Kennedy Lewis Capital Co

Overview

• HeadquartersNew York, United States²
• Incorporated inDE⁴
• Business address225 Liberty Street, Suite 4210, New York, Ny 10281⁴
• Filer category, Emerging growth company⁴
• Legal formBusiness Trust²
• Kind of organizationInvestment fund²
• LEI549300X8NXGV1DOXSW71²
• StatusActive²
• LEI statusLapsed (not renewed)²
• Registered addressC/O WILMINGTON TRUST, NATIONAL ASSOCIATION, 19890 Wilmington, United States²
• Registered withDivision of Corporations, Department of State, 6612053²

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Kennedy Lewis Capital Company (the “Company,” “we,” “us,” and “our”) is a Delaware statutory trust structured as an externally managed, diversified closed-end management investment company. The Company has elected to be treated as a BDC under the Investment Company Act of 1940, as amended (the “1940 Act”). In addition, the Company has elected to be treated, and intends to qualify annually, as a RIC for U.S. federal income tax purposes under the Code.⁵ From its latest annual report

Corporate structure

Kennedy Lewis Capital Co is part of a group headed by KENNEDY LEWIS CAPITAL HOLDINGS LLC. 2 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Kennedy Lewis Capital Co reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

Properties, in its own words

We do not own any real estate or other physical properties materially important to our operation. Our corporate headquarters are located at 225 Liberty Street, Suite 4210, New York, New York 10281 and are provided by the Administrator in accordance with the terms of our Administration Agreement. We believe that our office facilities are suitable and adequate for our business as it is contemplated to be conducted.

Item 2 of the 10-K filed Mar 31, 2026.⁵

Leadership

Who has led Kennedy Lewis Capital Co, and when. Pick a name to see everywhere that person has worked.

• PresidentJames M. Didden Jr. May 31, 2023 to May 31, 2023¹²
• Chief financial officerAnthony Pasqua Dec 20, 2022 to Dec 20, 2022¹³

Named in SEC Form D filings

People the company listed in its private-offering notices.

• Controller of the IssuerGary Klayn named Feb 16, 2024¹⁷
• TrusteeAnkur Keswani named Feb 16, 2024¹⁷
• TrusteeCatherine Smith named Feb 16, 2024¹⁷
• TrusteeDoug Logigian named Feb 16, 2024¹⁷
• TrusteeJulian Markby named Feb 16, 2024¹⁷

Subsidiaries and ownership

Parent company (GLEIF)

• KENNEDY LEWIS CAPITAL HOLDINGS LLC²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

• Tate Capital CoFeb 16, 2022 to Nov 17, 2022⁴

Timeline

1. Oct 1, 20268-K Entered a material agreement¹⁸
2. Sep 29, 20268-K Other events¹⁹
3. Sep 4, 20268-K Other events²⁰
4. Aug 3, 20268-K Other events²¹
5. Jul 7, 20268-K Entered a material agreement; Ended a material agreement²²
6. Jun 29, 20268-K Other events²³
7. May 29, 20268-K Other events²⁴
8. May 4, 20268-K Other events²⁵
9. Mar 31, 20268-K Other events²⁶
10. Mar 6, 20268-K Other events²⁷
11. Jan 29, 20268-K Other events²⁸
12. Dec 29, 20258-K Other events²⁹
13. Dec 28, 2022Parent Directly consolidated by KENNEDY LEWIS CAPITAL HOLDINGS LLC²
14. Feb 10, 2022Founded Kennedy Lewis Capital Co is founded²

Filings

150 filings to the SEC since October 2021: 3 annual reports, 11 quarterly reports, 52 major events, 11 insider forms, 5 large holders, 2 private raises, 66 other. The latest 20:

1. Oct 1, 20268-K EDGAR
2. Sep 29, 20268-K EDGAR
3. Sep 4, 20268-K EDGAR
4. Sep 3, 2026APP ORDR EDGAR
5. Aug 31, 2026SC TO-I EDGAR
6. Aug 13, 202610-Q EDGAR
7. Aug 10, 2026SC TO-I/A EDGAR
8. Aug 3, 20268-K EDGAR
9. Jul 28, 2026424B3 EDGAR
10. Jul 15, 2026APP NTC EDGAR
11. Jul 7, 20268-K EDGAR
12. Jun 29, 20268-K EDGAR
13. Jun 1, 2026SC TO-I EDGAR
14. May 29, 20268-K EDGAR
15. May 13, 202610-Q EDGAR
16. May 12, 2026SC TO-I/A EDGAR
17. May 4, 20268-K EDGAR
18. Apr 30, 2026486BPOS EDGAR
19. Apr 10, 202640-17G EDGAR
20. Mar 31, 20268-K EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

1 open-market trades by officers, directors and large owners since October 2021: 1 buys and 0 sales. Grants, option exercises and gifts are left out.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• State Teachers Retirement System CaliforniaSCHEDULE 13G/A, 5 filings Feb 14, 2025 to Feb 6, 2026³⁰

Money raised

Private offerings the company reported to the SEC on Form D.

