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Nuveen Mortgage & Income Fund/MA/

Fund registered in the United States, based in Chicago, active since 2009. Summary from the record

Price unavailable

Last updated Oct 19, 2026.

Overview

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TickerJLS on NYSE²
HeadquartersChicago, United States²
Incorporated inMA³
Business address333 West Wacker Drive, Chicago, Il 60606³
Legal formFUND²
Kind of organizationFund²
LEI07Q4EPZRU8XATVYVY545²
StatusActive²
LEI statusIssued and current²
Registered addressC/O C T CORPORATION SYSTEM, 02110 Boston, United States²
Registered withSecurities and Exchange Commission, 0001472215²

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Leadership

Who has led Nuveen Mortgage & Income Fund/MA/, and when. Pick a name to see everywhere that person has worked.

Chief executive

John P. Amboian2009

President

Mark Anson2009

2010201520202025

Chief executive officerJohn P. Amboian Dec 3, 2009 to Dec 3, 2009⁴
PresidentMark Anson Dec 3, 2009 to Dec 3, 2009⁵

Board members and other officers (69)

Vice PresidentParth Doshi Sep 2, 2026 to now⁶
VP and TreasurerRobert Tanner Page Nov 3, 2025 to now⁷
Vice PresidentJames N. Nelson Iii. Mar 8, 2024 to Mar 8, 2024⁸
Vice PresidentMary Beth Ramsay Mar 11, 2024 to Mar 11, 2024⁹
VP and ControllerMarc Cardella Dec 3, 2024 to Dec 3, 2024¹⁰
Vice PresidentJohn M. McCann Apr 21, 2022 to Apr 21, 2022¹¹
Chief Compliance OfficerBrett Black Jun 7, 2022 to Jun 7, 2022¹²
Vice PresidentTrey Stenersen Iii. Aug 15, 2022 to Aug 15, 2022¹³
Vice PresidentDeann Morgan Mar 6, 2020 to Mar 6, 2020¹⁴
Vice PresidentE. Scott Wickerham Apr 18, 2019 to Apr 18, 2019¹⁵
Vice PresidentBrian J. Lockhart Aug 16, 2019 to Aug 16, 2019¹⁶
Vice PresidentJacques M. Longerstaey Aug 16, 2019 to Aug 16, 2019¹⁷
Vice PresidentJon Scott Meissner Oct 17, 2019 to Oct 17, 2019¹⁸
Officer of Investment AdviserCarl Dirk Enderlein Jan 4, 2018 to Jan 4, 2018¹⁹
Officer of Investment AdviserSi Ping Yu Jan 4, 2018 to Jan 4, 2018²⁰
Vice PresidentWilliam T. Meyers Feb 28, 2018 to Feb 28, 2018²¹
Officer of Investment AdviserAmy B. Kramer Oct 31, 2018 to Oct 31, 2018²²
Officer of Investment AdviserGregory A. Mattiko Jan 5, 2017 to Jan 5, 2017²³
Officer of Investment AdviserMary K. Shannon Jan 5, 2017 to Jan 5, 2017²⁴
Vice PresidentMichael A. Perry Aug 11, 2017 to Aug 11, 2017²⁵
Vice PresidentWilliam A. Siffermann Aug 11, 2017 to Aug 11, 2017²⁶
Officer of Investment AdviserDesmond A. Havlicek Jan 5, 2016 to Jan 5, 2016²⁷
Officer of Investment AdviserSteven C. Angeli Jan 5, 2016 to Jan 5, 2016²⁸
Vice President and TreasurerNathaniel T. Jones Jun 24, 2016 to now²⁹
Officer of Investment AdviserDonald J. Kilbride Jan 6, 2015 to Jan 4, 2018³⁰
Officer of Investment AdviserJohn E. Butler Jan 6, 2015 to Jan 4, 2018³¹
Vice President and TreasurerSherri A. Hlavacek Aug 14, 2015 to Aug 14, 2015³²
Officer of Investment AdviserCheryl M. Duckworth Jan 3, 2014 to Jan 5, 2017³³
