HIO on NYSE
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Fund registered in the United States, based in New York, active since 1993. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerHIO on NYSE2
- HeadquartersNew York, United States2
- Incorporated inMD3
- Business address620 Eighth Avenue, 47Th Floor, New York, Ny 100183
- Legal formFUND2
- Kind of organizationFund2
- LEI549300S7N70O2ERKYG472
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST, INCORPORATED, 21093-2264 Lutherville Timonium, United States2
- Registered withSecurities and Exchange Commission, 00009100682
Leadership
Who has led WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chair
President
Chief financial officer
- Chief executive officerKenneth Fuller Jun 5, 2013 to Jun 5, 20134
- Chief executive officerR. Jay Gerken Nov 24, 2008 to Nov 24, 20085
- ChairKenneth Fuller Jun 5, 2013 to Jun 5, 20134
- PresidentR. Jay Gerken Nov 24, 2008 to Nov 24, 20085
- Chief financial officerGuercio Rocco Del Mar 22, 2007 to Mar 22, 20076
- Chief financial officerMark R. Fetting Aug 8, 2006 to Aug 8, 20067
Board members and other officers (28)
- Secretary and Ch Lgl OfficerGeorge P. Hoyt Aug 19, 2020 to Aug 19, 20208
- Treas/Principal Finan OfficerChristopher Berarducci Sep 30, 2019 to Sep 30, 20199
- TreasurerJennifer S. Berg Jan 10, 2018 to Jan 10, 201810
- Chief Compliance OfficerTodd F. Kuehl May 16, 2017 to May 16, 201711
- Principal Financial OfficerRichard Sennett Dec 2, 2011 to Dec 2, 201112
- Assistant Secretary of FundWilliam J. Renahan Sep 20, 2007 to Oct 13, 200913
- Director of Adviser (LMPFA)Charles J. Daley Jr. Sep 21, 2007 to Sep 21, 200714
- OfficerJeanne Kelly Aug 8, 2006 to Aug 8, 20067
- OfficerRobert P. Shepler Aug 8, 2006 to Aug 8, 20067
- OfficerTed P. Becker Aug 8, 2006 to Aug 8, 20067
- chief compliance officerTerrence Murphy Aug 8, 2006 to Aug 8, 20067
- senior vice presidentThomas C. Mandia Aug 8, 2006 to Aug 8, 20067
- Board memberAnthony Grillo Nov 21, 2024 to now15
- Board memberHillary A. Sale Nov 21, 2024 to now16
- Board memberPeter Daniel Charles Mason Nov 22, 2024 to now17
- Board memberNisha Kumar Jan 9, 2019 to Jan 9, 201918
- Board memberRobert D. Agdern Jan 9, 2015 to Jan 9, 201519
- Board memberEileen A. Kamerick Feb 7, 2013 to Feb 7, 201320
- Board memberRiordan Roett Mar 1, 2007 to Mar 1, 200721
- Board memberMark R. Fetting Aug 8, 2006 to Aug 8, 20067
- Board memberPeter L. Bain Aug 8, 2006 to Aug 8, 20067
- Board memberR. Jay Gerken Aug 8, 2006 to Nov 24, 20087
- Board memberTimothy C. Scheve Aug 8, 2006 to Aug 8, 20067
- Board memberCarol L. Colman Dec 18, 2006 to now22
- Board memberDaniel P. Cronin Dec 18, 2006 to Jan 7, 202223
- Board memberLeslie H. Gelb Dec 18, 2006 to Dec 18, 200624
- Board memberPaolo M. Cucchi Dec 18, 2006 to Dec 18, 200625
- General counselOliveira Marc De Sep 13, 2023 to Sep 13, 202326
Former names
Timeline
Filings
77 filings to the SEC since October 2021: 1 major events, 18 insider forms, 9 large holders, 49 other. The latest 20:
- Sep 11, 20263 EDGAR
- Sep 10, 20263 EDGAR
- Aug 27, 2026NPORT-P EDGAR
- Aug 14, 2026N-PX EDGAR
- May 28, 2026N-CSRS WESTERN ASSET HIGH INCOME OPPORTUNITY FUND - N-CSRS EDGAR
- May 21, 2026NPORT-P EDGAR
- May 11, 2026SCHEDULE 13G EDGAR
- Apr 23, 2026424B3 EDGAR
- Apr 14, 20264 EDGAR
- Apr 7, 20263 EDGAR
- Mar 24, 2026EFFECT EDGAR
- Mar 9, 2026N-2/A EDGAR
- Mar 9, 2026DEF 14A EDGAR
- Feb 26, 2026NPORT-P EDGAR
- Dec 8, 2025N-CEN EDGAR
- Nov 26, 2025N-CSR WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC - N-CSR EDGAR
