Overview
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2022
Where the money goes
Where each dollar of revenue went, fiscal 2022
- Cost of revenue97¢$231.1M
- Other costs3¢$7.0M
- Income tax0¢$49.0K
Out of $238.1M in revenue.3 The company lost money this year.
Financial statements
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Revenue | $231.0M4 | $187.0M5 | $188.9M6 | $245.8M7 | $269.1M8 | $304.9M3 | $238.1M3 |
| Cost of revenue | $199.8M4 | $169.1M5 | $160.2M5 | $214.9M7 | $235.0M8 | $273.5M3 | $231.1M3 |
| Gross profit | $31.2M4 | $17.9M5 | $28.7M6 | $30.9M7 | $34.0M8 | $31.4M3 | $7.0M3 |
| Operating expenses | $24.5M3 | $27.2M3 | |||||
| Operating income | -$18.0M4 | -$22.0M5 | -$10.0M6 | $5.4M7 | $9.5M8 | $6.9M3 | -$20.2M3 |
| Income before tax | $3.5M3 | -$14.2M3 | |||||
| Income tax | $1.4M4 | -$6.4M5 | -$4.4M6 | $333.0K7 | $1.4M8 | $793.0K3 | -$49.0K3 |
| Net income | -$43.6M4 | -$56.5M5 | -$25.4M6 | $2.2M7 | $1.5M8 | $2.7M3 | -$13.7M3 |
| Earnings per share | -$2.504 | -$3.205 | -$1.406 | $0.127 | $0.068 | $0.113 | -$0.533 |
| Earnings per share (diluted) | -$2.504 | -$3.205 | -$1.406 | $0.127 | $0.068 | $0.103 | -$0.533 |
| Shares (weighted, basic) | 25.5M shares3 | 26.0M shares3 | |||||
| Shares (weighted, diluted) | 26.1M shares3 | 26.0M shares3 |
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Cash | $11.6M5 | $16.2M6 | $4.9M7 | $7.8M8 | $9.2M3 | $3.0M3 | $963.0K3 |
| Receivables | $35.2M3 | $31.0M3 | |||||
| Current assets | $158.2M4 | $85.6M5 | $37.6M6 | $55.7M7 | $51.2M8 | $61.9M3 | $51.1M3 |
| Goodwill | $35.4M3 | $35.4M3 | |||||
| Intangible assets | $12.5M3 | $12.5M3 | |||||
| Total assets | $233.5M4 | $135.8M5 | $87.5M6 | $112.5M7 | $105.1M8 | $116.2M3 | $108.5M3 |
| Accounts payable | $12.2M3 | $12.0M3 | |||||
| Short-term debt | $1.1M3 | $17.4M3 | |||||
| Current liabilities | $77.3M4 | $54.0M5 | $27.0M6 | $46.9M7 | $33.5M8 | $41.0M3 | $50.1M3 |
| Long-term debt | $45.3M4 | $24.3M5 | $33.0M6 | $32.7M7 | $30.7M8 | $30.3M3 | $23.4M3 |
| Total liabilities | $146.4M4 | $93.7M5 | $69.3M6 | $90.3M7 | $73.2M8 | $79.7M3 | $84.1M3 |
| Retained earnings | -$55.9M3 | -$69.6M3 | |||||
| Shareholders’ equity | $87.1M5 | $42.1M6 | $18.2M7 | $22.2M8 | $31.9M3 | $36.5M3 | $24.4M3 |
| Shares outstanding | 17.5M shares4 | 17.9M shares5 | 18.7M shares6 | 19.1M shares7 | 25.3M shares8 | 25.9M shares3 | 26.5M shares3 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Cash from operations | -$3.6M4 | -$30.9M5 | -$14.4M6 | -$3.8M7 | $11.2M8 | -$4.5M3 | -$8.7M3 |
| Depreciation and amortization | $190.0K3 | $230.0K3 | |||||
| Stock-based compensation | $3.0M3 | $1.7M3 | |||||
| Capital spending | $382.0K4 | $112.0K5 | $137.0K6 | $242.0K7 | $117.0K8 | $538.0K3 | $834.0K3 |
| Free cash flow | -$4.0M | -$31.0M | -$14.6M | -$4.1M | $11.1M | -$5.0M | -$9.5M |
| Cash from investing | -$538.0K3 | -$834.0K3 | |||||
| Dividends paid | $9.0K5 | ||||||
| Cash from financing | -$1.3M3 | $7.7M3 |
Corporate structure
NOS4-1, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of NOS4-1, Inc.