Officer of Investment AdviserIan R. Link Jan 3, 2014 to Jan 5, 2017³⁴
Officer of Investment AdviserJohn F. Averill Jan 3, 2013 to Jan 5, 2016³⁵
Officer of Investment AdviserNicolas M. Choumenkovitch Jan 3, 2013 to Jan 5, 2016³⁶
Vice PresidentJoel T. Slager Jul 26, 2013 to Jul 26, 2013³⁷
Officer of Investment AdviserLouis Chabrier Jan 3, 2012 to Jan 5, 2015³⁸
Officer of Investment AdviserRay E. Helfer Jan 3, 2012 to Jan 5, 2015³⁹
Officer of Investment AdviserStephen Klar Jan 3, 2012 to Jan 3, 2012⁴⁰
Officer of Investment AdviserWendy M. Cromwell Jan 3, 2011 to Jan 2, 2014⁴¹
Vice PresidentKathleen L. Prudhomme Jan 12, 2011 to Jan 12, 2011⁴²
Officer of Investment AdvisorCharles S. Argyle Jan 5, 2010 to Jan 3, 2013⁴³
Officer of Investment AdvisorVera M. Trojan Jan 5, 2010 to Jan 3, 2013⁴⁴
Vice PresidentMichelle Ann McCarthy Aug 5, 2010 to Aug 5, 2010⁴⁵
Officer of Investment AdvisorBrendan J. Swords Nov 23, 2009 to Nov 23, 2009⁴⁶
Officer of Investment AdvisorDiane Nordin Nov 23, 2009 to Jan 3, 2012⁴⁷
Officer of Investment AdvisorEdward J. Steinborn Nov 23, 2009 to Nov 23, 2009⁴⁸
Officer of Investment AdvisorEdward Peter Bousa Nov 23, 2009 to Jan 3, 2012⁴⁹
Officer of Investment AdvisorJames W. Valone Nov 23, 2009 to Oct 29, 2018⁵⁰
Officer of Investment AdvisorJean M. Hynes Nov 23, 2009 to Jul 3, 2014⁵¹
Officer of Investment AdvisorKarl E. Bandtel Nov 23, 2009 to Jan 5, 2010⁵²
Officer of Investment AdvisorLucius T. Hill Iii. Nov 23, 2009 to Jan 3, 2011⁵³
Officer of Investment AdvisorMichael F. Garrett Nov 23, 2009 to Aug 25, 2015⁵⁴
Officer of Investment AdvisorPerry M. Traquina Nov 23, 2009 to Jul 3, 2014⁵⁵
Officer of Investment AdvisorPhillip H. Perelmuter Nov 23, 2009 to Nov 23, 2009⁵⁶
Officer of Investment AdvisorSaul J. Pannell Nov 23, 2009 to Jan 2, 2014⁵⁷
Vice PresidentCedric H. Antosiewicz Dec 3, 2009 to Dec 3, 2009⁵⁸
Vice President & Asst. Secr.Christopher M. Rohrbacher Dec 3, 2009 to Oct 11, 2016⁵⁹
Vice PresidentDavid J. Lamb Dec 3, 2009 to Mar 5, 2015⁶⁰
Vice President & Asst. Secr.Demark L. Winget Dec 3, 2009 to Feb 28, 2018⁶¹
Chief Administrative OfficerGifford R. Zimmerman Dec 3, 2009 to Feb 11, 2022⁶²
Vice PresidentGregory T. Mino Dec 3, 2009 to Dec 3, 2009⁶³
Vice PresidentJames Ruane Dec 3, 2009 to Dec 3, 2009⁶⁴
Vice President & Asst. Secr.Larry W. Martin Dec 3, 2009 to Dec 3, 2009⁶⁵
Vice PresidentLorna C. Ferjuson Dec 3, 2009 to Dec 3, 2009⁶⁶
Vice PresidentMargo L. Cook Dec 3, 2009 to Dec 3, 2009⁶⁷
Vice President & Asst. Secr.Michael T. Atkinson Dec 3, 2009 to Dec 3, 2009⁶⁸
Vice PresidentNizida Arriaga Dec 3, 2009 to Dec 3, 2009⁶⁹
Vice President & TreasurerScott S. Grace Dec 3, 2009 to Dec 3, 2009⁷⁰
Vice President & ControllerStephen D. Foy Dec 3, 2009 to Dec 3, 2009⁷¹
Vice PresidentTina M. Lazar Dec 3, 2009 to Dec 3, 2009⁷²
Chief Compliance OfficerWalter M. Kelly Dec 3, 2009 to Dec 3, 2009⁷³
Vice PresidentWilliam T. Huffman Jr. Dec 3, 2009 to Dec 3, 2009⁷⁴

