Private company
NeuBase Therapeutics, Inc.
American pharmaceutical preparations company based in Pittsburgh2
In its 2022 annual report the company says: “NeuBase Therapeutics, Inc. is a biotechnology company focused on significantly reducing the burden of untreatable morbidity and mortality across the globe caused by rare and common diseases.”61
Last updated Oct 20, 2026.
Overview
- IndustryPharmaceutical Preparations2
- HeadquartersNew York, United States2
- Incorporated inDE4
- Business address350 Technology Drive, Pittsburgh, Pa 152194
- Filer categoryNon-accelerated filer, Smaller reporting company4
- Legal formCorporation2
- LEI529900RHAZB85RGSJZ732
- StatusActive2
- LEI statusLapsed (not renewed)2
- Registered addressc/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, 19801 Wilmington, United States2
- Registered withDivision of Corporations, Department of State, 55272702
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2022
Financial statements
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|---|
| Research and development | $8.8M5 | $16.5M6 | $17.4M7 | $4.3M7 | $3.4M8 | $6.9M9 | $11.5M3 | $21.4M3 |
| Operating expenses | $33.3M3 | |||||||
| Operating income | -$17.8M5 | -$24.6M6 | -$23.8M7 | -$13.9M7 | -$25.5M8 | -$17.1M9 | -$26.6M3 | -$33.3M3 |
| Interest | $6.0K12 | $129.0K8 | $7.7K9 | $32.3K3 | $24.0K3 | |||
| Income tax | -$23.8M7 | -$13.2M7 | $013 | |||||
| Net income | -$15.2M5 | -$25.8M6 | -$23.8M7 | -$13.2M7 | -$26.1M8 | -$17.4M9 | -$25.4M3 | -$33.8M3 |
| Earnings per share | -$0.899 | -$0.933 | -$1.043 | |||||
| Earnings per share (diluted) | -$0.899 | -$0.933 | -$1.043 | |||||
| Shares (weighted, basic) | 32.5M shares3 | |||||||
| Shares (weighted, diluted) | 32.5M shares3 |
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|---|
| Cash | $28.7M5 | $12.5M5 | $12.8M7 | $249.6K8 | $10.3M9 | $32.0M9 | $52.9M3 | $23.2M3 |
| Current assets | $29.0M5 | $13.3M6 | $13.0M7 | $249.6K13 | $11.0M8 | $32.8M9 | $54.9M3 | $24.6M3 |
| Property, plant and equipment | $2.2M3 | |||||||
| Total assets | $46.4M5 | $29.4M6 | $27.9M7 | $249.6K13 | $12.5M8 | $34.4M9 | $64.2M3 | $32.7M3 |
| Accounts payable | $1.8M3 | |||||||
| Current liabilities | $3.9M5 | $4.5M6 | $4.9M7 | $41.5K13 | $2.5M13 | $3.1M9 | $4.2M3 | $4.2M3 |
| Total liabilities | $3.9M5 | $4.5M6 | $5.1M7 | $291.5K13 | $2.5M8 | $3.1M9 | $10.1M3 | $9.5M3 |
| Retained earnings | -$102.7M3 | |||||||
| Shareholders’ equity | $42.5M6 | $25.0M7 | $22.8M7 | -$41.9K8 | $10.0M9 | $31.3M3 | $54.1M3 | $23.2M3 |
| Shares outstanding | 30.3M shares12 | 36.0M shares5 | 56.2M shares6 | 5.7M shares13 | 17.1M shares8 | 23.2M shares8 | 32.7M shares9 | 33.0M shares3 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|---|
| Cash from operations | -$16.0M6 | -$19.3M7 | -$9.5M7 | -$2.8M8 | -$10.7M9 | -$18.9M3 | -$29.0M3 | |
| Depreciation and amortization | $800.0K3 | |||||||
| Stock-based compensation | $2.9M3 | |||||||
| Capital spending | $455.2K8 | $716.8K9 | $1.4M3 | $471.7K3 | ||||
| Free cash flow | -$3.3M | -$11.4M | -$20.3M | -$29.5M | ||||
| Cash from investing | -$471.7K3 | |||||||
| Share buybacks | $148 | $08 | ||||||
| Cash from financing | -$257.0K3 |
Corporate structure
NeuBase Therapeutics, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of NeuBase Therapeutics, Inc.
