Private company

Golub Capital BDC 3, Inc.

Hedge fund that raised $1.4 billion in 2017 (SEC Form D), no longer active2

In its 2023 annual report the company says: “We are an externally managed, closed-end, non-diversified management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended, or the 1940 Act. In addition, for U.S. federal income tax purposes, we have elected to be treated as a regulated investment company, or RIC, under Subchapter M of the Internal Revenue Code of 1986, as amended, or the Code.”35 It is headquartered in New York, United States.2

Last updated Oct 20, 2026.

Overview

$123.8MNet income, fiscal 20233
  • HeadquartersNew York, United States2
  • Incorporated inMD4
  • Business address200 Park Avenue, 25Th Floor, New York, Ny 101664
  • Filer category, Emerging growth company4
  • Legal formCorporation2
  • Kind of organizationHedge fund2
  • LEI254900YEHEP5ID150N892
  • StatusInactive2
  • LEI statusRetired2
  • Registered addressC/O The Corporation Trust Incorporated, 21093 Timonium, United States2
  • Registered withBusiness Services (Maryland Department of Assessments and Taxation), D181705222

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Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2023

8.7%Return on equity3
0.87×Debt to equity3

Financial statements

Net income3$123.8M in 2023+95% since 2022
0$50.0M$100.0M$150.0M2022: $63.4M$63.4M20222023: $123.8M$123.8M2023+95%
Fiscal year202120222023
Interest$34.2M3$87.1M3
Net income$63.4M3$123.8M3
Earnings per share$0.863$1.393
Earnings per share (diluted)$0.863$1.393
Shares (weighted, basic)73.9M shares388.8M shares3
Shares (weighted, diluted)73.9M shares388.8M shares3

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Corporate structure

Golub Capital BDC 3, Inc. sits at the top of its group. 13 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Golub Capital BDC 3, Inc.

  • Ohio Strs Filed SC 13D/A on Golub Capital BDC 3, Inc., latest Nov 27, 2023 (4 filings since Nov 23, 2021)
  • Golub Capital BDC 3, Inc. New York, New York, United States
    • GBDC 3 Funding LLC Subsidiary · Delaware, United States
    • GBDC 3 Holdings Coinvest, Inc. Subsidiary · Delaware, United States
    • GBDC 3 Holdings ED Coinvest, Inc. Subsidiary · Delaware, United States
    • GBDC 3 Quick Quack Coinvest LLC Subsidiary · Delaware, United States
    • GCBH 3 North Haven Stack Buyer Coinvest, Inc. Subsidiary · Delaware, United States
    • Golub Capital 3 Holdings LLC Subsidiary · Delaware, United States
    • Golub Capital BDC 3 ABS 2022-1 Depositor LLC Subsidiary · Delaware, United States
    • Golub Capital BDC 3 ABS 2022-1 LLC Subsidiary · Delaware, United States
    • Golub Capital BDC 3 CLO 1 Depositor LLC Subsidiary · Delaware, United States
    • Golub Capital BDC 3 CLO 1 LLC Subsidiary · Delaware, United States
    • Golub Capital BDC 3 CLO 2 Depositor LLC Subsidiary · Delaware, United States
    • Golub Capital BDC 3 CLO 2 LLC Subsidiary · Delaware, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Golub Capital BDC 3, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$9.5M3 Sep 30, 2023$16.3M3 Sep 30, 2022−41.8%

Leadership

Who has led Golub Capital BDC 3, Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. David Golub2017–2024

Chair

  1. Lawrence E. Golub2017–2024

President

  1. David Golub2017–2024

Chief financial officer

  1. Ross Teune2017
20202025
Board members and other officers (8)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Managing DirectorGregory A. Robbins named Apr 14, 202318
  • Managing Director of Corporate Strategy of the CompaniesJonathan D. Simmons named Apr 14, 202318
  • Chief Operating OfficerMatthew D. Benton named Apr 14, 202318

