Overview
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2021
Where the money goes
Where each dollar of revenue went, fiscal 2021
- Cost of revenue1¢$370.0K
- Research and development70¢$34.7M
- Selling, general and admin30¢$14.7M
Out of $125.0K in revenue.4 The company lost money this year.
Financial statements
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Revenue | $05 | $683.0K6 | $1.2M7 | $745.0K8 | $600.0K4 | $273.0K4 | $125.0K4 |
| Cost of revenue | $05 | $1.7M6 | $3.1M7 | $946.0K8 | $912.0K4 | $1.2M4 | $370.0K4 |
| Research and development | $38.8M5 | $60.7M6 | $42.7M7 | $31.8M8 | $32.8M4 | $28.0M4 | $34.7M4 |
| Selling, general and admin | $23.2M5 | $49.8M6 | $46.8M7 | $20.0M8 | $11.7M4 | $14.6M4 | $14.7M4 |
| Operating expenses | $49.8M4 | ||||||
| Operating income | -$62.0M5 | -$111.5M6 | -$91.4M7 | -$52.1M8 | -$44.8M4 | -$43.5M4 | -$49.6M4 |
| Interest | $012 | $012 | |||||
| Income tax | $1.0K5 | $1.0K6 | $07 | $08 | $04 | $04 | $04 |
| Net income | -$61.7M5 | -$110.6M6 | -$90.1M7 | -$50.4M8 | -$44.7M4 | -$44.7M4 | -$51.2M4 |
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Cash | $158.7M12 | $24.2M6 | $18.5M7 | $33.6M8 | $25.2M4 | $30.8M4 | $77.4M4 |
| Current assets | $188.2M12 | $202.2M5 | $122.4M6 | $100.1M7 | $63.1M8 | $88.7M4 | $80.5M4 |
| Property, plant and equipment | $1.8M4 | ||||||
| Total assets | $193.0M12 | $208.6M5 | $128.4M6 | $105.0M7 | $83.0M8 | $106.3M4 | $95.6M4 |
| Accounts payable | $1.1M4 | ||||||
| Current liabilities | $11.3M12 | $15.2M5 | $8.2M6 | $7.5M7 | $12.5M8 | $11.0M4 | $12.3M4 |
| Long-term debt | $14.8M7 | $15.0M8 | $15.2M4 | $16.0M4 | |||
| Total liabilities | $11.5M12 | $15.9M5 | $11.1M6 | $25.3M7 | $42.8M8 | $40.0M4 | $40.7M4 |
| Retained earnings | -$555.8M4 | ||||||
| Shareholders’ equity | $181.5M6 | $192.7M7 | $117.3M8 | $79.7M4 | $40.2M4 | $66.3M4 | $54.9M4 |
| Shares outstanding | 24.3M shares12 | 30.3M shares5 | 30.6M shares6 | 30.7M shares7 | 30.8M shares8 | 48.3M shares4 | 56.7M shares4 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|
| Cash from operations | -$94.3M6 | -$75.3M7 | -$38.4M8 | -$36.9M4 | -$38.9M4 | -$42.4M4 | |
| Stock-based compensation | $7.4M4 | ||||||
| Capital spending | $2.0M5 | $2.5M6 | $1.3M7 | $496.0K8 | $700.0K4 | $134.0K4 | $295.0K4 |
| Free cash flow | -$96.9M | -$76.6M | -$38.9M | -$37.6M | -$39.0M | -$42.7M | |
| Cash from investing | $56.0M4 | ||||||
| Cash from financing | $33.1M4 |
Corporate structure
Otonomy (United States) sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Otonomy (United States)
- Point72 Asset Management, L.P. Filed SC 13G/A on Otonomy (United States), latest Feb 14, 2023 (2 filings since Aug 2, 2022)
- MONTANOVA CAPITAL, LLC Filed SC 13G/A on Otonomy (United States), latest Feb 13, 2023 (2 filings since Feb 11, 2022)
- BAKER BROS. ADVISORS LP Filed SC 13G/A on Otonomy (United States), latest Feb 10, 2023 (3 filings since Feb 14, 2022)
- ADAGE CAPITAL PARTNERS GP, L.L.C. Filed SC 13G/A on Otonomy (United States), latest Feb 9, 2023 (2 filings since Feb 10, 2022)