- GREENLIGHT CAPITAL INC Filed SC 13G/A on NeuBase Therapeutics, Inc., latest Feb 14, 2024 (2 filings since Feb 14, 2022)
- Symetryx Corp Filed SC 13D/A on NeuBase Therapeutics, Inc., latest Sep 20, 2023 (3 filings since Aug 31, 2023)
- Kershner Trading Americas,LLC Filed SC 13G/A on NeuBase Therapeutics, Inc., latest Jan 27, 2023
- NeuBase Therapeutics, Inc. New York, New York, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What NeuBase Therapeutics, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $3.5M3 Sep 30, 2022 | $3.0M3 Sep 30, 2021 | +15.2% |
| Accumulated depreciation | $1.3M3 Sep 30, 2022 | $533.5K3 Sep 30, 2021 | +142.9% |
| Property and equipment, net | $2.2M3 Sep 30, 2022 | $2.5M3 Sep 30, 2021 | −12.5% |
| Finance-lease assets | $103.5K3 Sep 30, 2022 | $216.5K3 Sep 30, 2021 | −52.2% |
| Operating-lease assets (leased space) | $5.6M3 Sep 30, 2022 | $5.9M3 Sep 30, 2021 | −5.6% |
Investments
Leadership
Who has led NeuBase Therapeutics, Inc., and when. Pick a name to see everywhere that person has worked.
President
Chief financial officer
Chief operating officer
- Chief executive officerJason Scott Slakter Nov 4, 2015 to Oct 18, 201714
- Chief executive officerIrach B. Taraporewala Jun 24, 2013 to Mar 12, 201515
- Chief executive officerSamuel Backenroth Jun 24, 2013 to Jun 24, 201316
- ChairIra A. Greenstein Jun 24, 2013 to Jun 24, 201317
- PresidentIrach B. Taraporewala Jun 24, 2013 to Dec 8, 201415
- Chief financial officerTodd P. Branning Jan 10, 2022 to Mar 17, 202318
- Chief financial officerSamuel Backenroth Dec 8, 2014 to Dec 30, 202019
- Chief operating officerWilliam Roland Mann Jul 28, 2020 to Apr 1, 202220
Board members and other officers (17)
- OfficerKianoush Motesharei May 25, 2021 to May 25, 202121
- Chief Medical OfficerSandra Rojas-Caro May 25, 2021 to Jan 25, 202222
- Chief Scientific OfficerCurt Bradshaw Dec 2, 2020 to Dec 2, 202023
- Chief Clinical OfficerAvner Ingerman Mar 2, 2015 to Mar 2, 201524
- Board memberEric J. Ende Jan 5, 2022 to Sep 12, 202225
- Board memberGerald J. McDougall May 13, 2021 to Sep 12, 202226
- Board memberDov A. Goldstein Md. Jul 16, 2019 to Sep 12, 202227
- Board memberEric I. Richman Jul 16, 2019 to Sep 12, 202228
- Board memberFranklyn G. Prendergast Jul 16, 2019 to Sep 12, 202229
- Board memberGines Diego Miralles Jul 16, 2019 to Sep 11, 202030
- Board memberMichael Ferguson May 16, 2017 to Oct 18, 201731
- Board memberJason Scott Slakter Jan 9, 2015 to Oct 18, 201732
- Board memberIra A. Greenstein Apr 10, 2014 to Jan 26, 201633
- Board memberIrach B. Taraporewala Dec 8, 2014 to Mar 12, 201534
- Board memberJune Sherie Almenoff Jun 24, 2013 to Oct 18, 201735
- Board memberThomas M. Riedhammer Jun 28, 2013 to Oct 18, 201736
- Board memberOrin Hirschman Jul 1, 2013 to Dec 6, 201737
Named in SEC Form D filings
People the company listed in its private-offering notices.
