NML on NYSE

Neuberger Energy Infrastructure & Income Fund Inc.

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Last updated Oct 19, 2026.

Overview

TickerNML on NYSE¹
HeadquartersNew York, New York¹
Business address1290 Avenue Of The Americas, New York, Ny 10104²

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Leadership

Who has led Neuberger Energy Infrastructure & Income Fund Inc., and when. Pick a name to see everywhere that person has worked.

Chief operating officer

Brian Patrick Kerrane2015

201520202025

Chief operating officerBrian Patrick Kerrane Dec 30, 2015 to Dec 30, 2015³

Board members and other officers (17)

Treasurer & Prin Fin&Acct Off.John M. McGovern Mar 29, 2013 to Mar 29, 2013⁴
Exec. VP & SecretaryClaudia A. Brandon Apr 1, 2013 to Apr 1, 2013⁵
Board memberAmi Kaplan Jul 7, 2023 to Jul 7, 2023⁶
Board memberFranklyn E. Smith Jul 7, 2023 to Jul 7, 2023⁷
Board memberMarc Gary Sep 18, 2015 to Sep 18, 2015⁸
Board memberMichael J. Cosgrove Sep 18, 2015 to Sep 18, 2015⁹
Board memberDeborah C. McLean Dec 24, 2015 to Dec 24, 2015¹⁰
Board memberJames G. Stavridis Dec 24, 2015 to Dec 24, 2015¹¹
Board memberGeorge W. Morriss Mar 22, 2013 to Apr 3, 2020¹²
Board memberHoward Mileaf Mar 22, 2013 to Mar 22, 2013¹³
Board memberMartha Clark Goss Mar 22, 2013 to Mar 22, 2013¹⁴
Board memberTom D. Seip Mar 22, 2013 to Mar 22, 2013¹⁵
Board memberCandace L. Straight Mar 25, 2013 to Mar 25, 2013¹⁶
Board memberFaith Colish Mar 25, 2013 to Mar 28, 2013¹⁷
Board memberJack L. Rivkin Mar 25, 2013 to Mar 25, 2013¹⁸
Board memberMichael M. Knetter Mar 25, 2013 to Mar 25, 2013¹⁹
Board memberPeter P. Trapp Mar 25, 2013 to Jul 17, 2015²⁰

Former names

Neuberger Berman Energy Infrastructure & Income Fund Inc.Jul 7, 2023 to Nov 18, 2025²
Neuberger Berman MLP & Energy Income Fund Inc.Jul 29, 2019 to May 9, 2023²
Neuberger Berman MLP Income Fund Inc.Nov 16, 2012 to Jun 25, 2019²

Filings

88 filings to the SEC since October 2021: 11 insider forms, 23 large holders, 54 other. The latest 20:

Aug 20, 2026N-PX EDGAR
Aug 6, 2026DEF 14A EDGAR
Aug 5, 202640-17G FIDELITY BOND FILED PURSUANT TO RULE 17G1(G)(1) OF THE INVESTMENT COMPANY ACT OF EDGAR
Jul 30, 2026N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COM EDGAR
Jul 27, 2026NPORT-P EDGAR
May 7, 2026SCHEDULE 13G/A EDGAR
Apr 29, 2026NPORT-P EDGAR
Apr 27, 2026SCHEDULE 13G/A EDGAR
Feb 10, 2026N-CEN EDGAR
Feb 3, 2026N-CSR CERTIFIED ANNUAL SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIE EDGAR
Jan 28, 2026NPORT-P EDGAR
Nov 18, 20254 EDGAR
Oct 27, 2025NPORT-P EDGAR
Aug 29, 2025N-PX EDGAR
Aug 25, 2025DEF 14A DEFINITIVE PROXY STATEMENT EDGAR
Aug 8, 2025SCHEDULE 13G/A EDGAR
Aug 7, 2025N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COM EDGAR
Aug 7, 2025SCHEDULE 13G/A EDGAR
Jul 28, 2025NPORT-P EDGAR
Jul 28, 202540-17G FORM 40-17G (AMEX) EDGAR

The 88 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

10 open-market trades by officers, directors and large owners since October 2021: 10 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Nov 17, 2025	Rachlin Douglas A.	Buy	40,000	$8.55	$342.0K	Form 4
May 5, 2023	Rachlin Douglas A.	Buy	50,000	$6.25	$312.5K	Form 4
Apr 28, 2023	Rachlin Douglas A.	Buy	58,580	$6.55	$383.7K	Form 4
Dec 14, 2022	Rachlin Douglas A.	Buy	600	$6.84	$4.1K	Form 4
Dec 12, 2022	Rachlin Douglas A.	Buy	31,536	$6.84	$215.7K	Form 4
Dec 2, 2022	Rachlin Douglas A.	Buy	49,900	$7.10	$354.3K	Form 4
Nov 30, 2022	Rachlin Douglas A.	Buy	100	$7.10	$710	Form 4
Nov 23, 2022	Frattaroli Paolo	Buy	2,000	$7.06	$14.1K	Form 4
Nov 18, 2022	Rachlin Douglas A.	Buy	3,101	$6.90	$21.4K	Form 4
Dec 23, 2021	Rachlin Douglas A.	Buy	50,000	$5.06	$253.0K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

