NSLR on Nasdaq

Neostellar Capital Corp.

Private company that raised $30 million in 2024 (SEC Form D). Summary from the record

Price unavailable

Last updated Oct 19, 2026.

Overview

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  • TickerNSLR on Nasdaq1
  • HeadquartersNew York, New York1
  • Incorporated inMD2
  • Business address640 Fifth Avenue, 12Th Floor, New York, Ny 100192
  • Filer categoryNon-accelerated filer2
  • Legal formCorporation

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Company’s Limited Partner Fund Investment in True Global Ventures 4 Plus Pte Ltd.3 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income4567$48.8M in 2025−35% since 2020
-$200.0M-$100.0M0$100.0M$200.0M2020: $75.3M$75.3M20202021: $147.1M$147.1M2021+95%2022: -$132.2M-$132.2M20222023: $5.1M$5.1M20232024: -$38.1M-$38.1M20242025: $48.8M$48.8M2025

Every line of the income statement as filed: the last 3 fiscal years (annual) or 12 quarters (quarterly), latest first.7

Period ending2025-12-312024-12-312023-12-31
Total Investment Income$1.7M$4.7M$6.6M
Compensation expense$8.8M$9.2M$9.5M
Directors fees$789.4K$682.3K$645.5K
Interest expense$5.1M$4.8M$4.9M
Professional fees$2.2M$2.3M$2.6M
Income tax expense-$190.8K$88.7K$624.0K
Other expenses$1.4M$1.6M$1.8M
Total Operating Expenses$18.2M$18.6M$20.0M
Net Investment Loss-$16.5M-$14.0M-$13.4M
Net Realized Gain/(Loss) on Investments$33.2M-$5.0M-$11.9M
Realized loss on partial repurchase of 6.00% Notes due December 30, 2026-$21.2K-$183.7K
Net Change in Unrealized Appreciation/(Depreciation) of Investments$32.1M-$19.0M$30.5M
Net Change in Net Assets Resulting from Operations$48.8M-$38.1M$5.1M
Basic$2.01-$1.60$0.19
Diluted$1.78-$1.60$0.19
Basic24.2M shares23.9M shares26.2M shares
Diluted28.8M shares23.9M shares26.2M shares
Weighted average common shares outstanding for diluted, excluded3.9M shares

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Leadership

Who has led Neostellar Capital Corp., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Michael T. Moe2011–2016

Chair

  1. Michael T. Moe2017

President

  1. Michael T. Moe2011–2013
  2. Mark W. Flynn2016

Chief financial officer

  1. Stephen D. Bard2011
  2. William F. Tanona2014
  3. Allison Green2019

Chief operating officer

  1. Paul Lapping2011
201520202025
Board members and other officers (17)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Executive Officer, DirectorMark Klein named Oct 10, 202433

Former names

  • SURO CAPITAL CORP.Jun 24, 2020 to Jun 26, 20262
  • SUTTER ROCK CAPITAL CORP.Aug 1, 2019 to Jun 16, 20202
  • GSV Capital Corp.May 26, 2011 to Jul 24, 20192
  • NeXt Innovation Corp.Apr 14, 2011 to May 10, 20112
  • NeXt BDC Capital Corp.Jan 6, 2011 to Mar 30, 20112

Timeline

  1. Apr 28, 2011New chief executive Michael T. Moe becomes CEO10

Filings

238 filings to the SEC since October 2021: 7 annual reports, 15 quarterly reports, 65 major events, 85 insider forms, 11 large holders, 2 private raises, 53 other. The latest 20:

  1. Oct 5, 20268-K EDGAR
  2. Oct 2, 202640-APP/A EDGAR
  3. Sep 30, 2026EFFECT EDGAR
  4. Sep 24, 2026N-2/A EDGAR
  5. Sep 23, 202610-K/A EDGAR
  6. Sep 22, 20264 EDGAR
  7. Sep 16, 2026SCHEDULE 13D/A EDGAR
  8. Sep 4, 20264 EDGAR
  9. Sep 3, 2026144 EDGAR
  10. Sep 2, 202640-17G EDGAR
  11. Aug 26, 20264 EDGAR
  12. Aug 14, 2026S-8 POS EDGAR
  13. Aug 10, 20264 EDGAR
  14. Aug 6, 202610-Q EDGAR
  15. Aug 5, 20268-K EDGAR
  16. Aug 3, 202640-APP EDGAR
  17. Jul 31, 2026N-2 EDGAR
  18. Jul 22, 20263 EDGAR
  19. Jul 21, 20268-K EDGAR
  20. Jul 8, 20268-K EDGAR

