Private company

JMP GROUP LLC

JMP GROUP LLC is a security brokers company.¹ It is headquartered in San Francisco, California.¹

Last updated Oct 20, 2026.

Overview

IndustrySecurity Brokers, Dealers & Flotation Companies¹
HeadquartersSan Francisco, California¹
Business address600 Montgomery Street, Suite 1100, San Francisco, Ca 94111²
Filer categoryNon-accelerated filer, Smaller reporting company²

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Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2020

-3.7%Net margin³

40.6%Revenue growth, 2020³

-7.5%Return on equity³

0.17×Debt to equity³

Where the money goes

Where each dollar of revenue went, fiscal 2020

Other costs

Other costs92¢$117.4M
Interest5¢$7.0M
Income tax3¢$3.3M

Out of $127.6M in revenue.³ The company lost money this year.

Where each dollar of operating cash went, fiscal 2020

Kept or used elsewhere

Dividends paid0¢$17.0K
Kept or used elsewhere100¢$27.1M

Out of $27.1M of cash from operations.³

Financial statements

Revenue⁴⁵³$127.6M in 2020+16% since 2017

Net income⁶⁷⁴⁵³-$4.7M in 2020

Fiscal year	2014	2015	2016	2017	2018	2019	2020
Revenue				$110.4M⁴	$128.0M⁵	$90.8M³	$127.6M³
Interest	$23.4M⁶	$29.7M⁷	$32.8M⁷	$33.7M⁴	$49.6M⁵	$16.5M³	$7.0M³
Income tax	$8.0M⁶	$221.0K⁷	-$4.6M⁷	$1.7M⁴	$1.2M⁵	-$6.8M³	-$3.3M³
Net income	$13.4M⁶	-$208.0K⁷	$2.9M⁷	-$15.9M⁴	-$2.2M⁵	-$6.5M³	-$4.7M³
Earnings per share	$0.59⁶	-$0.01⁷	$0.14⁷	-$0.74⁴	-$0.10⁵	-$0.32³	-$0.24³
Earnings per share (diluted)	$0.57⁶	-$0.01⁷	$0.13⁷	-$0.74⁴	-$0.10⁵	-$0.32³	-$0.24³

Total assets⁶⁷⁴⁵³$241.3M in 2020−84% since 2014

Total liabilities⁸⁶⁷⁴⁵³$178.9M in 2020−85% since 2014

Shareholders’ equity⁸⁶⁷⁴⁵³$62.9M in 2020−53% since 2014

Cash⁷⁴⁵³$91.4M in 2020−10% since 2014

Long-term debt⁴⁵³$10.6M in 2020−99% since 2017

Fiscal year	2014	2015	2016	2017	2018	2019	2020
Cash	$101.4M⁷	$68.6M⁷	$85.5M⁷	$85.6M⁴	$70.9M⁵	$49.6M³	$91.4M³
Total assets	$1.5B⁶	$1.3B⁷	$1.1B⁷	$1.1B⁴	$1.4B⁵	$230.3M³	$241.3M³
Long-term debt				$738.2M⁴	$23.3M⁵	$6.8M³	$10.6M³
Total liabilities	$1.2B⁸	$1.1B⁶	$990.5M⁷	$966.4M⁴	$1.3B⁵	$168.9M³	$178.9M³
Shareholders’ equity	$132.6M⁸	$125.1M⁶	$119.4M⁷	$96.3M⁴	$83.7M⁵	$61.7M³	$62.9M³
Shares outstanding	21.2M shares⁸	21.3M shares⁶	21.3B shares⁷	21.7M shares⁴	21.3M shares⁵	19.5M shares³	19.8M shares³

Cash from operations⁶⁷⁴⁵³$27.1M in 2020+320% since 2014

Dividends paid⁶⁷⁴⁵³$17.0K in 2020−100% since 2014

Share buybacks⁶⁷⁴⁵³$8.6M in 2019−26% since 2014

Fiscal year	2014	2015	2016	2017	2018	2019	2020
Cash from operations	$6.4M⁶	-$3.8M⁷	$8.9M⁷	$3.2M⁴	$22.6M⁵	-$18.9M³	$27.1M³
Dividends paid	$5.2M⁶	$10.2M⁷	$8.4M⁷	$7.8M⁴	$7.9M⁵	$3.5M³	$17.0K³
Share buybacks	$11.7M⁶	$1.2M⁷	$4.2M⁷	$2.1M⁴	$3.2M⁵	$8.6M³
Dividend per share	$0.23⁶	$0.49⁷	$0.39⁷	$0.36⁷

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What it owns

What JMP GROUP LLC reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

Item	Latest	A year before	Change
Furniture and fixtures	$2.8M³ Dec 31, 2020	$2.7M³ Dec 31, 2019	+2.8%
Computer equipment and software	$601.0K³ Dec 31, 2020	$601.0K³ Dec 31, 2019	0%
Leasehold improvements	$9.9M³ Dec 31, 2020	$9.7M³ Dec 31, 2019	+1.4%
Accumulated depreciation	$15.7M³ Dec 31, 2020	$14.2M³ Dec 31, 2019	+10.4%
Property and equipment, net	$3.1M³ Dec 31, 2020	$4.3M³ Dec 31, 2019	−26.9%
Operating-lease assets (leased space)	$16.2M³ Dec 31, 2020	$19.6M³ Dec 31, 2019	−17.3%

Investments

Item	Latest	A year before	Change
Cash and cash equivalents	$91.4M³ Dec 31, 2020	$49.6M³ Dec 31, 2019	+84.3%
Debt securities available for sale	$48.0M³ Dec 31, 2020	$57.9M³ Dec 31, 2019	−17.0%

Leadership

Who has led JMP GROUP LLC, and when. Pick a name to see everywhere that person has worked.