1. Feb 1, 2023Raised $210.9 million in a private offering of equity Form D: 293 investors so far Form D

SEC filer profile

How Kennedy Lewis Capital Co is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARKennedy Lewis Capital Co¹
• CIK0001911321
• Employer ID (EIN)88-6117755⁵
• Filer statusNon-accelerated filer an emerging growth company; not a smaller reporting company; not a shell company⁵
• Incorporated inDelaware⁵
• Fiscal year endsDecember 31¹
• Business address225 Liberty Street, Suite 4210, New York, NY 10281¹
• Phone212.782.3482¹
• Shares outstanding37,183,849 Class I Shares shares; 59,877 Class S Shares shares; 2,582 Class D Shares shares as of Mar 30, 2026⁵
• Public float$0 as of Jun 30, 2025³
• AuditorDeloitte & Touche LLP, New York, New York PCAOB ID 34; no auditor attestation of internal control over financial reporting⁵
• On EDGAR sinceFeb 16, 2022¹
• Filings155 in all: 8-K (51), SC TO-I (14), SC TO-I/A (12), 10-Q (11), 3 (10), CORRESP (7), 40-APP/A (5), 424B3 (5)¹
  All 29 form types

  SCHEDULE 13G/A (5), 40-17G (4), N-2/A (4), 10-K (3), 40-APP (3), 40-17G/A (2), 486BPOS (2), APP NTC (2), APP ORDR (2), UPLOAD (2), 10-12G (1), 10-12G/A (1), 4 (1), 8-K/A (1), D (1), D/A (1), DEF 14A (1), EFFECT (1), N-2 (1), N-54A (1), PRE 14A (1)

• Latest filingsAnnual report (10-K) Mar 31, 2026
  Quarterly report (10-Q) Aug 13, 2026
  Proxy statement (DEF 14A) Nov 15, 2023
  Latest 8-K (8-K) Oct 1, 2026

Risk factors and legal proceedings

The risks Kennedy Lewis Capital Co names in Item 1A of its 10-K filed Mar 31, 2026: 78 risks under these headings, as written.⁵

• Risks Relating to Our Business and Structure
• The Company Has Limited Operating History.
• The Company May Not be Able to Meet its Investment Objectives.
• The Company is Dependent on the Investment Team.
• The Time and Resources that the Investment Team Devotes to the Company May Be Diverted, and the Company May Face Additional Competition Due to the Fact that the Investment Team Is Not Prohibited from Raising Money for, or Managing, Another Entity that Makes the Same Types of Investments that the Company Targets.
• The Company’s Incentive Fee Arrangements with the Advisor May Vary from Those of Other Investment Funds, Accounts or Investment Vehicles Managed By the Advisor, which May Create an Incentive for the Investment Team to Devote Time and Resources to a Higher Fee-Paying Fund.
• The Advisor’s Liability Is Limited Under the Advisory Agreement and the Company Has Agreed to Indemnify the Advisor Against Certain Liabilities, Which May Lead the Advisor to Act in a Riskier Manner on the Company’s Behalf Than It Would When Acting for its Own Account.
• The Advisor Can Resign as Our Investment Adviser or Administrator Upon 120 or 60 Days’ Notice, Respectively, and the Company May Not Be Able to Find a Suitable Replacement Within that Time, or at All, Resulting in a Disruption in Its Operations that Could Adversely Affect Its Financial Condition, Business and Results of Operations.
• The Company’s Business Model Depends to a Significant Extent Upon Strong Referral Relationships. Any Inability of the Investment Team to Maintain or Develop These Relationships, or the Failure of These Relationships to Generate Investment Opportunities, Could Adversely Affect the Company’s Business.
• Most of the Company’s Portfolio Investments Will Be Recorded at Fair Value as Determined in Good Faith by the Advisor, the Valuation Designee of the Board, and, as a Result, There May Be Uncertainty as to the Value of the Company’s Portfolio Investments.
• The Company Operates in a Competitive Debt Environment.
• The Company’s Financial Condition, Results of Operations and Cash Flows Will Depend on Its Ability to Manage Its Business Effectively.

Legal proceedings

We are not currently subject to any material legal proceedings. From time to time, we may be a party to certain legal proceedings in the ordinary course of business, including proceedings relating to the enforcement of our rights under contracts with our portfolio companies. Our business is also subject to extensive regulation, which may result in regulatory proceedings against us. While the outcome of any such future legal or regulatory proceedings cannot be predicted with certainty, we do not expect that any such future proceedings will have a material effect upon our financial condition or results of operations.

The opening of Item 3, Legal Proceedings.⁵