Private company

New Mountain Guardian III BDC, L.L.C.

Limited liability company registered in the United States, active since 20192

In its 2024 annual report the company says: “New Mountain Guardian III BDC, L.L.C. is a Delaware limited liability company formed on May 22, 2019. We are a closed-end, non-diversified management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. We have elected to be treated, and intend to comply with the requirements to continue to qualify annually thereafter, for U.S. federal income tax purposes as a regulated investment company under Subchapter M of the Internal Revenue Code of 1986, as amended.”4 It is headquartered in New York, United States.2

Last updated Oct 20, 2026.

Overview

  • HeadquartersNew York, United States2
  • Incorporated inDE3
  • Business address1633 Broadway, 48Th Floor, New York, Ny 100193
  • Filer category, Emerging growth company3
  • Legal formLimited Liability Company2
  • LEI529900R85F61B0BI7T122
  • StatusActive2
  • LEI statusLapsed (not renewed)2
  • Registered addressC/O The Corporation Trust Company,Corporation Trust Center,1209 Orange Street, 19801 Wilmington, United States2
  • Registered withDivision of Corporations, Department of State, 74323682

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New Mountain Guardian III BDC, L.L.C. (the "Company", "we", "us" or "our") is a Delaware limited liability company formed on May 22, 2019. We are a closed-end, non-diversified management investment company that has elected to be regulated as a business development company ("BDC") under the Investment Company Act of 1940, as amended (the "1940 Act"). We have elected to be treated, and intend to comply with the requirements to continue to qualify annually thereafter, for U.S. federal income tax purposes as a regulated investment company ("RIC") under Subchapter M of the Internal Revenue Code of 1986, as amended (the "Code").4 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income5$155.7M in 2023+286% since 2021
0$50.0M$100.0M$150.0M$200.0M2021: $40.3M$40.3M20212022: $49.9M$49.9M2022+24%2023: $155.7M$155.7M2023+212%
Fiscal year2021202220232024
Interest$10.9M5$37.7M5$67.9M5
Net income$40.3M5$49.9M5$155.7M5
Earnings per share$0.995$0.455$1.355
Earnings per share (diluted)$0.995$0.455$1.355
Shares (weighted, basic)40.9M shares5109.7M shares5114.9M shares5
Shares (weighted, diluted)40.9M shares5109.7M shares5114.9M shares5

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Corporate structure

New Mountain Guardian III BDC, L.L.C. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of New Mountain Guardian III BDC, L.L.C.

  • Western Conference of Teamsters Pension Trust Fund Filed SCHEDULE 13G/A on New Mountain Guardian III BDC, L.L.C., latest Jan 2, 2025 (3 filings since Nov 8, 2021)
  • GHL Investments Ltd Filed SCHEDULE 13D/A on New Mountain Guardian III BDC, L.L.C., latest Dec 20, 2024 (2 filings since Feb 17, 2022)
  • New Mountain Guardian Investments III, L.L.C. Filed SCHEDULE 13D/A on New Mountain Guardian III BDC, L.L.C., latest Dec 19, 2024 (2 filings since Oct 3, 2022)
  • Teachers' Retirement Allowances Fund Filed SCHEDULE 13G/A on New Mountain Guardian III BDC, L.L.C., latest Dec 19, 2024 (3 filings since Feb 3, 2022)
  • Pension Fund for State Employees Filed SC 13G/A on New Mountain Guardian III BDC, L.L.C., latest Oct 18, 2022
  • Mutual Benefit Administrators Deseret Filed SC 13G/A on New Mountain Guardian III BDC, L.L.C., latest Feb 11, 2022
  • New Mountain Guardian III BDC, L.L.C. New York, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What New Mountain Guardian III BDC, L.L.C. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$69.9M5 Dec 31, 2023$28.3M5 Dec 31, 2022+147.2%

Leadership

Who has led New Mountain Guardian III BDC, L.L.C., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Robert Hamwee2019