Chief executive

Joseph A. Jolson2015–2021

President

20202025

Chief executive officerJoseph A. Jolson Jan 5, 2015 to Nov 17, 2021⁹
PresidentCarter D. Mack Jan 5, 2015 to Nov 17, 2021¹⁰
PresidentMark L. Lehmann Jan 5, 2015 to Nov 17, 2021¹¹

Board members and other officers (10)

Board memberStaci Slaughter Nov 18, 2020 to Nov 17, 2021¹²
Board memberCarter D. Mack Jan 5, 2015 to Nov 17, 2021¹⁰
Board memberDavid M. Dipietro Jan 5, 2015 to Apr 5, 2021¹³
Board memberGlenn H. Tongue Jan 5, 2015 to Nov 17, 2021¹⁴
Board memberHarry Mark Lunenburg Jan 5, 2015 to Nov 17, 2021¹⁵
Board memberJonathan M. Orszag Jan 5, 2015 to Nov 17, 2021¹⁶
Board memberJoseph A. Jolson Jan 5, 2015 to Nov 17, 2021⁹
Board memberMark L. Lehmann Jan 5, 2015 to Nov 17, 2021¹¹
Board memberKenneth M. Karmin Feb 13, 2015 to Nov 17, 2021¹⁷
Board memberCraig R. Johnson Mar 17, 2015 to Nov 17, 2021¹⁸

Timeline

Nov 15, 20218-K Completed an acquisition or sale; Listing notice or transfer; Change to shareholders' rights¹⁹
Nov 12, 20218-K Ended a material agreement; Other events²⁰
Nov 12, 20218-K Shareholder vote²¹
Nov 9, 20218-K Other events²²
Oct 26, 20218-K Entered a material agreement²³
Jan 5, 2015New chief executive Joseph A. Jolson becomes CEO⁹

Filings

31 filings to the SEC since October 2021: 1 quarterly reports, 5 major events, 18 insider forms, 7 other. The latest 20:

The 31 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

SEC filer profile

How JMP GROUP LLC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARJMP GROUP LLC¹
CIK0001302350
Filer statusNon-accelerated filer<br>smaller reporting company¹
Fiscal year endsDecember 31¹
Industry code (SIC)6211 Security Brokers, Dealers & Flotation Companies¹
Business address600 Montgomery Street, Suite 1100, San Francisco, CA 94111¹
Phone4158358900¹
Shares outstanding20,159,895 as of Nov 10, 2021²⁴
Public float$22.2M as of Jun 30, 2020³
On EDGAR sinceSep 2, 2004¹
Filings714 in all: 4 (463), 8-K (103), 10-Q (21), SC 13D/A (20), 4/A (11), SC 13G/A (9), 10-K (7), DEF 14A (7)¹
All 48 form types
3 (4), 8-A12B (4), CORRESP (4), DEFA14A (4), EFFECT (4), SC TO-I/A (4), 25-NSE (3), 425 (3), CERT (3), S-8 POS (3), 3/A (2), 40-APP/A (2), 424B5 (2), 5 (2), S-4/A (2), SC TO-C (2), SC TO-I (2), 15-12B (1), 25 (1), 40-APP (1), 424B2 (1), 424B3 (1), 424B4 (1), 5/A (1), 8-K/A (1), 8-K12B (1), CERTNYS (1), DEFM14A (1), FWP (1), POS AM (1), PREM14A (1), REGDEX (1), S-1 (1), S-1/A (1), S-1MEF (1), S-3 (1), S-4 (1), S-8 (1), SC 13G (1), UPLOAD (1)
Latest filingsAnnual report (10-K) Mar 29, 2021
Quarterly report (10-Q) Nov 12, 2021
Proxy statement (DEF 14A) Apr 28, 2021
Latest 8-K (8-K) Nov 15, 2021

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARJMP GROUP LLC filings on SEC EDGAR
2
SEC EDGARJMP GROUP LLC filings on SEC EDGAR
3
SEC EDGARJMP GROUP LLC 10-K for fiscal 2020
4
SEC EDGARJMP GROUP LLC 10-K for fiscal 2017
5
SEC EDGARJMP GROUP LLC 10-K for fiscal 2018
6
SEC EDGARJMP GROUP LLC 10-K for fiscal 2014
7
SEC EDGARJMP GROUP LLC 10-K for fiscal 2015
8
SEC EDGARJMP GROUP LLC 10-K for fiscal 2014
9
SEC EDGARJoseph A. Jolson, Chief executive officer
10
SEC EDGARCarter D. Mack, President
11
SEC EDGARMark L. Lehmann, President
12
SEC EDGARStaci Slaughter, Board member
13
SEC EDGARDavid M. Dipietro, Board member
14
SEC EDGARGlenn H. Tongue, Board member
15
SEC EDGARHarry Mark Lunenburg, Board member
16
SEC EDGARJonathan M. Orszag, Board member
17
SEC EDGARKenneth M. Karmin, Board member
18
SEC EDGARCraig R. Johnson, Board member
19
SEC EDGARCompleted an acquisition or sale; Listing notice or transfer; Change to shareholders' rights
20
SEC EDGAREnded a material agreement; Other events
21
SEC EDGARShareholder vote
22
SEC EDGAROther events
23
SEC EDGAREntered a material agreement
24
SEC EDGARJMP GROUP LLC 10-Q filed Nov 12, 2021: shares outstanding