- Elk Capital Markets UK LTD Filed SC 13D on Otonomy (United States), latest Dec 27, 2022
- RA CAPITAL MANAGEMENT, L.P. Filed SC 13G/A on Otonomy (United States), latest Nov 14, 2022 (3 filings since Oct 25, 2021)
- David Allen Weber Filed SC 13G on Otonomy (United States), latest Apr 22, 2022
- Cormorant Asset Management, LP Filed SC 13G/A on Otonomy (United States), latest Feb 14, 2022
- Sofinnova Investments, Inc. Filed SC 13G/A on Otonomy (United States), latest Feb 14, 2022
- ORBIMED ADVISORS LLC Filed SC 13G/A on Otonomy (United States), latest Feb 11, 2022
- Otonomy (United States) San Diego
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Otonomy (United States) reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $8.2M4 Dec 31, 2021 | $8.6M4 Dec 31, 2020 | −5.7% |
| Accumulated depreciation | $6.4M4 Dec 31, 2021 | $5.9M4 Dec 31, 2020 | +8.5% |
| Property and equipment, net | $1.8M4 Dec 31, 2021 | $2.8M4 Dec 31, 2020 | −36.0% |
| Operating-lease assets (leased space) | $12.7M4 Dec 31, 2021 | $14.1M4 Dec 31, 2020 | −9.8% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $77.4M4 Dec 31, 2021 | $30.8M4 Dec 31, 2020 | +151.6% |
| Marketable securities, current | $55.6M4 Dec 31, 2020 | $35.5M8 Dec 31, 2019 | +56.7% |
| Debt securities available for sale | $04 Dec 31, 2021 | $55.6M4 Dec 31, 2020 | −100.0% |
Inventory
Leadership
Who has led Otonomy (United States), and when. Pick a name to see everywhere that person has worked.
- PresidentPaul E. Cayer Dec 30, 2022 to Dec 30, 202213
- Chief financial officerPaul E. Cayer Aug 12, 2014 to Nov 12, 201514
Board members and other officers (23)
- Chief Scientific OfficerAlan Charles Foster Apr 20, 2021 to Mar 29, 202215
- Chief Scientific OfficerKatherine Mary Bishop Jan 6, 2017 to Jan 17, 201916
- Chief Medical OfficerDean Hakanson Apr 2, 2015 to Mar 8, 201717
- GC & Chief Compliance OfficerEric J. Loumeau May 18, 2015 to Feb 5, 201818
- Ch. Financial & Business OffcrPaul E. Cayer Nov 17, 2015 to Mar 29, 202219
- Chief Scientific OfficerCarl Lebel Aug 12, 2014 to Nov 22, 201620
- Chief Technical OfficerRobert Michael Savel Ii. Aug 12, 2014 to Mar 29, 202221
- Chief Commercial OfficerAnthony J. Yost Oct 21, 2014 to Mar 3, 201622
- Board memberH. Michael Hogan Iii. Feb 24, 2023 to Feb 24, 202323
- Board memberJill Marie Church Aug 20, 2021 to Jun 23, 202224
- Board memberCiara Kennedy Mar 2, 2020 to Jun 23, 202225
- Board memberJames B. Breitmeyer Jun 20, 2018 to Jun 23, 202226
- Board memberIain McGill Aug 4, 2016 to Jun 23, 202227
- Board memberGeorge J. Morrow Apr 30, 2015 to Jul 14, 201728
- Board memberTheodore R. Schroeder Sep 1, 2015 to Jun 23, 202229
- Board memberSamuel D. Isaly Nov 19, 2015 to Nov 30, 201530
- Board memberBrian H. Dovey Aug 12, 2014 to May 29, 201531
- Board memberChau Quang Khuong Aug 12, 2014 to Jun 21, 201632
- Board memberHeather Preston Aug 12, 2014 to Jun 13, 201933
- Board memberJay Lichter Aug 12, 2014 to Jun 23, 202234
- Board memberJohn P. McKearn Aug 12, 2014 to Aug 19, 201435
- Board memberPeter Bisgaard Aug 12, 2014 to Aug 12, 201436
- Board memberVickie L. Capps Aug 12, 2014 to Nov 29, 202237
