJohn C. Ball named Jan 10, 2023 to Nov 5, 202526
  • Vice President and OmbudsmanLaurissa M. Martire named Jan 10, 2023 to Nov 5, 202526
  • Chief Compliance OfficerRichard J. Walz named Nov 5, 202526
  • DirectorAnthonie C. van Ekris named Jan 10, 2023 to Nov 5, 202526

Former names

  • GABELLI CONVERTIBLE SECURITIES FUND INC /DEMay 14, 1997 to Sep 25, 20023
  • GABELLI SERIES FUNDS INCAug 29, 1994 to Mar 28, 19973

Timeline

  1. Dec 19, 1988Founded GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC is founded2

Filings

99 filings to the SEC since October 2021: 1 major events, 30 insider forms, 4 large holders, 2 private raises, 62 other. The latest 20:

  1. Aug 31, 2026NPORT-P EDGAR
  2. Aug 19, 2026N-PX EDGAR
  3. Aug 14, 20263 PRIMARY DOCUMENT EDGAR
  4. Jun 8, 2026N-CSRS EDGAR
  5. Jun 1, 2026NPORT-P EDGAR
  6. May 7, 20268-K EDGAR
  7. Mar 19, 2026DEFA14A GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC (GCV) - DEFA14A EDGAR
  8. Mar 19, 2026DEF 14A THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. (GCV) - DEF 14A EDGAR
  9. Mar 2, 2026NPORT-P EDGAR
  10. Dec 15, 2025N-CEN EDGAR
  11. Dec 8, 2025N-CSR EDGAR
  12. Dec 1, 2025NPORT-P EDGAR
  13. Nov 19, 20254 PRIMARY DOCUMENT EDGAR
  14. Nov 5, 2025D EDGAR
  15. Aug 29, 2025NPORT-P EDGAR
  16. Aug 27, 2025N-PX EDGAR
  17. Jul 15, 20254 PRIMARY DOCUMENT EDGAR
  18. Jul 2, 20254 PRIMARY DOCUMENT EDGAR
  19. Jun 30, 20254 PRIMARY DOCUMENT EDGAR
  20. Jun 30, 20254 PRIMARY DOCUMENT EDGAR

The 99 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

25 open-market trades by officers, directors and large owners since October 2021: 7 buys and 18 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Nov 10, 2025GABELLI MARIO JBuy50,000$4.29$214.5KForm 4
Jul 11, 2025GABELLI MARIO JSale3,100$3.86$12.0KForm 4
Jul 1, 2025GABELLI MARIO JSale5,000$3.82$19.1KForm 4
Jun 26, 2025DINSMORE THOMAS HDirectorBuy25,000$10.00$250.0KForm 4
Feb 10, 2025GABELLI MARIO JSale999$3.91$3.9KForm 4
Oct 15, 2024GABELLI MARIO JSale3,000$3.73$11.2KForm 4
Sep 5, 2024GABELLI MARIO JSale8,000$4.00$32.0KForm 4
Aug 29, 2024GABELLI MARIO JSale1,669$3.81$6.4KForm 4
Jul 29, 2024GABELLI MARIO JSale1,424$3.72$5.3KForm 4
Apr 11, 2024GABELLI MARIO JSale576$3.61$2.1KForm 4
Feb 22, 2024Ball John ChesterPresident & TreasurerBuy69$3.64$251Form 4
Dec 7, 2023GABELLI MARIO JSale4,000$3.47$13.9KForm 4
Nov 22, 2023GABELLI MARIO JSale5,000$3.42$17.1KForm 4
Jul 28, 2023GABELLI MARIO JSale10,000$4.26$42.6KForm 4
Dec 29, 2022GABELLI MARIO JBuy350,000$10.00$3.5MForm 4
Dec 29, 2022ZIZZA SALVATORE JDirectorBuy50,000$10.00$500.0KForm 4
Dec 29, 2022DINSMORE THOMAS HDirectorBuy25,000$10.00$250.0KForm 4
Dec 5, 2022GABELLI MARIO JSale5,000$5.36$26.8KForm 4
Dec 1, 2022GABELLI MARIO JSale5,000$5.05$25.2KForm 4
Jun 13, 2022GABELLI MARIO JSale7,501$5.72$42.9KForm 4

All 25 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

  • GAMCO InvestorsSC 13D/A, 3 filings Sep 20, 2022 to Jan 8, 202427
  • Regina M. PitaroSC 13G, 1 filing Feb 9, 202328

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Jun 26, 2025Raised $6.1 million in a private offering of equity Form D: $20 million offered in all Form D
  2. Dec 29, 2022Raised $15 million in a private offering of equity Form D: 16 investors so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 32. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Gamco Investors, Inc. Et Al1,089,000$5.1M0.0%No change
LPL Financial LLC768,825$3.6M0.0%+6,832
Morgan Stanley615,200$2.9M0.0%+3,190
GABELLI & Co INVESTMENT ADVISERS, INC.340,900$1.6M0.2%No change
PFG Advisors151,870$710.8K0.0%+2,950
Advisory Services Network, LLC127,502$596.7K0.0%+21,346
Shaker Financial Services, LLC120,933$566.0K0.2%New
Equitable Holdings, Inc.84,000$393.1K0.0%No change
Stifel Financial Corp73,543$344.2K0.0%−11,000
Kestra Advisory Services, LLC60,446$282.9K0.0%+1,620
Mallini Complete Financial Planning LLC59,679$279.3K0.2%+3,996
Sage Capital Management, LLC57,000$266.8K0.1%+34,000
Mgo One Seven LLC50,000$234.0K0.0%No change
Raymond James Financial Inc49,932$233.7K0.0%+31,547
Benjamin Edwards Inc37,039$173.3K0.0%+2,907
Cetera Investment Advisers28,402$132.9K0.0%+6,574
Bank Of America Corp /de/28,064$131.3K0.0%+6,151
Private Advisor Group, LLC26,200$122.6K0.0%No change
Rockefeller Capital Management L.P.25,739$120.5K0.0%No change
MBL Wealth, LLC23,194$108.5K0.0%No change
Osaic Holdings, Inc.20,593$96.4K0.0%+506
Carnegie Lake Advisors LLC19,000$88.9K0.0%No change
XTX Topco Ltd15,085$70.6K0.0%New
Tactive Advisors, LLC14,627$68.5K0.0%−81
PMG Family Office LLC14,419$67.5K0.1%New

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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