Overview
- TickerJPC on NYSE2
- HeadquartersChicago, United States2
- Incorporated inMA3
- Business address333 West Wacker Drive, Chicago, Il 606063
- Legal formFund2
- Kind of organizationFund2
- LEISQSNUOAGTXNFWCFS1I502
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O C T CORPORATION SYSTEM, 02110 Boston, United States2
- Registered withSecurities and Exchange Commission, 00012165832
Leadership
Who has led Nuveen Preferred & Income Opportunities Fund, and when. Pick a name to see everywhere that person has worked.
President
- PresidentWilliam T. Huffman Jr. Aug 15, 2018 to Aug 15, 20184
Board members and other officers (36)
- VP and TreasurerRobert Tanner Page Feb 20, 2026 to now5
- Vice PresidentParth Doshi Sep 1, 2026 to now6
- Vice PresidentJames N. Nelson Iii. Mar 8, 2024 to Mar 8, 20247
- Vice PresidentMary Beth Ramsay Mar 11, 2024 to Mar 11, 20248
- VP and ControllerMarc Cardella Dec 3, 2024 to Dec 3, 20249
- Vice PresidentJohn M. McCann Apr 21, 2022 to Apr 21, 202210
- Chief Compliance OfficerBrett Black Jun 8, 2022 to Jun 8, 202211
- Vice PresidentTrey Stenersen Iii. Aug 15, 2022 to Aug 15, 202212
- Vice PresidentDeann Morgan Mar 6, 2020 to Mar 6, 202013
- Vice PresidentE. Scott Wickerham Apr 18, 2019 to Apr 18, 201914
- Vice PresidentBrian J. Lockhart Aug 16, 2019 to Aug 16, 201915
- Vice PresidentJacques M. Longerstaey Aug 16, 2019 to Aug 16, 201916
- Vice PresidentJon Scott Meissner Oct 17, 2019 to Oct 17, 201917
- Vice PresidentWilliam T. Meyers Feb 28, 2018 to Feb 28, 201818
- Vice PresidentMichael A. Perry Aug 11, 2017 to Mar 11, 202419
- Vice PresidentWilliam A. Siffermann Aug 11, 2017 to Aug 11, 201720
- Vice President and TreasurerNathaniel T. Jones Jun 24, 2016 to now21
- Vice President and TreasurerSherri A. Hlavacek Aug 14, 2015 to Aug 14, 201522
- Vice PresidentJoel T. Slager Jul 26, 2013 to Jul 26, 201323
- Vice PresidentKathleen L. Prudhomme Jan 12, 2011 to Jan 12, 201124
- Vice PresidentMichelle Ann McCarthy Aug 5, 2010 to Aug 5, 201025
- Vice PresidentGregory T. Mino Apr 6, 2009 to Apr 6, 200926
- Vice PresidentJames Ruane Apr 6, 2009 to Apr 6, 200927
- Vice PresidentMargo L. Cook Apr 6, 2009 to Apr 6, 200928
- Vice PresidentNizida Arriaga Apr 6, 2009 to Apr 6, 200929
- Vice PresidentDavid J. Lamb Jun 2, 2009 to Mar 5, 201530
- Vice President & TreasurerScott S. Grace Nov 27, 2009 to Nov 27, 200931
- Vice PresidentDemark L. Winget Jan 25, 2008 to Feb 28, 201832
- Vice PresidentChristopher M. Rohrbacher Jun 9, 2008 to Oct 11, 201633
- Vice PresidentCedric H. Antosiewicz Jun 8, 2007 to Jun 8, 200734
- Assistant Vice PresidentWalter M. Kelly Sep 28, 2006 to Sep 28, 200635
- Chief Administrative OfficerGifford R. Zimmerman Nov 30, 2006 to Jul 30, 201236
- Board memberRobert P. Bremner Dec 17, 2013 to Dec 17, 201337
- Board memberWilliam J. Schneider Jan 30, 2008 to Jan 30, 200838
- Board memberTerence J. Toth Jul 3, 2008 to Jul 3, 200839
- Board memberCarole E. Stone Jan 9, 2007 to Jan 9, 200740
Subsidiaries and ownership
Fund manager
Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.