CITY OF LONDON INVESTMENT MANAGEMENT CO LTDSCHEDULE 13G/A, 7 filings Feb 11, 2022 to May 7, 2026²¹
Bank of AmericaSCHEDULE 13G/A, 2 filings Feb 14, 2025 to Apr 27, 2026²²
Morgan StanleySCHEDULE 13G/A, 5 filings Jan 10, 2022 to Aug 7, 2025²³
Saba Capital Management, L.P.SC 13G/A, 4 filings Jul 8, 2022 to Nov 7, 2024²⁴
PRIVATE MANAGEMENT GROUP INCSC 13G/A, 3 filings Feb 10, 2022 to Feb 2, 2024²⁵
FIRST TRUST PORTFOLIOS LPSC 13G/A, 2 filings Jan 26, 2022 to Feb 13, 2023²⁶

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 89. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Bank Of America Corp /de/	3,796,841	$38.5M	0.0%	−30,694
Morgan Stanley	3,220,189	$32.7M	0.0%	−29,024
City Of London Investment Management Co Ltd	2,781,835	$28.2M	1.7%	−83,723
Saba Capital Management, L.P.	1,951,651	$19.8M	0.6%	+208,597
UBS Group AG	946,783	$9.6M	0.0%	+51,643
Advisors Asset Management, Inc.	901,049	$9.1M	0.1%	+24,841
D. E. Shaw & Co., Inc.	813,814	$8.3M	0.0%	No change
Private Management Group Inc	507,125	$5.1M	0.1%	−234,682
Oppenheimer & Co Inc	402,706	$4.1M	0.0%	+5,467
Thomas J. Herzfeld Advisors, Inc.	352,764	$3.6M	1.1%	+29,238
Stifel Financial Corp	310,691	$3.2M	0.0%	−11,836
Ameriprise Financial Inc	300,970	$3.1M	0.0%	−27,169
Invesco Ltd.	267,509	$2.7M	0.0%	+12,895
Uhlmann Price Securities, LLC	246,450	$2.5M	0.1%	+6,548
Raymond James Financial Inc	230,830	$2.3M	0.0%	+41,250
Wells Fargo & Company/mn	228,824	$2.3M	0.0%	+2,633
NewEdge Advisors, LLC	228,521	$2.3M	0.0%	+59,367
LPL Financial LLC	215,754	$2.2M	0.0%	+84,479
Focus Partners Wealth	196,204	$2.0M	0.0%	−72,220
Samalin Investment Counsel, LLC	174,324	$1.8M	0.6%	+80,048
VestGen Advisors, LLC	160,541	$1.6M	0.0%	+6,306
Neuberger Berman Group LLC	159,427	$1.6M	0.0%	−138
Osaic Holdings, Inc.	144,788	$1.5M	0.0%	+33,878
Closed-End Fund Advisors, Inc.	142,740	$1.4M	1.4%	+3,367
Cornerstone Wealth Management, LLC	116,577	$1.2M	0.1%	+3,017

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARNeuberger Energy Infrastructure & Income Fund Inc. filings on SEC EDGAR
2
SEC EDGARNeuberger Energy Infrastructure & Income Fund Inc. filings on SEC EDGAR
3
SEC EDGARBrian Patrick Kerrane, Chief operating officer
4
SEC EDGARJohn M. McGovern, Treasurer & Prin Fin&Acct Off.
5
SEC EDGARClaudia A. Brandon, Exec. VP & Secretary
6
SEC EDGARAmi Kaplan, Board member
7
SEC EDGARFranklyn E. Smith, Board member
8
SEC EDGARMarc Gary, Board member
9
SEC EDGARMichael J. Cosgrove, Board member
10
SEC EDGARDeborah C. McLean, Board member
11
SEC EDGARJames G. Stavridis, Board member
12
SEC EDGARGeorge W. Morriss, Board member
13
SEC EDGARHoward Mileaf, Board member
14
SEC EDGARMartha Clark Goss, Board member
15
SEC EDGARTom D. Seip, Board member
16
SEC EDGARCandace L. Straight, Board member
17
SEC EDGARFaith Colish, Board member
18
SEC EDGARJack L. Rivkin, Board member
19
SEC EDGARMichael M. Knetter, Board member
20
SEC EDGARPeter P. Trapp, Board member
21
SEC EDGARCITY OF LONDON INVESTMENT MANAGEMENT CO LTD SCHEDULE 13G/A on Neuberger Energy Infrastructure & Income Fund Inc.
22
SEC EDGARBank of America SCHEDULE 13G/A on Neuberger Energy Infrastructure & Income Fund Inc.
23
SEC EDGARMorgan Stanley SCHEDULE 13G/A on Neuberger Energy Infrastructure & Income Fund Inc.
24
SEC EDGARSaba Capital Management, L.P. SC 13G/A on Neuberger Energy Infrastructure & Income Fund Inc.
25
SEC EDGARPRIVATE MANAGEMENT GROUP INC SC 13G/A on Neuberger Energy Infrastructure & Income Fund Inc.
26
SEC EDGARFIRST TRUST PORTFOLIOS LP SC 13G/A on Neuberger Energy Infrastructure & Income Fund Inc.