- Executive Officer, DirectorDietrich Stephan named Jul 7, 202338
Former names
Timeline
- Jan 7, 20258-K Executive or director change; Other events39
- Jun 27, 20248-K Change to shareholders' rights; Executive or director change; Shareholder vote40
- May 31, 20248-K Entered a material agreement; Unregistered sale of shares; Change to shareholders' rights41
- May 22, 20248-K Shareholder vote42
- May 13, 20248-K Shareholder vote43
- May 3, 20248-K Listing notice or transfer44
- Apr 5, 20248-K Listing notice or transfer; Other events45
- Mar 7, 20248-K Other events46
- Feb 23, 20248-K Other events47
- Jan 26, 20248-K Entered a material agreement48
- Jan 17, 20248-K Executive or director change49
- Dec 28, 20238-K Ended a material agreement50
- Nov 4, 2015New chief executive Jason Scott Slakter becomes CEO14
- Jun 24, 2013New chief executive Samuel Backenroth becomes CEO16
- Jun 24, 2013New chief executive Irach B. Taraporewala becomes CEO15
Calendar
When it reported results
- May 11, 2023Reported quarterly or annual results51
- Feb 14, 2023Reported quarterly or annual results52
- Dec 21, 2022Reported quarterly or annual results53
- Aug 11, 2022Reported quarterly or annual results54
- May 12, 2022Reported quarterly or annual results55
- Feb 11, 2022Reported quarterly or annual results56
- Dec 23, 2021Reported quarterly or annual results57
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
129 filings to the SEC since October 2021: 2 annual reports, 8 quarterly reports, 44 major events, 29 insider forms, 6 large holders, 1 private raises, 39 other. The latest 20:
- Jan 13, 202515-12G EDGAR
- Jan 7, 20258-K EDGAR
- Jul 2, 2024EFFECT EDGAR
- Jul 2, 2024EFFECT EDGAR
- Jun 27, 202415-12G EDGAR
- Jun 27, 2024S-8 POS EDGAR
- Jun 27, 2024S-8 POS EDGAR
- Jun 27, 2024S-8 POS EDGAR
- Jun 27, 2024S-8 POS EDGAR
- Jun 27, 2024S-8 POS EDGAR
- Jun 27, 2024POS AM EDGAR
- Jun 27, 2024POS AM EDGAR
- Jun 27, 20248-K EDGAR
- Jun 3, 2024DEFA14A EDGAR
- May 31, 20248-K EDGAR
- May 22, 20248-K EDGAR
- May 16, 202425-NSE EDGAR
- May 14, 2024DEFA14A EDGAR
- May 13, 20248-K EDGAR
- May 6, 2024DEFA14A EDGAR
The 129 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
14 open-market trades by officers, directors and large owners since October 2021: 8 buys and 6 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 18, 2023 | Symetryx Corp | Sale | 50,000 | $1.19 | $59.5K | Form 4 |
| Sep 15, 2023 | Symetryx Corp | Sale | 103,337 | $1.26 | $130.2K | Form 4 |
| Sep 14, 2023 | Symetryx Corp | Sale | 129,108 | $1.44 | $185.9K | Form 4 |
| Sep 11, 2023 | Symetryx Corp | Sale | 3,376 | $1.44 | $4.9K | Form 4 |
| Sep 8, 2023 | Symetryx Corp | Sale | 128,847 | $1.53 | $197.1K | Form 4 |
| Sep 7, 2023 | Symetryx Corp | Sale | 74,852 | $1.80 | $134.7K | Form 4 |
| Sep 1, 2023 | Symetryx Corp | Buy | 61,076 | $0.98 | $59.9K | Form 4 |
| Mar 30, 2022 | Mann William RolandChief Operating Officer | Buy | 6,200 | $1.92 | $11.9K | Form 4 |
| Mar 18, 2022 | Branning Todd P.Chief Financial Officer | Buy | 10,000 | $1.81 | $18.1K | Form 4 |
| Mar 17, 2022 | Branning Todd P.Chief Financial Officer | Buy | 10,000 | $1.74 | $17.4K | Form 4 |
| Mar 16, 2022 | Branning Todd P.Chief Financial Officer | Buy | 10,000 | $1.62 | $16.2K | Form 4 |
| Mar 4, 2022 | RICHMAN ERIC IDirector | Buy | 1,000 | $1.62 | $1.6K | Form 4 |
| Mar 3, 2022 | RICHMAN ERIC IDirector | Buy | 1,300 | $1.72 | $2.2K | Form 4 |
| Mar 1, 2022 | RICHMAN ERIC IDirector | Buy | 1,580 | $1.58 | $2.5K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- GREENLIGHT CAPITAL INCSC 13G/A, 2 filings Feb 14, 2022 to Feb 14, 202458
- Symetryx CorpSC 13D/A, 3 filings Aug 31, 2023 to Sep 20, 202359
- Kershner Trading Americas,LLCSC 13G/A, 1 filing Jan 27, 202360
Money raised
Private offerings the company reported to the SEC on Form D.