Subsidiaries and ownership

Subsidiaries (Exhibit 21)

  • GBDC 3 Funding LLC Delaware5
  • GBDC 3 Holdings Coinvest, Inc. Delaware5
  • GBDC 3 Holdings ED Coinvest, Inc. Delaware5
  • GBDC 3 Quick Quack Coinvest LLC Delaware5
  • GCBH 3 North Haven Stack Buyer Coinvest, Inc. Delaware5
  • Golub Capital 3 Holdings LLC Delaware5
  • Golub Capital BDC 3 ABS 2022-1 Depositor LLC Delaware5
  • Golub Capital BDC 3 ABS 2022-1 LLC Delaware5
  • Golub Capital BDC 3 CLO 1 Depositor LLC Delaware5
  • Golub Capital BDC 3 CLO 1 LLC Delaware5
  • Golub Capital BDC 3 CLO 2 Depositor LLC Delaware5
  • Golub Capital BDC 3 CLO 2 LLC Delaware5

The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.

Timeline

  1. Jun 3, 20248-K Completed an acquisition or sale; Change to shareholders' rights; Change in control19
  2. May 29, 20248-K Shareholder vote20
  3. May 8, 20248-K Results of operations21
  4. Apr 22, 20248-K Results of operations22
  5. Apr 15, 20248-K Entered a material agreement23
  6. Mar 4, 20248-K Entered a material agreement24
  7. Feb 7, 20248-K Results of operations25
  8. Feb 6, 20248-K Shareholder vote26
  9. Jan 17, 20248-K Results of operations27
  10. Jan 17, 20248-K Entered a material agreement28
  11. Dec 19, 20238-K Bylaws or fiscal year changed29
  12. Nov 30, 20238-K Results of operations30
  13. Nov 28, 2017New chief executive David Golub becomes CEO8
  14. Aug 1, 2017Founded Golub Capital BDC 3, Inc. is founded2

Calendar

When it reported results

  1. May 8, 2024Reported quarterly or annual results21
  2. Apr 22, 2024Reported quarterly or annual results22
  3. Feb 7, 2024Reported quarterly or annual results25
  4. Jan 17, 2024Reported quarterly or annual results27
  5. Nov 30, 2023Reported quarterly or annual results30
  6. Aug 9, 2023Reported quarterly or annual results31
  7. May 10, 2023Reported quarterly or annual results32
  8. Feb 10, 2023Reported quarterly or annual results33

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

110 filings to the SEC since October 2021: 4 annual reports, 8 quarterly reports, 53 major events, 13 insider forms, 4 large holders, 5 private raises, 23 other. The latest 20:

  1. Jun 5, 20244 EDGAR
  2. Jun 5, 20244 EDGAR
  3. Jun 5, 20244 EDGAR
  4. Jun 3, 202415-12G EDGAR
  5. Jun 3, 2024N-54C EDGAR
  6. Jun 3, 20248-K EDGAR
  7. May 29, 20248-K EDGAR
  8. May 10, 2024425 EDGAR
  9. May 8, 20248-K EDGAR
  10. May 8, 202410-Q EDGAR
  11. Apr 30, 2024425 EDGAR
  12. Apr 22, 20248-K EDGAR
  13. Apr 18, 2024425 EDGAR
  14. Apr 15, 2024DEFM14A EDGAR
  15. Apr 15, 20248-K EDGAR
  16. Mar 4, 20248-K EDGAR
  17. Feb 7, 20248-K EDGAR
  18. Feb 7, 202410-Q EDGAR
  19. Feb 6, 20248-K EDGAR
  20. Jan 19, 2024425 EDGAR

