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Neuberger High Yield Strategies Fund Inc.
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Last updated Oct 19, 2026.
Overview
Leadership
Who has led Neuberger High Yield Strategies Fund Inc., and when. Pick a name to see everywhere that person has worked.
Chief operating officer
- Chief operating officerBrian Patrick Kerrane Dec 30, 2015 to Dec 30, 20153
Board members and other officers (23)
- Portfolio ManagerThomas P. Oreilly Nov 19, 2012 to Aug 14, 20174
- Treas. & Prin Fin. & Acct Off.John M. McGovern Aug 6, 2010 to Aug 6, 20105
- Executive VPMaxine L. Gerson Aug 6, 2010 to Aug 6, 20106
- Exec. VPClaudia A. Brandon Aug 9, 2010 to Aug 9, 20107
- Board memberAmi Kaplan Jul 7, 2023 to Jul 7, 20238
- Board memberFranklyn E. Smith Jul 7, 2023 to Jul 7, 20239
- Board memberMarc Gary Sep 18, 2015 to Sep 18, 201510
- Board memberMichael J. Cosgrove Sep 18, 2015 to Sep 18, 201511
- Board memberDeborah C. McLean Dec 24, 2015 to Dec 24, 201512
- Board memberJames G. Stavridis Dec 24, 2015 to Dec 24, 201513
- Board memberC. Anne Harvey Aug 6, 2010 to Aug 6, 201014
- Board memberCandace L. Straight Aug 6, 2010 to Aug 9, 201015
- Board memberEdward I. Obrien Aug 6, 2010 to Aug 6, 201016
- Board memberFaith Colish Aug 6, 2010 to Aug 10, 201017
- Board memberGeorge W. Morriss Aug 6, 2010 to Jun 23, 202318
- Board memberHoward Mileaf Aug 6, 2010 to Aug 6, 201019
- Board memberJack L. Rivkin Aug 6, 2010 to Aug 6, 201020
- Board memberMartha Clark Goss Aug 6, 2010 to Aug 6, 201021
- Board memberMichael M. Knetter Aug 6, 2010 to Aug 6, 201022
- Board memberPeter P. Trapp Aug 6, 2010 to Aug 6, 201023
- Board memberRobert A. Kavesh Dr. Aug 6, 2010 to Aug 6, 201024
- Board memberTom D. Seip Aug 6, 2010 to Aug 6, 201025
- Board memberCornelius T. Ryan Aug 9, 2010 to Aug 9, 201026
Former names
- Neuberger Berman High Yield Strategies Fund Inc.Mar 19, 2010 to Dec 18, 20252
Filings
114 filings to the SEC since October 2021: 23 insider forms, 16 large holders, 75 other. The latest 20:
- Sep 28, 2026NPORT-P EDGAR
- Sep 1, 20264 PRIMARY DOCUMENT EDGAR
- Aug 20, 2026N-PX EDGAR
- Jul 14, 2026SCHEDULE 13G/A EDGAR
- Jun 26, 2026NPORT-P EDGAR
- Jun 26, 2026N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COM EDGAR
- May 5, 2026SCHEDULE 13G EDGAR
- Apr 27, 20264 EDGAR
- Apr 24, 20264 EDGAR
- Mar 24, 2026NPORT-P EDGAR
- Mar 24, 2026POS EX POST-EFFECTIVE AMENDMENT FILED SOLELY TO ADD EXHIBITS TO A REGISTRATION STATEMEN EDGAR
- Mar 23, 2026424B2 EDGAR
- Mar 13, 2026497AD MARCH 2026 NHS RIGHTS OFFERING PRESS RELEASE EDGAR
- Feb 27, 2026POS EX EDGAR
- Feb 27, 2026424B3 EDGAR
- Jan 20, 2026SCHEDULE 13G/A EDGAR
- Jan 13, 2026N-CEN EDGAR
- Jan 9, 20263 EDGAR
- Dec 30, 2025N-CSR CERTIFIED ANNUAL SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIE EDGAR
- Dec 23, 2025NPORT-P EDGAR
The 114 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
5 open-market trades by officers, directors and large owners since October 2021: 5 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jul 17, 2025 | Kocinski Chris | Buy | 6,000 | $7.40 | $44.4K | Form 4 |
| May 29, 2025 | Kocinski Chris | Buy | 15,000 | $7.44 | $111.6K | Form 4 |