Timeline
- Mar 30, 20238-K Other events38
- Mar 28, 20238-K Change to shareholders' rights; Executive or director change; Shareholder vote39
- Feb 16, 20238-K Results of operations; Executive or director change40
- Jan 30, 20238-K Executive or director change; Other events41
- Dec 29, 20228-K Ended a material agreement; New debt or obligation42
- Dec 22, 20228-K Listing notice or transfer43
- Dec 19, 20228-K Exit or restructuring costs; Executive or director change; Other events44
- Nov 18, 20228-K Listing notice or transfer45
- Nov 10, 20228-K Results of operations46
- Oct 24, 20228-K Other events47
- Oct 14, 20228-K Results of operations48
- Sep 16, 20228-K Listing notice or transfer49
- 2008Founded Founded1
Calendar
When it reported results
- Feb 16, 2023Reported quarterly or annual results40
- Nov 10, 2022Reported quarterly or annual results46
- Oct 14, 2022Reported quarterly or annual results48
- Jul 25, 2022Reported quarterly or annual results50
- May 9, 2022Reported quarterly or annual results51
- Feb 28, 2022Reported quarterly or annual results52
- Jan 6, 2022Reported quarterly or annual results53
- Nov 10, 2021Reported quarterly or annual results54
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
84 filings to the SEC since October 2021: 1 annual reports, 4 quarterly reports, 21 major events, 19 insider forms, 17 large holders, 22 other. The latest 20:
- Apr 4, 202315-12G EDGAR
- Mar 31, 2023EFFECT EDGAR
- Mar 31, 2023EFFECT EDGAR
- Mar 31, 2023EFFECT EDGAR
- Mar 30, 2023POS AM EDGAR
- Mar 30, 2023POS AM EDGAR
- Mar 30, 2023POS AM EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 2023S-8 POS EDGAR
- Mar 30, 20238-K EDGAR
- Mar 28, 20238-K EDGAR
- Feb 24, 20233 FORM 3 SUBMISSION EDGAR
- Feb 16, 20238-K EDGAR
The 84 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
9 open-market trades by officers, directors and large owners since October 2021: 0 buys and 9 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Nov 28, 2022 | CAPPS VICKIE LDirector | Sale | 42,242 | $0.10 | $4.2K | Form 4 |
| Mar 28, 2022 | Weber David AllenDirector | Sale | 11,243 | $2.41 | $27.1K | Form 4 |
| Mar 28, 2022 | Savel Robert Michael IIChief Technical Officer | Sale | 3,325 | $2.41 | $8.0K | Form 4 |
| Mar 28, 2022 | Foster Alan CharlesChief Scientific Officer | Sale | 2,559 | $2.41 | $6.2K | Form 4 |
| Mar 28, 2022 | Cayer Paul EPresident and CFBO | Sale | 5,624 | $2.41 | $13.6K | Form 4 |
| Mar 25, 2022 | Weber David AllenDirector | Sale | 8,026 | $2.39 | $19.2K | Form 4 |
| Mar 25, 2022 | Savel Robert Michael IIChief Technical Officer | Sale | 2,374 | $2.39 | $5.7K | Form 4 |
| Mar 25, 2022 | Foster Alan CharlesChief Scientific Officer | Sale | 1,827 | $2.39 | $4.4K | Form 4 |
| Mar 25, 2022 | Cayer Paul EPresident and CFBO | Sale | 4,015 | $2.39 | $9.6K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Point72 Asset Management, L.P.SC 13G/A, 2 filings Aug 2, 2022 to Feb 14, 202355
- MONTANOVA CAPITAL, LLCSC 13G/A, 2 filings Feb 11, 2022 to Feb 13, 202356
- BAKER BROS. ADVISORS LPSC 13G/A, 3 filings Feb 14, 2022 to Feb 10, 202357