The 110 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

20 open-market trades by officers, directors and large owners since October 2021: 20 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Dec 7, 2023Golub Lawrence EChairmanBuy57,143$14.28$815.7KForm 4
Dec 7, 2023Golub DavidPresident and CEOBuy57,143$14.28$815.7KForm 4
Apr 6, 2023WEBSTER WILLIAM M IVDirectorBuy3,167$15.00$47.5KForm 4
Feb 13, 2023WEBSTER WILLIAM M IVDirectorBuy4,573$14.76$67.5KForm 4
Nov 1, 2022WEBSTER WILLIAM M IVDirectorBuy4,533$14.89$67.5KForm 4
Aug 5, 2022WEBSTER WILLIAM M IVDirectorBuy9,071$14.88$135.0KForm 4
Jun 16, 2022WEBSTER WILLIAM M IVDirectorBuy9,000$15.00$135.0KForm 4
May 19, 2022Golub Lawrence EChairmanBuy8,339$14.28$119.1KForm 4
May 19, 2022Golub DavidPresident and CEOBuy8,339$14.28$119.1KForm 4
May 16, 2022WEBSTER WILLIAM M IVDirectorBuy4,500$15.00$67.5KForm 4
Apr 19, 2022WEBSTER WILLIAM M IVDirectorBuy4,500$15.00$67.5KForm 4
Mar 14, 2022WEBSTER WILLIAM M IVDirectorBuy4,500$15.00$67.5KForm 4
Jan 13, 2022WEBSTER WILLIAM M IVDirectorBuy7,000$15.00$105.0KForm 4
Dec 10, 2021WEBSTER WILLIAM M IVDirectorBuy3,333$15.00$50.0KForm 4
Oct 18, 2021Golub Lawrence EChairmanBuy249,153$15.00$3.7MForm 4
Oct 18, 2021Golub DavidPresident and CEOBuy249,153$15.00$3.7MForm 4
Oct 18, 2021WEBSTER WILLIAM M IVDirectorBuy13,333$15.00$200.0KForm 4
Oct 5, 2021Golub DavidPresident and CEOBuy69,032$15.00$1.0MForm 4
Oct 5, 2021Golub Lawrence EChairmanBuy69,032$15.00$1.0MForm 4
Oct 5, 2021WEBSTER WILLIAM M IVDirectorBuy3,000$15.00$45.0KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

  • Ohio StrsSC 13D/A, 4 filings Nov 23, 2021 to Nov 27, 202334

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Oct 2, 2017Raised $1.4 billion in a private offering of equity Form D: 1,279 investors so far Form D

SEC filer profile

How Golub Capital BDC 3, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARGolub Capital BDC 3, Inc.1
  • CIK0001715268
  • Employer ID (EIN)82-23754811
  • Filer status<br>emerging growth company1
  • Incorporated inMaryland1
  • Fiscal year endsSeptember 301
  • Business address200 Park Avenue, 25Th Floor, New York, NY 101661
  • Phone(212) 750-60601
  • Shares outstanding100,105,101 as of May 8, 20247
  • Public float$0 as of Sep 30, 20233
  • On EDGAR sinceSep 29, 20171
  • Filings412 in all: 4 (150), 8-K (124), 10-Q (20), SC 13D/A (20), 425 (18), D/A (16), 3 (12), DEF 14A (8)1
    All 31 form types

    10-K (6), 40-17G (6), DEFA14A (4), 3/A (3), 40-APP/A (3), SC 13D (3), 40-17G/A (2), 40-APP (2), 10-12G (1), 10-12G/A (1), 10-K/A (1), 15-12G (1), ABS-15G (1), ABS-15G/A (1), CORRESP (1), D (1), DEFM14A (1), N-54A (1), N-54C (1), NT 10-Q (1), PRE 14A (1), SC 13G (1), UPLOAD (1)

  • Latest filingsAnnual report (10-K) Nov 30, 2023
    Quarterly report (10-Q) May 8, 2024
    Proxy statement (DEF 14A) Dec 19, 2023
    Latest 8-K (8-K) Jun 3, 2024

Sources

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