| Jun 7, 2022 | Lind Joseph | Buy | 5,000 | $9.14 | $45.7K | Form 4 |
| Jun 6, 2022 | Lind Joseph | Buy | 5,000 | $9.25 | $46.2K | Form 4 |
| Jun 3, 2022 | MetLife Investment Management, LLC10% owner | Buy | 26,500,000 | $26,500,000.00 | $702.2T | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 8 filings Jan 30, 2023 to Jul 14, 202627
- SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G, 6 filings Jun 10, 2022 to May 5, 202628
- Bank of AmericaSC 13G, 1 filing Oct 6, 202329
- MetLife Investment Management, LLCSC 13D/A, 1 filing Sep 20, 202330
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 61. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Rivernorth Capital Management, LLC | 1,371,413 | $8.6M | 0.4% | New |
| Absolute Investment Advisers, LLC | 800,744 | $5.0M | 0.5% | New |
| Morgan Stanley | 725,270 | $4.5M | 0.0% | +66,138 |
| Guggenheim Capital LLC | 488,989 | $3.1M | 0.0% | −44,525 |
| LPL Financial LLC | 415,028 | $2.6M | 0.0% | −65,557 |
| GraniteShares Advisors LLC | 392,922 | $2.5M | 1.6% | +51,425 |
| Quarry LP | 341,935 | $2.1M | 0.3% | −145,393 |
| Invesco Ltd. | 322,732 | $2.0M | 0.0% | +79,763 |
| Wells Fargo & Company/mn | 286,201 | $1.8M | 0.0% | +19,887 |
| Uncommon Cents Investing LLC | 247,750 | $1.5M | 0.3% | +66,588 |
| Cable Car Capital, LP | 233,169 | $1.5M | 0.0% | −316,831 |
| J.w. Cole Advisors, Inc. | 218,297 | $1.4M | 0.0% | New |
| Toronto Dominion Bank | 204,757 | $1.3M | 0.0% | New |
| Clear Street Group Inc. | 198,684 | $1.2M | 0.0% | New |
| Jpmorgan Chase & Co | 198,182 | $1.2M | 0.0% | +8,182 |
| Ameriprise Financial Inc | 172,589 | $1.1M | 0.0% | −335 |
| Marex Group Ltd | 161,473 | $1.0M | 0.0% | +116,473 |
| Harbour Investments, Inc. | 152,385 | $950.9K | 0.0% | −16,916 |
| Bramshill Investments, LLC | 133,785 | $834.8K | 0.1% | +34,682 |
| Osaic Holdings, Inc. | 112,370 | $701.2K | 0.0% | +26,694 |
| Raymond James Financial Inc | 110,364 | $688.7K | 0.0% | +20,742 |
| Melfa Wealth Management, Inc. | 104,287 | $650.8K | 0.4% | +8,000 |
| Wolverine Asset Management LLC | 62,488 | $389.9K | 0.0% | New |
| Logan Stone Capital, LLC | 61,132 | $381.5K | 0.1% | New |
| Total Wealth Planning & Management, Inc. | 54,302 | $338.8K | 0.2% | +6,542 |
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4SEC EDGARThomas P. Oreilly, Portfolio Manager
- 5
- 6SEC EDGARMaxine L. Gerson, Executive VP
- 7SEC EDGARClaudia A. Brandon, Exec. VP
- 8SEC EDGARAmi Kaplan, Board member
- 9SEC EDGARFranklyn E. Smith, Board member
- 10SEC EDGARMarc Gary, Board member
- 11SEC EDGARMichael J. Cosgrove, Board member
- 12SEC EDGARDeborah C. McLean, Board member
- 13SEC EDGARJames G. Stavridis, Board member
- 14SEC EDGARC. Anne Harvey, Board member
- 15SEC EDGARCandace L. Straight, Board member
- 16SEC EDGAREdward I. Obrien, Board member
- 17SEC EDGARFaith Colish, Board member
- 18SEC EDGARGeorge W. Morriss, Board member
- 19SEC EDGARHoward Mileaf, Board member
- 20SEC EDGARJack L. Rivkin, Board member
- 21SEC EDGARMartha Clark Goss, Board member
- 22SEC EDGARMichael M. Knetter, Board member
- 23SEC EDGARPeter P. Trapp, Board member
- 24SEC EDGARRobert A. Kavesh Dr., Board member
- 25SEC EDGARTom D. Seip, Board member
- 26SEC EDGARCornelius T. Ryan, Board member
- 27
- 28
- 29
- 30