- Nov 25, 2025NPORT-P EDGAR
- Oct 28, 2025N-2 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. EDGAR
- Aug 28, 20253 EDGAR
- Aug 26, 2025NPORT-P EDGAR
The 77 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
6 open-market trades by officers, directors and large owners since October 2021: 3 buys and 3 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Apr 13, 2026 | COLMAN CAROL LDirector | Sale | 4,500 | $3.66 | $16.5K | Form 4 |
| Jul 14, 2025 | Mason Peter Daniel CharlesDirector | Buy | 10,000 | $4.02 | $40.2K | Form 4 |
| Jun 2, 2025 | Sale Hillary ADirector | Buy | 5,167 | $3.88 | $20.0K | Form 4 |
| May 27, 2025 | GRILLO ANTHONYDirector | Buy | 3,000 | $3.84 | $11.5K | Form 4 |
| Jan 5, 2022 | COLMAN CAROL LDirector | Sale | 1,000 | $5.14 | $5.1K | Form 4 |
| Jan 5, 2022 | CRONIN DANIEL PDirector | Sale | 3,207 | $5.10 | $16.4K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Morgan StanleySCHEDULE 13G, 4 filings Feb 9, 2022 to May 11, 202627
- RIVERNORTH CAPITAL MANAGEMENT, LLCSC 13G/A, 2 filings Feb 14, 2023 to Feb 14, 202428
- FIRST TRUST PORTFOLIOS LPSC 13G/A, 3 filings Jan 12, 2022 to Jan 10, 202429
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Morgan Stanley | 11,779,270 | $42.9M | 0.0% | +386,523 |
| Capital Investment Advisors, LLC | 2,329,618 | $8.5M | 0.1% | −209,394 |
| Invesco Ltd. | 1,282,493 | $4.7M | 0.0% | −72,400 |
| Fca Corp /tx | 1,276,114 | $4.6M | 1.1% | +69,375 |
| Wells Fargo & Company/mn | 1,010,164 | $3.7M | 0.0% | +211,015 |
| Rareview Capital LLC | 903,653 | $3.6M | 2.0% | +212,012 |
| LPL Financial LLC | 969,899 | $3.5M | 0.0% | +217,895 |
| Shaker Financial Services, LLC | 642,498 | $2.3M | 0.7% | +129,524 |
| Raymond James Financial Inc | 637,104 | $2.3M | 0.0% | −27,865 |
| UBS Group AG | 561,032 | $2.0M | 0.0% | −40,840 |
| Jones Financial Companies Lllp | 531,238 | $1.9M | 0.0% | +57,376 |
| Kanen Wealth Management LLC | 490,454 | $1.8M | 0.4% | No change |
| Wolverine Asset Management LLC | 378,116 | $1.4M | 0.0% | −92,831 |
| Absolute Investment Advisers, LLC | 372,457 | $1.4M | 0.1% | −96,701 |
| Chicago Partners Investment Group LLC | 333,688 | $1.2M | 0.0% | −34,618 |
| Bank Of America Corp /de/ | 305,060 | $1.1M | 0.0% | −11,545 |
| Pathway Financial Advisers, LLC | 285,886 | $1.0M | 0.3% | +6,453 |
| RFG Advisory, LLC | 273,827 | $996.7K | 0.0% | −13,236 |
| First Trust Advisors LP | 263,308 | $958.4K | 0.0% | +32,925 |
| Envestnet Asset Management Inc | 239,445 | $871.6K | 0.0% | +69,707 |
| Fortis Group Advisors, LLC | 206,291 | $750.9K | 0.1% | −4,280 |
| Calamos Advisors LLC | 175,495 | $638.8K | 0.0% | +11,700 |
| Quarry LP | 175,126 | $637.5K | 0.1% | −129,985 |
| Royal Bank Of Canada | 141,224 | $514.0K | 0.0% | −4,889 |
| Cetera Investment Advisers | 128,283 | $466.9K | 0.0% | +18,602 |
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 10SEC EDGARJennifer S. Berg, Treasurer
- 11
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- 13
- 14
- 15SEC EDGARAnthony Grillo, Board member
- 16SEC EDGARHillary A. Sale, Board member
- 17
- 18SEC EDGARNisha Kumar, Board member
- 19SEC EDGARRobert D. Agdern, Board member
- 20SEC EDGAREileen A. Kamerick, Board member
- 21SEC EDGARRiordan Roett, Board member
- 22SEC EDGARCarol L. Colman, Board member
- 23SEC EDGARDaniel P. Cronin, Board member
- 24SEC EDGARLeslie H. Gelb, Board member
- 25SEC EDGARPaolo M. Cucchi, Board member
- 26SEC EDGAROliveira Marc De, General counsel
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