Subsidiaries and ownership

Fund manager

Nuveen Investments²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

Nuveen Mortgage Opportunity Term FundSep 16, 2009 to Oct 11, 2019³

Timeline

Dec 3, 2009New chief executive John P. Amboian becomes CEO⁴
Sep 10, 2009Founded Nuveen Mortgage & Income Fund/MA/ is founded²

Filings

112 filings to the SEC since October 2021: 5 major events, 45 insider forms, 13 large holders, 49 other. The latest 20:

Sep 29, 2026EFFECT EDGAR
Sep 24, 2026N-2/A AMENDMENT TO FORM N-2 EDGAR
Sep 3, 2026N-CSRS NUVEEN MORTGAGE AND INCOME FUND EDGAR
Sep 2, 20263 EDGAR
Aug 27, 2026NPORT-P EDGAR
Aug 17, 2026N-PX EDGAR
Aug 14, 2026SCHEDULE 13G/A EDGAR
Aug 3, 2026N-2/A AMENDMENT TO FORM N-2 EDGAR
Aug 3, 20268-K CURRENT REPORT EDGAR
May 28, 2026NPORT-P EDGAR
May 19, 2026N-2 INITIAL FILING ON FORM N-2 EDGAR
May 15, 2026SCHEDULE 13G EDGAR
May 5, 2026SCHEDULE 13G/A EDGAR
Apr 30, 2026SCHEDULE 13G/A EDGAR
Mar 24, 20264 EDGAR
Mar 16, 2026N-CEN EDGAR
Mar 6, 2026N-CSR NUVEEN MORTGAGE AND INCOME FUND EDGAR
Mar 3, 2026DEF 14A NUVEEN MORTGAGE & INCOME FUND EDGAR
Feb 27, 2026NPORT-P EDGAR
Feb 23, 20263 EDGAR

The 112 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

32 open-market trades by officers, directors and large owners since October 2021: 30 buys and 2 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Mar 23, 2026	Virgilio Stephen	Buy	250	$18.05	$4.5K	Form 4
Jan 6, 2026	Parekh Aashh	Buy	100	$18.10	$1.8K	Form 4
Aug 29, 2025	Virgilio Stephen	Sale	150	$18.81	$2.8K	Form 4
May 5, 2025	Jones Nathaniel T.Vice President and Treasurer	Buy	800	$18.19	$14.6K	Form 4
Apr 4, 2025	Parekh Aashh	Buy	50	$17.70	$885	Form 4
Apr 2, 2025	Parekh Aashh	Buy	100	$18.25	$1.8K	Form 4
Jun 21, 2024	Parekh Aashh	Sale	276	$18.13	$5.0K	Form 4
Oct 26, 2023	Jones Nathaniel T.Vice President and Treasurer	Buy	428	$16.04	$6.9K	Form 4
Oct 20, 2023	Parekh Aashh	Buy	200	$15.53	$3.1K	Form 4
Oct 17, 2023	Parekh Aashh	Buy	200	$15.65	$3.1K	Form 4
May 19, 2023	Parekh Aashh	Buy	400	$15.87	$6.3K	Form 4
May 4, 2023	Parekh Aashh	Buy	100	$15.85	$1.6K	Form 4
Apr 28, 2023	Parekh Aashh	Buy	100	$15.92	$1.6K	Form 4
Apr 21, 2023	Parekh Aashh	Buy	100	$15.93	$1.6K	Form 4
Apr 19, 2023	Parekh Aashh	Buy	50	$15.98	$799	Form 4
Apr 14, 2023	Parekh Aashh	Buy	150	$16.04	$2.4K	Form 4
Mar 14, 2023	Parekh Aashh	Buy	75	$16.00	$1.2K	Form 4
Nov 7, 2022	Parekh Aashh	Buy	157	$15.87	$2.5K	Form 4
Sep 27, 2022	Parekh Aashh	Buy	314			Form 4
Sep 26, 2022	Parekh Aashh	Buy	157	$16.00	$2.5K	Form 4

