MMD on NYSE

NYLIM MacKay DefinedTerm Muni Opportunities Fund

Fund registered in the United States, based in New York, active since 2011. Summary from the record

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Last updated Oct 19, 2026.

Overview

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TickerMMD on NYSE²
HeadquartersNew York, United States²
Incorporated inDE³
Business address51 Madison Avenue, New York, Ny 10010³
Legal formFUND²
Kind of organizationFund²
LEI549300AOV8XDBTKPOR64²
StatusActive²
LEI statusIssued and current²
Registered addressC/O THE CORPORATION TRUST COMPANY, 19801 Wilmington, United States²
Registered withSecurities and Exchange Commission, 0001518557²

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Leadership

Who has led NYLIM MacKay DefinedTerm Muni Opportunities Fund, and when. Pick a name to see everywhere that person has worked.

President

Kirk C. Lehneis2017

201520202025

PresidentKirk C. Lehneis Sep 28, 2017 to Sep 28, 2017⁴

Board members and other officers (17)

Chief Compliance OfficerKevin M. Gleason Jul 11, 2022 to Jul 11, 2022⁵
Chief Compliance OfficerYi-Chia Kuo Jan 2, 2020 to Jan 2, 2020⁶
VP/Chief Compliance OfficerKevin M. Bopp Oct 7, 2014 to Oct 7, 2014⁷
Treasurer/Principal FAOJack Benintende Jun 26, 2012 to Jun 26, 2012⁸
VP/Chief Compliance OfficerJeffrey A. Engelsman Jun 26, 2012 to Jun 26, 2012⁹
Vice President AdministrationScott T. Harrington Jun 26, 2012 to Jun 26, 2012¹⁰
Board memberYie-Hsin Hung Mar 22, 2021 to May 24, 2021¹¹
Board memberChristopher O. Blunt Jan 4, 2016 to Jan 4, 2016¹²
Board memberAlan R. Latshaw Jun 26, 2012 to Jun 26, 2012¹³
Board memberJohn A. Weisser Jr. Jun 26, 2012 to Jun 26, 2012¹⁴
Board memberJohn Y. Kim Jun 26, 2012 to Sep 18, 2013¹⁵
Board memberPeter Meenan Jun 26, 2012 to Jun 26, 2012¹⁶
Board memberRichard H. Nolan Jr. Jun 26, 2012 to Jul 18, 2019¹⁷
Board memberRichard S. Trutanic Jun 26, 2012 to Jun 26, 2012¹⁸
Board memberRoman L. Weil Jun 26, 2012 to Jun 26, 2012¹⁹
Board memberSusan B. Kerley Jun 26, 2012 to Jun 26, 2012²⁰
General counselJuwen Kevin Gao Jun 26, 2012 to Jun 26, 2012²¹

Former names

NYLI MacKay DefinedTerm Muni Opportunities FundAug 30, 2024 to Aug 19, 2026³
MainStay MacKay DefinedTerm Municipal Opportunities FundApr 24, 2018 to Aug 7, 2024³
MainStay DefinedTerm Municipal Opportunities FundMay 18, 2012 to Apr 3, 2018³
MainStay DefinedTerm Municipal High Income FundApr 25, 2011 to Apr 17, 2012³

Timeline

Apr 19, 2011Founded NYLIM MacKay DefinedTerm Muni Opportunities Fund is founded²

Filings

82 filings to the SEC since October 2021: 2 major events, 22 insider forms, 3 large holders, 55 other. The latest 20:

Oct 14, 2026SCHEDULE 13G/A EDGAR
Aug 19, 2026N-PX EDGAR
Aug 11, 2026N-CEN EDGAR
Aug 10, 20264 PRIMARY DOCUMENT EDGAR
Aug 6, 20263 PRIMARY DOCUMENT EDGAR
Aug 3, 2026N-CSR NYLI MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND EDGAR
Jul 24, 2026NPORT-P EDGAR
Jul 24, 2026DEF 14A NYLI MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND EDGAR
Apr 24, 2026NPORT-P EDGAR
Mar 6, 2026SCHEDULE 13G/A EDGAR
Feb 6, 202640-17G NEW YORK LIFE INVESTMENTS FUNDS EDGAR
Feb 2, 2026N-CSRS NYLI MACKAY DEFINEDTERM MUNI OPPORTUNITIES FUND EDGAR
Jan 26, 2026NPORT-P EDGAR
Jan 8, 20263 EDGAR
Jan 8, 20263 EDGAR
Dec 1, 20254 EDGAR
Nov 21, 20254 PRIMARY DOCUMENT EDGAR
Oct 31, 2025SCHEDULE 13G EDGAR
Oct 24, 2025NPORT-P EDGAR
Aug 27, 2025N-PX EDGAR