- Minerva Advisors LLC Filed SC 13G/A on NOS4-1, Inc., latest Feb 14, 2023 (2 filings since Feb 14, 2022)
- Francis Capital Management, LLC Filed SC 13G/A on NOS4-1, Inc., latest Feb 13, 2023 (2 filings since Feb 14, 2022)
- Wax Asset Management, LLC Filed SC 13G/A on NOS4-1, Inc., latest Feb 7, 2023 (2 filings since Jan 31, 2022)
- Emancipation Management LLC Filed SC 13G/A on NOS4-1, Inc., latest Feb 1, 2023 (2 filings since Jan 27, 2022)
- NOS4-1, Inc. Wilmington, Delaware
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What NOS4-1, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Stakes in other companies (equity method) | $1.9M3 Dec 31, 2022 | $2.5M3 Dec 31, 2021 | −25.9% |
Intangibles and goodwill
Leadership
Who has led NOS4-1, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
- Reynolds A. Brousseau2006
- David L. Keller2010–2012
- Luis Manuel Ramirez2012–2014
- Penny Sherrod-Campanizzi2014
- John Durkee2014
- Neil Riddle2014
- Tedd Sellers2014
- Ross J. Marcoot2015
- Terence James Cryan2016–2017
- Craig E. Holmes2017–2018
- Tracy D. Pagliara2017–2023
- Matthew J. Petrizzo2019–2020
- Michael Kelly Powers2019–2020
Chief financial officer
Chief operating officer
- Chief executive officerCraig E. Holmes Oct 16, 2017 to Apr 3, 201811
- Chief executive officerTracy D. Pagliara Oct 16, 2017 to Apr 4, 202312
- Chief executive officerTerence James Cryan Apr 5, 2016 to Jun 2, 201713
- Chief executive officerLuis Manuel Ramirez Jul 3, 2012 to May 7, 201414
- Chief executive officerDavid L. Keller Aug 5, 2010 to Apr 3, 201215
- Chief executive officerReynolds A. Brousseau May 17, 2006 to May 17, 200616
- PresidentMatthew J. Petrizzo Aug 19, 2019 to Jun 9, 202017
- PresidentMichael Kelly Powers Aug 19, 2019 to Apr 2, 202018
- PresidentCraig E. Holmes Oct 16, 2017 to Apr 3, 201811
- PresidentTracy D. Pagliara Oct 16, 2017 to Apr 4, 202312
- PresidentTerence James Cryan Apr 5, 2016 to Jun 2, 201713
- PresidentRoss J. Marcoot Feb 6, 2015 to Feb 6, 201519
- PresidentPenny Sherrod-Campanizzi Apr 2, 2014 to Apr 2, 201420
- PresidentJohn Durkee May 12, 2014 to May 12, 201421
- PresidentNeil Riddle May 12, 2014 to Jul 1, 201422
- PresidentTedd Sellers May 12, 2014 to May 12, 201423
- PresidentLuis Manuel Ramirez Jul 3, 2012 to May 7, 201414
- PresidentDavid L. Keller Aug 5, 2010 to Apr 3, 201215
- PresidentReynolds A. Brousseau May 17, 2006 to May 17, 200616
- Chief financial officerDamien Vassall Nov 10, 2021 to Apr 4, 202324
- Chief financial officerRandall R. Lay Oct 1, 2019 to Apr 2, 202125
- Chief financial officerTimothy Howsman Jun 6, 2018 to Apr 5, 201926
- Chief financial officerCraig E. Holmes Apr 19, 2017 to Apr 19, 201727
- Chief financial officerErin Gonzalez Aug 11, 2017 to Apr 3, 201828
- Chief financial officerRaymond Kershaw Guba Nov 20, 2013 to Apr 2, 201529
- Chief financial officerDavid L. Willis Aug 5, 2010 to Apr 1, 201330
- Chief financial officerVerges Mardi Ford De Sep 12, 2006 to Sep 12, 200631
- Chief operating officerRandall R. Lay Mar 25, 2022 to Apr 4, 202332
Board members and other officers (32)
- OfficerMichael Kelly Powers Apr 2, 2021 to Apr 2, 202133
- VP, Human ResourcesDawn Jenkins Nov 10, 2021 to Apr 4, 202334
- EVP, Business DevelopmentRaymond A. Hruby Jr. Nov 22, 2021 to May 19, 202235