The 238 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

42 open-market trades by officers, directors and large owners since October 2021: 34 buys and 8 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 21, 2026Klein Mark DChairman, CEO and PresidentBuy5,000$7.91$39.5KForm 4
Sep 3, 2026LOTT RONALD M.DirectorSale5,085$9.96$50.6KForm 4
Aug 26, 2026Falk Erik ADirectorBuy50,000$10.22$511.0KForm 4
Aug 10, 2026Klein Mark DChairman, CEO and PresidentBuy26,040$9.60$250.0KForm 4
Jun 23, 2026LOTT RONALD M.DirectorSale500$12.35$6.2KForm 4
Apr 28, 2026LOTT RONALD M.DirectorSale10,669$12.90$137.6KForm 4
Apr 22, 2026Klein Mark DChairman, CEO and PresidentBuy2,500$13.25$33.1KForm 4
Apr 21, 2026Klein Mark DChairman, CEO and PresidentBuy2,500$13.08$32.7KForm 4
Aug 19, 2025LOTT RONALD M.DirectorSale7,500$8.81$66.1KForm 4
Aug 12, 2025Klein Mark DChairman, CEO and PresidentBuy10,000$8.45$84.5KForm 4
Aug 11, 2025Klein Mark DChairman, CEO and PresidentBuy4,571$8.69$39.7KForm 4
Jun 11, 2025LOTT RONALD M.DirectorSale39$7.42$289Form 4
May 9, 2025Klein Mark DChairman, CEO and PresidentBuy16,500$5.26$86.8KForm 4
Mar 20, 2025LOTT RONALD M.DirectorSale10,000$5.90$59.0KForm 4
Dec 26, 2024LOTT RONALD M.DirectorSale434$6.06$2.6KForm 4
Dec 2, 2024Klein Mark DChairman, CEO and PresidentBuy743$5.49$4.1KForm 4
Dec 2, 2024Green AllisonSee RemarksBuy9,100$5.48$49.9KForm 4
Nov 29, 2024Klein Mark DChairman, CEO and PresidentBuy39,000$5.20$202.8KForm 4
Nov 27, 2024Klein Mark DChairman, CEO and PresidentBuy32,257$5.10$164.5KForm 4
Nov 26, 2024Klein Mark DChairman, CEO and PresidentBuy10,000$5.03$50.3KForm 4

All 42 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Aug 14, 2024Raised $30 million in a private offering of debt Form D: 1 investor so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 78. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Gabelli Funds LLC1,227,056$15.4M0.1%−77,046
Thomas J. Herzfeld Advisors, Inc.788,403$9.9M3.0%+755,885
Kingsview Wealth Management, LLC564,301$7.1M0.1%+299,043
GatePass Capital, LLC508,150$6.4M2.4%+2,250
Needham Investment Management LLC426,594$5.3M0.2%No change
Franklin Resources Inc290,917$3.6M0.0%−9,778
Mgo One Seven LLC258,244$3.2M0.1%−3,727
Gamco Investors, Inc. Et Al243,500$3.1M0.0%−1,000
Jane Street Group, LLC237,011$3.0M0.0%+39,958
LPL Financial LLC208,699$2.6M0.0%+6,226
Two Sigma Investments, LP200,359$2.5M0.0%+146,264
Lazard Asset Management LLC111,690$1.4M0.0%New
Intrepid Family Office LLC100,000$1.3M1.2%−25,000
BlackRock, Inc.87,954$1.1M0.0%−2,202
Balyasny Asset Management L.P.86,594$1.1M0.0%New
Wealth Enhancement Advisory Services, LLC91,236$1.0M0.0%New
Mangrove Partners Im, LLC73,351$919.8K0.1%+26,772
Private Advisor Group, LLC71,856$901.1K0.0%+2,822
Morgan Stanley70,172$880.0K0.0%+4,286
Green Alpha Advisors, LLC59,375$744.6K0.5%+764
Wells Fargo & Company/mn55,916$701.2K0.0%+13,440
Susquehanna International Group, Llp52,541$658.9K0.0%New
Stratos Wealth Partners, LTD.47,543$596.2K0.0%−4,372
XTX Topco Ltd46,471$582.7K0.0%+10,133
Connor, Clark & Lunn Investment Management Ltd.43,521$545.8K0.0%New

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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