Chief financial officer

  1. Shiraz Kajee2019
  2. Kris Corbett2023

Chief operating officer

  1. Laura Holson Boswerger2022
20202025
Board members and other officers (5)

Timeline

  1. Dec 19, 20248-K Ended a material agreement; Completed an acquisition or sale; Change to shareholders' rights19
  2. Nov 6, 20248-K Bylaws or fiscal year changed; Shareholder vote20
  3. Oct 21, 20248-K Results of operations; Regulation FD disclosure21
  4. Oct 16, 20248-K Entered a material agreement22
  5. Dec 4, 20238-K Entered a material agreement; Ended a material agreement23
  6. Nov 22, 20238-K Executive or director change24
  7. Aug 10, 20238-K Entered a material agreement25
  8. Jun 29, 20238-K Bylaws or fiscal year changed26
  9. May 30, 20238-K Shareholder vote27
  10. Mar 24, 20238-K Executive or director change28
  11. Feb 27, 20238-K Executive or director change29
  12. Nov 10, 20228-K Executive or director change30
  13. Sep 13, 2019New chief executive Robert Hamwee becomes CEO10
  14. May 22, 2019Founded New Mountain Guardian III BDC, L.L.C. is founded2

Calendar

When it reported results

  1. Oct 21, 2024Reported quarterly or annual results21

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

78 filings to the SEC since October 2021: 3 annual reports, 10 quarterly reports, 23 major events, 10 insider forms, 12 large holders, 20 other. The latest 20:

  1. Jan 2, 2025SCHEDULE 13G/A EDGAR
  2. Dec 23, 20244 PRIMARY DOCUMENT EDGAR
  3. Dec 20, 2024SCHEDULE 13D/A EDGAR
  4. Dec 19, 202415-12G EDGAR
  5. Dec 19, 2024N-54C EDGAR
  6. Dec 19, 20248-K EDGAR
  7. Dec 19, 20244 OWNERSHIP DOCUMENT EDGAR
  8. Dec 19, 2024SCHEDULE 13D/A EDGAR
  9. Dec 19, 2024SCHEDULE 13G/A EDGAR
  10. Nov 12, 202410-Q EDGAR
  11. Nov 6, 20248-K EDGAR
  12. Oct 21, 2024DEFA14A EDGAR
  13. Oct 21, 20248-K EDGAR
  14. Oct 16, 2024425 EDGAR
  15. Oct 16, 20248-K EDGAR
  16. Oct 11, 2024DEFM14A EDGAR
  17. Oct 10, 2024CORRESP EDGAR
  18. Oct 8, 2024CORRESP EDGAR
  19. Sep 27, 2024CORRESP EDGAR
  20. Sep 9, 2024PREM14A PRE 14A EDGAR

The 78 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

6 open-market trades by officers, directors and large owners since October 2021: 6 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Mar 10, 2022Western Conference of Teamsters Pension Trust Fund10% ownerBuy3,200,000$10.00$32.0MForm 4
Mar 10, 2022New Mountain Guardian Investments III, L.L.C.10% ownerBuy5,615,696$10.00$56.2MForm 4
Dec 1, 2021Western Conference of Teamsters Pension Trust Fund10% ownerBuy3,200,000$10.00$32.0MForm 4
Dec 1, 2021New Mountain Guardian Investments III, L.L.C.10% ownerBuy5,615,696$10.00$56.2MForm 4
Oct 25, 2021Teachers' Retirement Allowances FundBuy2,400,000$10.00$24.0MForm 4
Oct 11, 2021New Mountain Guardian Investments III, L.L.C.10% ownerBuy7,565,196$10.00$75.7MForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SEC filer profile

How New Mountain Guardian III BDC, L.L.C. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARNew Mountain Guardian III BDC, L.L.C.1
  • CIK0001781870
  • Filer status<br>emerging growth company1
  • Incorporated inDelaware1
  • Fiscal year endsDecember 311
  • Business address1633 Broadway, 48Th Floor, New York, NY 100191
  • Phone212-720-03001
  • Shares outstanding114,906,527 as of Nov 12, 20248
  • Public float$0 as of Jun 30, 20235
  • On EDGAR sinceJul 12, 20191
  • Filings150 in all: 8-K (35), 3 (19), 10-Q (16), 4 (8), SC 13G/A (8), SC 13G (7), 40-17G (6), 10-K (5)1
    All 33 form types

    CORRESP (5), SC 13D/A (5), DEF 14C (4), PRE 14C (4), SCHEDULE 13G/A (3), 5 (2), D/A (2), N-23C-2 (2), SC 13D (2), SCHEDULE 13D/A (2), 10-12G (1), 10-12G/A (1), 15-12G (1), 40-17G/A (1), 40-APP (1), 40-APP/A (1), 425 (1), 5/A (1), D (1), DEFA14A (1), DEFM14A (1), N-54A (1), N-54C (1), PREM14A (1), UPLOAD (1)

  • Latest filingsAnnual report (10-K) Mar 6, 2024
    Quarterly report (10-Q) Nov 12, 2024
    Latest 8-K (8-K) Dec 19, 2024

Sources

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