- Jun 28, 2023Raised $5 million in a private offering of equity Form D: 1 investor so far Form D
SEC filer profile
How NeuBase Therapeutics, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARNeuBase Therapeutics, Inc.1
- CIK0001173281
- Employer ID (EIN)46-56224331
- Filer statusNon-accelerated filer<br>smaller reporting company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Industry code (SIC)2834 Pharmaceutical Preparations1
- SEC reviewing officeOffice of Life Sciences, Division of Corporation Finance1
- Business address350 Technology Drive, Pittsburgh, PA 152191
- Phone412-763-33501
- Shares outstanding3,729,206 as of Nov 6, 202311
- Public float$57.9M as of Mar 31, 20223
- On EDGAR sinceMay 16, 20021
- Filings670 in all: 8-K (199), 4 (110), 10-Q (47), UPLOAD (25), CORRESP (24), 3 (22), 10QSB (16), 10-K (15)1
All 51 form types
424B5 (14), SC 13G (13), SC 13G/A (13), 8-K/A (12), DEF 14A (11), DEFA14A (11), NT 10-Q (11), EFFECT (10), NT 10-K (10), 425 (9), SB-2/A (8), D (7), 10-K/A (6), 10-Q/A (6), 424B3 (6), S-3 (6), 10KSB (5), 10QSB/A (5), S-8 (5), S-8 POS (5), PRE 14A (4), S-4/A (4), SC 13D (3), SC 13D/A (3), 15-12G (2), 4/A (2), 5 (2), CT ORDER (2), POS AM (2), S-3/A (2), 10-QT (1), 10KSB/A (1), 25-NSE (1), 3/A (1), 8-A12B (1), ARS (1), CERTNAS (1), REGDEX/A (1), S-1 (1), S-3MEF (1), S-4 (1), SB-2 (1), SC 14F1 (1)
- Latest filingsAnnual report (10-K) Dec 21, 2022
Quarterly report (10-Q) Nov 9, 2023
Proxy statement (DEF 14A) Apr 9, 2024
Latest 8-K (8-K) Jan 7, 2025
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 17SEC EDGARIra A. Greenstein, Chair
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- 21SEC EDGARKianoush Motesharei, Officer
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- 25SEC EDGAREric J. Ende, Board member
- 26SEC EDGARGerald J. McDougall, Board member
- 27SEC EDGARDov A. Goldstein Md., Board member
- 28SEC EDGAREric I. Richman, Board member
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- 30SEC EDGARGines Diego Miralles, Board member
- 31SEC EDGARMichael Ferguson, Board member
- 32SEC EDGARJason Scott Slakter, Board member
- 33SEC EDGARIra A. Greenstein, Board member
- 34SEC EDGARIrach B. Taraporewala, Board member
- 35SEC EDGARJune Sherie Almenoff, Board member
- 36SEC EDGARThomas M. Riedhammer, Board member
- 37SEC EDGAROrin Hirschman, Board member
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- 42SEC EDGARShareholder vote
- 43SEC EDGARShareholder vote
- 44SEC EDGARListing notice or transfer
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- 46SEC EDGAROther events
- 47SEC EDGAROther events
- 48SEC EDGAREntered a material agreement
- 49SEC EDGARExecutive or director change
- 50SEC EDGAREnded a material agreement
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