- Principal accounting officerMark Jolly Mar 24, 2017 to Apr 19, 201736
- VP,Administration, GC and Sec.Charles E. Wheelock Aug 4, 2017 to Apr 4, 202337
- Pres., Global Power ProductsJohn Durkee Apr 2, 2015 to Apr 2, 201538
- Pres., Global Power ServicesRoss J. Marcoot Apr 2, 2015 to Dec 11, 201539
- Senior Vice President, FinanceCraig E. Holmes Sep 28, 2015 to Dec 11, 201540
- principal financial officerTimothy Howsman Oct 2, 2015 to Dec 11, 201541
- Chief Human Resources OfficerKeri Jolly Nov 14, 2014 to Dec 11, 201542
- Chief Human Resources OfficerMelanie Barth May 17, 2013 to Apr 2, 201443
- OfficerPenny Sherrod-Campanizzi Aug 13, 2013 to Aug 13, 201344
- SVP & President of ProductsDean J. Glover Aug 5, 2010 to Apr 1, 201345
- Senior Vice PresidentGene F. Schockemoehl Aug 5, 2010 to Apr 2, 201446
- SVP & President of ServicesKenneth W. Robuck Aug 5, 2010 to Apr 1, 201347
- Gnl Coun, Sec & VP of Bus.Dev.Tracy D. Pagliara Aug 5, 2010 to Apr 19, 201748
- Chief Information OfficerJohn R. McNaughton Mar 21, 2006 to Mar 21, 200649
- Chief Accounting OfficerMichael E. Hanson Mar 27, 2006 to Mar 27, 200650
- Board memberMitchell I. Quain Sep 9, 2020 to Feb 3, 202351
- Board memberCraig E. Holmes Oct 16, 2017 to Apr 3, 201811
- Board memberTracy D. Pagliara Oct 16, 2017 to Apr 4, 202312
- Board memberLinda Goodspeed Jun 6, 2016 to Feb 3, 202352
- Board memberGary J. Taylor Oct 19, 2015 to Oct 19, 201553
- Board memberRobert B. Mills Oct 19, 2015 to Feb 3, 202354
- Board memberMichael E. Rescoe Aug 6, 2014 to Jan 26, 201555
- Board memberLuis Manuel Ramirez Jul 3, 2012 to May 7, 201414
- Board memberMichael Salvati Aug 19, 2011 to Jan 26, 201556
- Board memberCarl Bartoli Aug 5, 2010 to Jan 26, 201557
- Board memberCharles Macaluso Aug 5, 2010 to Feb 8, 202158
- Board memberDavid L. Keller Aug 5, 2010 to May 15, 201515
- Board memberEugene I. Davis Aug 5, 2010 to Jan 24, 201459
- Board memberTerence James Cryan Aug 5, 2010 to Jun 2, 201760
Former names
Timeline
- Jan 12, 20248-K Bylaws or fiscal year changed; Other events61
- Oct 18, 20238-K Executive or director change; Other events62
- Sep 22, 20238-K Completed an acquisition or sale; Executive or director change63
- Jul 28, 20238-K Entered a material agreement; New debt or obligation; Listing notice or transfer64
- Jul 24, 20238-K Entered a material agreement; Bankruptcy or receivership; New debt or obligation65
- Jun 30, 20238-K Executive or director change66
- May 17, 20238-K Results of operations; Regulation FD disclosure67
- Apr 10, 20238-K Entered a material agreement; New debt or obligation68
- Mar 31, 20238-K Results of operations; Regulation FD disclosure69
- Mar 2, 20238-K Entered a material agreement; New debt or obligation; Other events70
- Jan 11, 20238-K Entered a material agreement; Results of operations; New debt or obligation71
- Nov 14, 20228-K Results of operations; Regulation FD disclosure72
- Oct 16, 2017New chief executive Tracy D. Pagliara becomes CEO12
- Oct 16, 2017New chief executive Craig E. Holmes becomes CEO11
- Apr 5, 2016New chief executive Terence James Cryan becomes CEO13
- Jul 3, 2012New chief executive Luis Manuel Ramirez becomes CEO14
- Aug 5, 2010New chief executive David L. Keller becomes CEO15
- May 17, 2006New chief executive Reynolds A. Brousseau becomes CEO16
Calendar
When it reported results