Former names
Timeline
Filings
107 filings to the SEC since October 2021: 4 major events, 16 insider forms, 87 other. The latest 20:
- Oct 14, 2026N-CEN EDGAR
- Oct 6, 2026N-CSR NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND EDGAR
- Oct 2, 2026424B3 PROSPECTUS FILED PURSUANT TO RULE 424(B)(3) EDGAR
- Sep 25, 2026NPORT-P EDGAR
- Sep 1, 20263 EDGAR
- Aug 31, 2026424B3 SUPPLEMENT DATED AUGUST 31, 2026 EDGAR
- Aug 20, 2026N-PX EDGAR
- Jun 24, 2026NPORT-P EDGAR
- Jun 16, 2026424B2 PROSPECTUS EDGAR
- Apr 21, 2026POS EX POST-EFFECTIVE AMENDMENT EDGAR
- Apr 2, 2026N-CSRS NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND EDGAR
- Mar 25, 2026NPORT-P EDGAR
- Mar 3, 2026DEF 14A NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND EDGAR
- Feb 23, 20263 EDGAR
- Feb 20, 20263 EDGAR
- Dec 30, 2025NPORT-P EDGAR
- Oct 14, 2025N-CEN EDGAR
- Oct 3, 2025N-CSR NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND EDGAR
- Sep 26, 2025NPORT-P EDGAR
- Aug 22, 2025N-PX EDGAR
The 107 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
4 open-market trades by officers, directors and large owners since October 2021: 2 buys and 2 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| May 5, 2025 | Jones Nathaniel T.Vice President and Treasurer | Sale | 869 | $7.79 | $6.8K | Form 4 |
| Mar 11, 2024 | PERRY MICHAEL AVice President | Buy | 7,900 | $7.19 | $56.8K | Form 4 |
| Dec 19, 2023 | EVANS JACK | Sale | 4,241 | $6.75 | $28.6K | Form 4 |
| Nov 10, 2023 | Jones Nathaniel T.Vice President and Treasurer | Buy | 2,500 | $6.23 | $15.6K | Form 4 |
From Forms 4 filed with the SEC.
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Morgan Stanley | 5,655,933 | $44.6M | 0.0% | +213,041 |
| Bank Of America Corp /de/ | 5,038,736 | $39.7M | 0.0% | +261,614 |
| Wells Fargo & Company/mn | 4,690,122 | $37.0M | 0.0% | +41,331 |
| UBS Group AG | 4,361,872 | $34.4M | 0.0% | −37,322 |
| Raymond James Financial Inc | 4,146,808 | $32.7M | 0.0% | +74,844 |
| Royal Bank Of Canada | 2,914,736 | $23.0M | 0.0% | +32,784 |
| Invesco Ltd. | 2,704,154 | $21.3M | 0.0% | +129,503 |
| LPL Financial LLC | 2,411,543 | $19.0M | 0.0% | +131,640 |
| Guggenheim Capital LLC | 1,692,635 | $13.3M | 0.1% | −214,837 |
| Captrust Financial Advisors | 1,552,780 | $12.2M | 0.0% | +15,868 |
| Osaic Holdings, Inc. | 1,365,893 | $10.8M | 0.0% | +151,877 |
| Commonwealth Equity Services, LLC | 1,222,486 | $9.6M | 0.0% | +784 |
| Cerity Partners LLC | 1,217,956 | $9.6M | 0.0% | +23,691 |
| Greatmark Investment Partners, Inc. | 973,962 | $7.7M | 0.8% | −11,898 |
| Mgo One Seven LLC | 956,230 | $7.5M | 0.1% | −26,582 |
| Truist Financial Corp | 895,417 | $7.1M | 0.0% | +7,194 |
| Smith Asset Management Co., LLC | 890,862 | $7.0M | 5.5% | −20,542 |
| Cetera Investment Advisers | 833,198 | $6.6M | 0.0% | +29,858 |
| Ameriprise Financial Inc | 825,013 | $6.5M | 0.0% | +30,024 |