All 32 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 6 filings Dec 27, 2021 to May 5, 2026⁷⁵
FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 2 filings Oct 18, 2024 to Apr 30, 2026⁷⁶
Relative Value Partners Group, LLCSCHEDULE 13G/A, 3 filings Feb 11, 2022 to Aug 9, 2024⁷⁷

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 32. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Ameriprise Financial Inc	368,549	$6.4M	0.0%	+72,044
Advisors Asset Management, Inc.	87,984	$1.5M	0.0%	−68,742
Morgan Stanley	86,892	$1.5M	0.0%	−6,705
Fiera Capital Corp	67,056	$1.2M	0.0%	+1,696
Invesco Ltd.	59,947	$1.0M	0.0%	+9,512
Osaic Holdings, Inc.	58,822	$1.0M	0.0%	+1,407
Envestnet Asset Management Inc	57,224	$1.0M	0.0%	−60,536
Wells Fargo & Company/mn	51,635	$902.5K	0.0%	+1,391
Raymond James Financial Inc	49,360	$862.7K	0.0%	+1,649
Nations Financial Group Inc, /ia/ /adv	48,428	$846.4K	0.0%	No change
Venture Visionary Partners LLC	46,782	$817.7K	0.0%	+25
Thomas J. Herzfeld Advisors, Inc.	44,897	$784.7K	0.2%	−27,742
Compound Planning, Inc.	41,876	$731.9K	0.0%	+267
First Trust Advisors LP	37,080	$648.1K	0.0%	+1,204
Hennion & Walsh Asset Management, Inc.	33,944	$593.3K	0.0%	+4,361
Clear Street Group Inc.	26,256	$458.9K	0.0%	New
Baird Financial Group, Inc.	21,950	$383.6K	0.0%	−141
Closed-End Fund Advisors, Inc.	20,710	$362.0K	0.4%	−100
LPL Financial LLC	19,816	$346.3K	0.0%	+680
Cetera Investment Advisers	19,021	$332.4K	0.0%	−21,017
Melfa Wealth Management, Inc.	18,744	$327.6K	0.2%	+73
Sowell Financial Services LLC	18,576	$324.7K	0.0%	No change
Stifel Financial Corp	11,962	$209.1K	0.0%	No change
International Assets Investment Management, LLC	2,760	$48.2K	0.0%	No change
Sit Investment Associates Inc	878,972	$15.4K	0.3%	−81,283