- May 17, 2023Reported quarterly or annual results67
- Mar 31, 2023Reported quarterly or annual results69
- Jan 11, 2023Reported quarterly or annual results71
- Nov 14, 2022Reported quarterly or annual results72
- Aug 11, 2022Reported quarterly or annual results73
- Aug 4, 2022Reported quarterly or annual results74
- May 12, 2022Reported quarterly or annual results75
- Mar 16, 2022Reported quarterly or annual results76
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
105 filings to the SEC since October 2021: 3 annual reports, 6 quarterly reports, 24 major events, 60 insider forms, 8 large holders, 4 other. The latest 20:
- Jan 12, 20248-K EDGAR
- Oct 18, 20238-K EDGAR
- Sep 22, 20238-K EDGAR
- Aug 16, 202310-Q EDGAR
- Aug 1, 202325-NSE EDGAR
- Jul 28, 20238-K EDGAR
- Jul 24, 20238-K EDGAR
- Jun 30, 20238-K EDGAR
- May 17, 202310-Q EDGAR
- May 17, 20238-K EDGAR
- May 1, 202310-K/A EDGAR
- Apr 10, 20238-K EDGAR
- Apr 4, 20234 OWNERSHIP DOCUMENT EDGAR
- Apr 4, 20234 OWNERSHIP DOCUMENT EDGAR
- Apr 4, 20234 OWNERSHIP DOCUMENT EDGAR
- Apr 4, 20234 OWNERSHIP DOCUMENT EDGAR
- Apr 4, 20234 OWNERSHIP DOCUMENT EDGAR
- Apr 4, 20234 OWNERSHIP DOCUMENT EDGAR
- Mar 31, 202310-K EDGAR
- Mar 31, 20238-K EDGAR
The 105 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
37 open-market trades by officers, directors and large owners since October 2021: 37 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Nov 18, 2022 | BROWN DAVID A BDirector | Buy | 85,304 | $1.02 | $87.0K | Form 4 |
| Nov 17, 2022 | BROWN DAVID A BDirector | Buy | 15,705 | $1.01 | $15.9K | Form 4 |
| Sep 1, 2022 | OBUS NELSONDirector | Buy | 2,225 | $1.65 | $3.7K | Form 4 |
| Sep 1, 2022 | OBUS NELSONDirector | Buy | 2,225 | $1.65 | $3.7K | Form 4 |
| Aug 31, 2022 | OBUS NELSONDirector | Buy | 951 | $1.65 | $1.6K | Form 4 |
| Aug 31, 2022 | OBUS NELSONDirector | Buy | 951 | $1.65 | $1.6K | Form 4 |
| Aug 29, 2022 | OBUS NELSONDirector | Buy | 9,543 | $1.65 | $15.7K | Form 4 |
| Aug 29, 2022 | WYNNEFIELD PARTNERS SMALL CAP VALUE LP10% owner | Buy | 9,543 | $1.65 | $15.7K | Form 4 |
| Aug 26, 2022 | OBUS NELSONDirector | Buy | 40,007 | $1.65 | $66.0K | Form 4 |
| Aug 26, 2022 | WYNNEFIELD PARTNERS SMALL CAP VALUE LP10% owner | Buy | 40,007 | $1.65 | $66.0K | Form 4 |
| May 24, 2022 | BROWN DAVID A BDirector | Buy | 3,200 | $1.75 | $5.6K | Form 4 |
| May 23, 2022 | BROWN DAVID A BDirector | Buy | 24,836 | $1.72 | $42.7K | Form 4 |
| May 23, 2022 | Jenkins DawnVP, Human Resources | Buy | 5,952 | $1.68 | $10.0K | Form 4 |
| May 20, 2022 | BROWN DAVID A BDirector | Buy | 8,717 | $1.60 | $13.9K | Form 4 |
| May 19, 2022 | BROWN DAVID A BDirector | Buy | 34,456 | $1.54 | $53.1K | Form 4 |
| May 18, 2022 | BROWN DAVID A BDirector | Buy | 113,933 | $1.50 | $170.9K | Form 4 |
| May 17, 2022 | BROWN DAVID A BDirector | Buy | 15,358 | $1.46 | $22.4K | Form 4 |
| Mar 23, 2022 | Vassall DamienVP, Chief Financial Officer | Buy | 11,500 | $1.83 | $21.0K | Form 4 |
| Mar 23, 2022 | LAY RANDALL REVP, Chief Operating Officer | Buy | 7,500 | $1.73 | $13.0K | Form 4 |
| Mar 22, 2022 | PAGLIARA TRACY DPresident and CEO | Buy | 2,689 | $1.81 | $4.9K | Form 4 |
All 37 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Minerva Advisors LLCSC 13G/A, 2 filings Feb 14, 2022 to Feb 14, 202377