| Kestra Advisory Services, LLC | 759,329 | $6.0M | 0.0% | +14,941 |
| Fca Corp /tx | 554,077 | $4.4M | 1.1% | +27,583 |
| Moors & Cabot, Inc. | 544,903 | $4.3M | 0.2% | +5,773 |
| Stifel Financial Corp | 479,664 | $3.8M | 0.0% | +42,061 |
| Stratos Wealth Partners, LTD. | 476,950 | $3.8M | 0.0% | −12,734 |
| Lido Advisors, LLC | 454,537 | $3.6M | 0.0% | −200 |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Nuveen Preferred & Income Opportunities Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARNuveen Preferred & Income Opportunities Fund1
- CIK0001216583
- Employer ID (EIN)47-09095571
- Incorporated inMassachusetts1
- Fiscal year endsJuly 311
- Business address333 West Wacker Drive, Chicago, IL 606061
- Phone312-917-81461
- On EDGAR sinceJan 31, 20031
- Filings518 in all: 3 (99), 40-17G (39), DEF 14A (29), N-Q (29), NPORT-P (28), 4 (27), N-CSR (25), N-PX (23)1
All 47 form types
N-CSRS (22), DEFA14A (19), 425 (17), NSAR-B (16), CORRESP (15), NSAR-A (15), 424B3 (13), 40-17G/A (9), N-CEN (9), PRE 14A (9), 40-APP/A (8), 8-K (7), SC 13G/A (7), POS EX (5), 497 (4), N-2/A (4), N-23C-2 (4), 40-APP (3), EFFECT (3), N-14 8C (3), N-14 8C/A (3), SC 13G (3), 424B2 (2), N-2 (2), N-2ASR (2), NSAR-B/A (2), 144 (1), 3/A (1), 4/A (1), 424B5 (1), 8-A12B (1), CERTNYS (1), N-8A (1), N-CSR/A (1), N-CSRS/A (1), NPORT-EX (1), NSAR-A/A (1), NT-NSAR (1), PRER14A (1)
- Latest filingsProxy statement (DEF 14A) Mar 3, 2026
Latest 8-K (8-K) Mar 6, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4SEC EDGARWilliam T. Huffman Jr., President
- 5SEC EDGARRobert Tanner Page, VP and Treasurer
- 6SEC EDGARParth Doshi, Vice President
- 7SEC EDGARJames N. Nelson Iii., Vice President
- 8SEC EDGARMary Beth Ramsay, Vice President
- 9SEC EDGARMarc Cardella, VP and Controller
- 10SEC EDGARJohn M. McCann, Vice President
- 11
- 12SEC EDGARTrey Stenersen Iii., Vice President
- 13SEC EDGARDeann Morgan, Vice President
- 14SEC EDGARE. Scott Wickerham, Vice President
- 15SEC EDGARBrian J. Lockhart, Vice President
- 16
- 17SEC EDGARJon Scott Meissner, Vice President
- 18SEC EDGARWilliam T. Meyers, Vice President
- 19SEC EDGARMichael A. Perry, Vice President
- 20
- 21
- 22
- 23SEC EDGARJoel T. Slager, Vice President
- 24
- 25
- 26SEC EDGARGregory T. Mino, Vice President
- 27SEC EDGARJames Ruane, Vice President
- 28SEC EDGARMargo L. Cook, Vice President
- 29SEC EDGARNizida Arriaga, Vice President
- 30SEC EDGARDavid J. Lamb, Vice President
- 31
- 32SEC EDGARDemark L. Winget, Vice President
- 33
- 34
- 35
- 36
- 37SEC EDGARRobert P. Bremner, Board member
- 38SEC EDGARWilliam J. Schneider, Board member
- 39SEC EDGARTerence J. Toth, Board member
- 40SEC EDGARCarole E. Stone, Board member
- 41SEC EDGARRegulation FD disclosure
- 42SEC EDGARExecutive or director change
- 43SEC EDGAROther events
- 44SEC EDGARRegulation FD disclosure