HFRO on NYSE

HIGHLAND OPPORTUNITIES & INCOME FUND

Fund registered in the United States, based in Dallas, active since 2017. Summary from the record

Price unavailable

Last updated Oct 19, 2026.

Overview

Compare with another stock.

  • TickerHFRO on NYSE2
  • HeadquartersDallas, United States2
  • Incorporated inMA3
  • Business address300 Crescent Court, Suite 700, Dallas, Tx 752013
  • Legal formVoluntary Association and Business Trusts2
  • Kind of organizationFund2
  • LEI254900CMUE9FRYL2UR802
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O CT CORPORATION SYSTEM, 02110 Boston, United States2
  • Registered withCorporations Division (Secretary of the Commonwealth's Office), 0012803482

See how the biggest companies compare on our leaderboards

Leadership

Who has led HIGHLAND OPPORTUNITIES & INCOME FUND, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (13)

Former names

  • HIGHLAND INCOME FUND\MAMay 30, 2019 to May 30, 20233
  • HIGHLAND FLOATING RATE OPPORTUNITIES FUNDAug 29, 2017 to May 13, 20193
  • HIGHLAND FLOATING RATE OPPORTUNITIES FUND IIJun 30, 2017 to Sep 20, 20173

Timeline

  1. Jun 28, 2017Founded HIGHLAND OPPORTUNITIES & INCOME FUND is founded2

Filings

109 filings to the SEC since October 2021: 2 major events, 18 insider forms, 21 large holders, 68 other. The latest 20:

  1. Sep 4, 2026N-CSRS EDGAR
  2. Sep 2, 2026NPORT-P/A EDGAR
  3. Aug 31, 2026NPORT-P EDGAR
  4. Aug 17, 2026N-PX EDGAR
  5. Jul 29, 2026SCHEDULE 13D/A EDGAR
  6. Jun 11, 20264 PRIMARY DOCUMENT EDGAR
  7. Jun 8, 20264 PRIMARY DOCUMENT EDGAR
  8. Jun 4, 20264 PRIMARY DOCUMENT EDGAR
  9. Jun 4, 2026SCHEDULE 13D/A EDGAR
  10. Jun 3, 20264 PRIMARY DOCUMENT EDGAR
  11. Jun 1, 2026NPORT-P EDGAR
  12. Jun 1, 20264 PRIMARY DOCUMENT EDGAR
  13. May 28, 20264 PRIMARY DOCUMENT EDGAR
  14. May 26, 20264 PRIMARY DOCUMENT EDGAR
  15. May 21, 20264 PRIMARY DOCUMENT EDGAR
  16. May 19, 20264 PRIMARY DOCUMENT EDGAR
  17. May 19, 20263 PRIMARY DOCUMENT EDGAR
  18. May 7, 2026DEF 14A HIGHLAND OPPORTUNITIES AND INCOME FUND EDGAR
  19. Apr 14, 2026SCHEDULE 13D/A EDGAR
  20. Apr 1, 2026SCHEDULE 13D/A EDGAR

The 109 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

14 open-market trades by officers, directors and large owners since October 2021: 13 buys and 1 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jun 9, 2026Saba Capital Management, L.P.10% ownerBuy123,589$6.88$850.3KForm 4
Jun 5, 2026Saba Capital Management, L.P.10% ownerBuy6,759$6.69$45.2KForm 4
Jun 4, 2026Saba Capital Management, L.P.10% ownerBuy18,017$6.73$121.3KForm 4
Jun 3, 2026Saba Capital Management, L.P.10% ownerBuy28,440$6.66$189.4KForm 4
Jun 2, 2026Saba Capital Management, L.P.10% ownerBuy78,346$6.71$525.7KForm 4
Jun 1, 2026Saba Capital Management, L.P.10% ownerBuy5,520$6.55$36.2KForm 4
May 29, 2026Saba Capital Management, L.P.10% ownerBuy31,928$6.55$209.1KForm 4
May 28, 2026Saba Capital Management, L.P.10% ownerBuy9,971$6.50$64.8KForm 4
May 26, 2026Saba Capital Management, L.P.10% ownerBuy15,858$6.27$99.4KForm 4
May 21, 2026Saba Capital Management, L.P.10% ownerBuy20,490$6.25$128.1KForm 4
May 20, 2026Saba Capital Management, L.P.10% ownerBuy40,591$6.23$252.9KForm 4
May 19, 2026Saba Capital Management, L.P.10% ownerBuy22,385$6.18$138.3KForm 4
May 18, 2026Saba Capital Management, L.P.10% ownerBuy16,100$6.18$99.5KForm 4
Dec 5, 2022Froehlich Robert JDirectorSale767$11.21$8.6KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 92. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Saba Capital Management, L.P.5,976,204$42.6M1.3%+828,967
Nexpoint Asset Management, L.P.4,599,295$32.8M2.2%+470,400
Raymond James Financial Inc3,979,624$28.4M0.0%+58,645
Thomas J. Herzfeld Advisors, Inc.2,676,474$19.1M5.9%−39,187
Morgan Stanley2,487,826$17.7M0.0%−56,567
Envestnet Asset Management Inc2,183,464$15.6M0.0%+36,125
Invesco Ltd.1,161,203$8.3M0.0%−247,603
Atlas Wealth LLC1,030,976$7.4M1.0%New
Matisse Capital617,000$4.4M1.8%No change
LPL Financial LLC615,069$4.4M0.0%−7,637
Royal Bank Of Canada544,380$3.9M0.0%−86,832
Oppenheimer & Co Inc532,264$3.8M0.0%+72,042
Geneos Wealth Management Inc.525,538$3.7M0.1%−147,262
Altium Capital Management LLC317,055$2.3M4.8%+39,987
Camelot Portfolios, LLC310,043$2.2M1.6%−7,019
Closed-End Fund Advisors, Inc.237,067$1.7M1.7%+1,743
Choreo, LLC206,145$1.5M0.0%−11,817
Landscape Capital Management, L.l.c.181,396$1.3M0.1%No change
Blue Bell Private Wealth Management, LLC176,264$1.3M0.2%+37,061
NewEdge Advisors, LLC173,066$1.2M0.0%+6,748
Aristides Capital LLC143,706$1.0M0.3%+5,610
IHT Wealth Management, LLC137,401$979.7K0.0%−3,178
Gratia Capital, LLC124,725$889.3K1.0%New
Nations Financial Group Inc, /ia/ /adv122,317$872.1K0.0%No change
HighTower Advisors, LLC109,907$783.6K0.0%−4,118

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7
  8. 8
  9. 9
  10. 10
  11. 11
  12. 12
  13. 13
  14. 14
  15. 15
  16. 16
  17. 17
  18. 18
  19. 19
  20. 20