- Francis Capital Management, LLCSC 13G/A, 2 filings Feb 14, 2022 to Feb 13, 202378
- Wax Asset Management, LLCSC 13G/A, 2 filings Jan 31, 2022 to Feb 7, 202379
- Emancipation Management LLCSC 13G/A, 2 filings Jan 27, 2022 to Feb 1, 202380
SEC filer profile
How NOS4-1, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARNOS4-1, Inc.1
- CIK0001136294
- Employer ID (EIN)73-15413781
- Filer statusNon-accelerated filer<br>smaller reporting company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Industry code (SIC)1600 Heavy Construction Other Than Bldg Const - Contractors1
- SEC reviewing officeOffice of Real Estate & Construction, Division of Corporation Finance1
- Business address1007 North Orange Street, 4Th Floor, Suite 461, Wilmington, DE 198011
- Phone770-879-44001
- Shares outstanding27,210,391 as of Aug 11, 202310
- Public float$23.2M as of Jul 1, 202281
- On EDGAR sinceMar 9, 20011
- Filings997 in all: 4 (388), 8-K (202), SC 13G/A (94), 3 (56), 10-Q (48), SC 13G (44), 10-K (16), DEF 14A (14)1
All 42 form types
NT 10-Q (14), SC 13D/A (13), 8-K/A (10), CORRESP (10), S-8 (10), UPLOAD (10), ARS (8), S-1/A (6), SD (6), NT 10-K (5), 8-A12B (4), DEFA14A (4), 10-12B/A (3), 10-K/A (3), 25-NSE (3), SC 13D (3), 4/A (2), 424B3 (2), S-1 (2), S-3 (2), S-3/A (2), 10-12B (1), 10-K405 (1), 10-Q/A (1), 15-12B (1), 25 (1), 3/A (1), 424B4 (1), CERT (1), CERTNAS (1), CERTNYS (1), CT ORDER (1), EFFECT (1), REGDEX (1)
- Latest filingsAnnual report (10-K) Mar 31, 2023
Quarterly report (10-Q) Aug 16, 2023
Proxy statement (DEF 14A) Mar 23, 2022
Latest 8-K (8-K) Jan 12, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1SEC EDGARNOS4-1, Inc. filings on SEC EDGAR
- 2SEC EDGARNOS4-1, Inc. filings on SEC EDGAR
- 3SEC EDGARNOS4-1, Inc. 10-K for fiscal 2022
- 4SEC EDGARNOS4-1, Inc. 10-K for fiscal 2016
- 5SEC EDGARNOS4-1, Inc. 10-K for fiscal 2017
- 6SEC EDGARNOS4-1, Inc. 10-K for fiscal 2018
- 7SEC EDGARNOS4-1, Inc. 10-K for fiscal 2019
- 8SEC EDGARNOS4-1, Inc. 10-K for fiscal 2020
- 9SEC EDGARNOS4-1, Inc. 10-Q for fiscal 2023
- 10SEC EDGARNOS4-1, Inc. 10-Q for fiscal 2023
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- 17SEC EDGARMatthew J. Petrizzo, President
- 18SEC EDGARMichael Kelly Powers, President
- 19SEC EDGARRoss J. Marcoot, President
- 20SEC EDGARPenny Sherrod-Campanizzi, President
- 21SEC EDGARJohn Durkee, President
- 22SEC EDGARNeil Riddle, President
- 23SEC EDGARTedd Sellers, President
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- 33SEC EDGARMichael Kelly Powers, Officer
- 34SEC EDGARDawn Jenkins, VP, Human Resources
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- 44SEC EDGARPenny Sherrod-Campanizzi, Officer
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- 51SEC EDGARMitchell I. Quain, Board member
- 52SEC EDGARLinda Goodspeed, Board member
- 53SEC EDGARGary J. Taylor, Board member
- 54SEC EDGARRobert B. Mills, Board member
- 55SEC EDGARMichael E. Rescoe, Board member
- 56SEC EDGARMichael Salvati, Board member
- 57SEC EDGARCarl Bartoli, Board member
- 58SEC EDGARCharles Macaluso, Board member
- 59SEC EDGAREugene I. Davis, Board member
- 60SEC EDGARTerence James Cryan, Board member
- 61
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- 66SEC EDGARExecutive or director change
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