Private company
NUVEEN INVESTMENTS, INC
American investment advice company based in Chicago, incorporated in Delaware.
Last updated Oct 18, 2026.
Overview
- IndustryInvestment Advice
- HeadquartersChicago, United States
Leadership
Who has led NUVEEN INVESTMENTS, INC, and when. Pick a name to see everywhere that person has worked.
Chief executive
2010201520202025
- Chief executive officerJohn P. Amboian Nov 15, 2007 to Nov 15, 20072
- ChairTimothy R. Schwertfeger Jan 18, 2006 to Nov 15, 20073
- PresidentMark Anson Sep 6, 2007 to Sep 6, 20074
- PresidentJohn P. Amboian Jan 18, 2006 to Aug 7, 20075
Board members and other officers (13)
- Executive Vice PresidentAlan A. Brown Jan 18, 2006 to Nov 15, 20076
- Senior Vice PresidentAlan G. Berkshire Jan 18, 2006 to Nov 15, 20077
- Senior Vice President, FinanceMargaret E. Wilson Jan 18, 2006 to Aug 7, 20068
- Chief Administrative OfficerGlenn R. Richter May 31, 2006 to Nov 15, 20079
- Vice President & P.A.O.Sherri A. Hlavacek Oct 13, 2006 to Nov 15, 200710
- Board memberConnie K. Duckworth Jan 18, 2006 to Nov 15, 200711
- Board memberJohn P. Amboian Jan 18, 2006 to Nov 15, 20075
- Board memberDuane R. Kullberg Mar 16, 2006 to Nov 15, 200712
- Board memberRoderick A. Palmore Mar 16, 2006 to Nov 15, 200713
- Board memberW. John Driscoll Mar 16, 2006 to May 12, 200614
- Board memberWillard L. Boyd Mar 16, 2006 to Nov 15, 200715
- Board memberPierre E. Leroy Apr 5, 2006 to Mar 16, 200716
- General counselJohn L. Maccarthy Mar 7, 2006 to Nov 15, 200717
Timeline
- Nov 15, 2007New chief executive John P. Amboian becomes CEO2
Filings
15 filings to the SEC since October 2021: 15 other. The latest 15:
- Feb 10, 202513F-NT EDGAR
- Nov 8, 202413F-NT EDGAR
- Aug 29, 2024N-PX EDGAR
- Aug 9, 202413F-NT EDGAR
- May 10, 202413F-NT EDGAR
- Feb 14, 202413F-NT EDGAR
- Nov 14, 202313F-NT EDGAR
- Aug 14, 202313F-NT EDGAR
- May 12, 202313F-NT EDGAR
- Feb 14, 202313F-NT EDGAR
- Nov 14, 202213F-NT EDGAR
- Aug 15, 202213F-NT EDGAR
- May 16, 202213F-NT EDGAR
- Feb 11, 202213F-NT EDGAR
- Nov 12, 202113F-NT EDGAR
Every filing from the last three years, summarized. The full record is on SEC EDGAR.
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3SEC EDGARTimothy R. Schwertfeger, Chair
- 4SEC EDGARMark Anson, President
- 5SEC EDGARJohn P. Amboian, President
- 6
- 7
- 8
- 9
- 10
- 11SEC EDGARConnie K. Duckworth, Board member
- 12SEC EDGARDuane R. Kullberg, Board member
- 13SEC EDGARRoderick A. Palmore, Board member
- 14SEC EDGARW. John Driscoll, Board member
- 15SEC EDGARWillard L. Boyd, Board member
- 16SEC EDGARPierre E. Leroy, Board member
- 17SEC EDGARJohn L. Maccarthy, General counsel