The 82 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

16 open-market trades by officers, directors and large owners since October 2021: 8 buys and 8 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Aug 7, 2026	Lawlor John J	Sale	1,250	$15.00	$18.8K	Form 4
Nov 25, 2025	DIMELLA ROBERT A	Sale	1	$14.92	$11	Form 4
Nov 20, 2025	DIMELLA ROBERT A	Sale	11,965	$14.84	$177.6K	Form 4
Jan 17, 2025	Dowden David	Buy	3,300	$14.92	$49.2K	Form 4
Jan 14, 2025	Lawlor John J	Buy	2,000	$14.74	$29.5K	Form 4
Nov 20, 2024	Lawlor John J	Buy	2,500	$15.79	$39.5K	Form 4
Aug 18, 2023	Denlinger Michael	Sale	0	$16.67	$1	Form 4
Aug 7, 2023	Denlinger Michael	Sale	4,567	$16.86	$77.0K	Form 4
Jul 10, 2023	Denlinger Michael	Sale	4,326	$16.95	$73.3K	Form 4
Nov 22, 2022	Petty Michael	Sale	0	$16.21	$5	Form 4
Nov 21, 2022	Petty Michael	Sale	1,709	$16.15	$27.6K	Form 4
Oct 11, 2022	Denlinger Michael	Buy	855	$15.75	$13.5K	Form 4
May 13, 2022	Denlinger Michael	Buy	3,250	$17.23	$56.0K	Form 4
Apr 11, 2022	DIMELLA ROBERT A	Buy	10,000	$17.90	$179.0K	Form 4
Apr 11, 2022	Sprauer Scott	Buy	2,000	$17.89	$35.8K	Form 4
Apr 8, 2022	Denlinger Michael	Buy	4,250	$18.15	$77.1K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 3 filings Oct 31, 2025 to Oct 14, 2026²²

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 70. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Hennion & Walsh Asset Management, Inc.	728,962	$11.3M	0.3%	−7,086
Raymond James Financial Inc	676,967	$10.5M	0.0%	+1,384
Morgan Stanley	483,912	$7.5M	0.0%	+32,047
Robinson Capital Management, LLC	458,692	$7.1M	3.2%	+26,190
Guggenheim Capital LLC	413,332	$6.4M	0.0%	−19,204
Bank Of America Corp /de/	321,161	$5.0M	0.0%	+3,122
Wells Fargo & Company/mn	281,468	$4.4M	0.0%	+14,742
Noble Wealth Management PBC	124,708	$1.9M	0.9%	+4,708
Kestra Advisory Services, LLC	112,179	$1.7M	0.0%	+96,757
Royal Bank Of Canada	106,326	$1.6M	0.0%	−42,097
NewEdge Advisors, LLC	103,674	$1.6M	0.0%	+6,454
ProVise Management Group, LLC	103,033	$1.6M	0.1%	+7,357
Rivernorth Capital Management, LLC	99,375	$1.5M	0.1%	+30,815
Invesco Ltd.	93,876	$1.5M	0.0%	+31,236
Envestnet Asset Management Inc	91,377	$1.4M	0.0%	−2,620
City Of London Investment Management Co Ltd	87,267	$1.4M	0.1%	No change
LPL Financial LLC	83,453	$1.3M	0.0%	+20,255
Advisors Asset Management, Inc.	78,096	$1.2M	0.0%	New
Intellus Advisors LLC	69,702	$1.1M	0.1%	−4,256
Rockefeller Capital Management L.P.	64,045	$992.7K	0.0%	+39,963
Thomas J. Herzfeld Advisors, Inc.	60,688	$940.7K	0.3%	+16,292
Hopwood Nicholas Hunter	60,615	$939.5K	0.3%	−11,982
Mercer Global Advisors Inc /adv	52,291	$810.5K	0.0%	+652
Worthington Financial Partners, LLC	52,059	$806.9K	0.7%	−3,973
Whipplewood Advisors, LLC	50,902	$789.0K	0.5%	+2,090

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARNYLIM MacKay DefinedTerm Muni Opportunities Fund filings on SEC EDGAR
2
GLEIFNYLIM MacKay DefinedTerm Muni Opportunities Fund LEI record (549300AOV8XDBTKPOR64)
3
SEC EDGARNYLIM MacKay DefinedTerm Muni Opportunities Fund filings on SEC EDGAR
4
SEC EDGARKirk C. Lehneis, President
5
SEC EDGARKevin M. Gleason, Chief Compliance Officer
6
SEC EDGARYi-Chia Kuo, Chief Compliance Officer
7
SEC EDGARKevin M. Bopp, VP/Chief Compliance Officer
8
SEC EDGARJack Benintende, Treasurer/Principal FAO
9
SEC EDGARJeffrey A. Engelsman, VP/Chief Compliance Officer
10
SEC EDGARScott T. Harrington, Vice President Administration
11
SEC EDGARYie-Hsin Hung, Board member
12
SEC EDGARChristopher O. Blunt, Board member
13
SEC EDGARAlan R. Latshaw, Board member
14
SEC EDGARJohn A. Weisser Jr., Board member
15
SEC EDGARJohn Y. Kim, Board member
16
SEC EDGARPeter Meenan, Board member
17
SEC EDGARRichard H. Nolan Jr., Board member
18
SEC EDGARRichard S. Trutanic, Board member
19
SEC EDGARRoman L. Weil, Board member
20
SEC EDGARSusan B. Kerley, Board member
21
SEC EDGARJuwen Kevin Gao, General counsel
22
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G/A on NYLIM MacKay DefinedTerm Muni Opportunities Fund