- ADAGE CAPITAL PARTNERS GP, L.L.C.SC 13G/A, 2 filings Feb 10, 2022 to Feb 9, 202358
- Elk Capital Markets UK LTDSC 13D, 1 filing Dec 27, 202259
- RA CAPITAL MANAGEMENT, L.P.SC 13G/A, 3 filings Oct 25, 2021 to Nov 14, 202260
- David Allen WeberSC 13G, 1 filing Apr 22, 202261
- Cormorant Asset Management, LPSC 13G/A, 1 filing Feb 14, 202262
- Sofinnova Investments, Inc.SC 13G/A, 1 filing Feb 14, 202263
- ORBIMED ADVISORS LLCSC 13G/A, 1 filing Feb 11, 202264
SEC filer profile
How Otonomy (United States) is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGAROTONOMY, INC.2
- CIK0001493566
- Employer ID (EIN)26-25900702
- Filer statusNon-accelerated filer<br>smaller reporting company2
- Incorporated inDelaware2
- Fiscal year endsDecember 312
- Industry code (SIC)2834 Pharmaceutical Preparations2
- Business address4796 Executive Drive, San Diego, CA 921212
- Phone(619) 323-22002
- Shares outstanding57,153,490 as of Oct 28, 202211
- Public float$96.6M as of Jun 30, 20214
- On EDGAR sinceJun 9, 20102
- Filings460 in all: 4 (152), 8-K (81), SC 13G/A (45), 3 (28), 10-Q (25), SC 13G (22), CORRESP (9), DEF 14A (9)2
All 37 form types
S-8 (9), S-8 POS (9), 10-K (8), 424B5 (8), EFFECT (8), UPLOAD (5), SC 13D/A (4), CT ORDER (3), DEFA14A (3), POS AM (3), S-1/A (3), S-3 (3), SC 13D (3), 25-NSE (2), 424B4 (2), D (2), S-1 (2), 15-12G (1), 8-A12B (1), 8-K/A (1), CERTNAS (1), D/A (1), DRS (1), DRS/A (1), DRSLTR (1), PRE 14A (1), S-1MEF (1), SC TO-I (1), SC TO-I/A (1)
- Latest filingsAnnual report (10-K) Feb 28, 2022
Quarterly report (10-Q) Nov 10, 2022
Proxy statement (DEF 14A) Feb 13, 2023
Latest 8-K (8-K) Mar 30, 2023
Links
- Websitewww.otonomy.com1
- WikidataQ43896292
- SEC EDGARCIK 1493566
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
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- 8
- 9
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- 13SEC EDGARPaul E. Cayer, President
- 14
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- 17SEC EDGARDean Hakanson, Chief Medical Officer
- 18
- 19
- 20SEC EDGARCarl Lebel, Chief Scientific Officer
- 21
- 22
- 23SEC EDGARH. Michael Hogan Iii., Board member
- 24SEC EDGARJill Marie Church, Board member
- 25SEC EDGARCiara Kennedy, Board member
- 26SEC EDGARJames B. Breitmeyer, Board member
- 27SEC EDGARIain McGill, Board member
- 28SEC EDGARGeorge J. Morrow, Board member
- 29SEC EDGARTheodore R. Schroeder, Board member
- 30SEC EDGARSamuel D. Isaly, Board member
- 31SEC EDGARBrian H. Dovey, Board member
- 32SEC EDGARChau Quang Khuong, Board member
- 33SEC EDGARHeather Preston, Board member
- 34SEC EDGARJay Lichter, Board member
- 35SEC EDGARJohn P. McKearn, Board member
- 36SEC EDGARPeter Bisgaard, Board member
- 37SEC EDGARVickie L. Capps, Board member
- 38SEC EDGAROther events
- 39
- 40
- 41
- 42
- 43SEC EDGARListing notice or transfer
- 44
- 45SEC EDGARListing notice or transfer
- 46SEC EDGARResults of operations
- 47SEC EDGAROther events
- 48SEC EDGARResults of operations
- 49SEC EDGARListing notice or transfer
- 50
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