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARNuveen Mortgage & Income Fund/MA/ filings on SEC EDGAR
2
GLEIFNuveen Mortgage & Income Fund/MA/ LEI record (07Q4EPZRU8XATVYVY545)
3
SEC EDGARNuveen Mortgage & Income Fund/MA/ filings on SEC EDGAR
4
SEC EDGARJohn P. Amboian, Chief executive officer
5
SEC EDGARMark Anson, President
6
SEC EDGARParth Doshi, Vice President
7
SEC EDGARRobert Tanner Page, VP and Treasurer
8
SEC EDGARJames N. Nelson Iii., Vice President
9
SEC EDGARMary Beth Ramsay, Vice President
10
SEC EDGARMarc Cardella, VP and Controller
11
SEC EDGARJohn M. McCann, Vice President
12
SEC EDGARBrett Black, Chief Compliance Officer
13
SEC EDGARTrey Stenersen Iii., Vice President
14
SEC EDGARDeann Morgan, Vice President
15
SEC EDGARE. Scott Wickerham, Vice President
16
SEC EDGARBrian J. Lockhart, Vice President
17
SEC EDGARJacques M. Longerstaey, Vice President
18
SEC EDGARJon Scott Meissner, Vice President
19
SEC EDGARCarl Dirk Enderlein, Officer of Investment Adviser
20
SEC EDGARSi Ping Yu, Officer of Investment Adviser
21
SEC EDGARWilliam T. Meyers, Vice President
22
SEC EDGARAmy B. Kramer, Officer of Investment Adviser
23
SEC EDGARGregory A. Mattiko, Officer of Investment Adviser
24
SEC EDGARMary K. Shannon, Officer of Investment Adviser
25
SEC EDGARMichael A. Perry, Vice President
26
SEC EDGARWilliam A. Siffermann, Vice President
27
SEC EDGARDesmond A. Havlicek, Officer of Investment Adviser
28
SEC EDGARSteven C. Angeli, Officer of Investment Adviser
29
SEC EDGARNathaniel T. Jones, Vice President and Treasurer
30
SEC EDGARDonald J. Kilbride, Officer of Investment Adviser
31
SEC EDGARJohn E. Butler, Officer of Investment Adviser
32
SEC EDGARSherri A. Hlavacek, Vice President and Treasurer
33
SEC EDGARCheryl M. Duckworth, Officer of Investment Adviser
34
SEC EDGARIan R. Link, Officer of Investment Adviser
35
SEC EDGARJohn F. Averill, Officer of Investment Adviser
36
SEC EDGARNicolas M. Choumenkovitch, Officer of Investment Adviser
37
SEC EDGARJoel T. Slager, Vice President
38
SEC EDGARLouis Chabrier, Officer of Investment Adviser
39
SEC EDGARRay E. Helfer, Officer of Investment Adviser
40
SEC EDGARStephen Klar, Officer of Investment Adviser
41
SEC EDGARWendy M. Cromwell, Officer of Investment Adviser
42
SEC EDGARKathleen L. Prudhomme, Vice President
43
SEC EDGARCharles S. Argyle, Officer of Investment Advisor
44
SEC EDGARVera M. Trojan, Officer of Investment Advisor
45
SEC EDGARMichelle Ann McCarthy, Vice President
46
SEC EDGARBrendan J. Swords, Officer of Investment Advisor
47
SEC EDGARDiane Nordin, Officer of Investment Advisor
48
SEC EDGAREdward J. Steinborn, Officer of Investment Advisor
49
SEC EDGAREdward Peter Bousa, Officer of Investment Advisor
50
SEC EDGARJames W. Valone, Officer of Investment Advisor
51
SEC EDGARJean M. Hynes, Officer of Investment Advisor
52
SEC EDGARKarl E. Bandtel, Officer of Investment Advisor
53
SEC EDGARLucius T. Hill Iii., Officer of Investment Advisor
54
SEC EDGARMichael F. Garrett, Officer of Investment Advisor
55
SEC EDGARPerry M. Traquina, Officer of Investment Advisor
56
SEC EDGARPhillip H. Perelmuter, Officer of Investment Advisor
57
SEC EDGARSaul J. Pannell, Officer of Investment Advisor
58
SEC EDGARCedric H. Antosiewicz, Vice President
59
SEC EDGARChristopher M. Rohrbacher, Vice President & Asst. Secr.
60
SEC EDGARDavid J. Lamb, Vice President
61
SEC EDGARDemark L. Winget, Vice President & Asst. Secr.
62
SEC EDGARGifford R. Zimmerman, Chief Administrative Officer
63
SEC EDGARGregory T. Mino, Vice President
64
SEC EDGARJames Ruane, Vice President
65
SEC EDGARLarry W. Martin, Vice President & Asst. Secr.
66
SEC EDGARLorna C. Ferjuson, Vice President
67
SEC EDGARMargo L. Cook, Vice President
68
SEC EDGARMichael T. Atkinson, Vice President & Asst. Secr.
69
SEC EDGARNizida Arriaga, Vice President
70
SEC EDGARScott S. Grace, Vice President & Treasurer
71
SEC EDGARStephen D. Foy, Vice President & Controller
72
SEC EDGARTina M. Lazar, Vice President
73
SEC EDGARWalter M. Kelly, Chief Compliance Officer
74
SEC EDGARWilliam T. Huffman Jr., Vice President
75
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G/A on Nuveen Mortgage & Income Fund/MA/
76
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G/A on Nuveen Mortgage & Income Fund/MA/
77
SEC EDGARRelative Value Partners Group, LLC SCHEDULE 13G/A on Nuveen Mortgage & Income Fund/MA/