OXLC on Nasdaq

Oxford Lane Capital Corp.

Corporation registered in the United States, active since 2010.

Price unavailable

Last updated Oct 18, 2026.

Overview

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TickerOXLC on Nasdaq
HeadquartersGreenwich, United States
Incorporated inMD²
Business address8 Sound Shore Drive, Suite 255, Greenwich, Ct 06830²

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Leadership

Who has led Oxford Lane Capital Corp., and when. Pick a name to see everywhere that person has worked.

President

Saul B. Rosenthal2011–2024

Chief financial officer

201520202025

PresidentSaul B. Rosenthal Jan 19, 2011 to Dec 17, 2024³
Chief financial officerBruce L. Rubin Aug 14, 2015 to Mar 16, 2020⁴
Chief financial officerPatrick Conroy Jan 19, 2011 to Mar 12, 2014⁵

Board members and other officers (5)

Chief Compliance OfficerGerald Cummins Jun 25, 2015 to Jun 25, 2015⁶
Board memberDavid S. Shin Jan 19, 2011 to Feb 10, 2020⁷
Board memberJohn Stuart Reardon Jan 19, 2011 to Feb 18, 2020⁸
Board memberMark Jeffrey Ashenfelter Jan 19, 2011 to Mar 13, 2023⁹
Board memberSaul B. Rosenthal Jan 19, 2011 to Dec 17, 2024³

Timeline

Jun 10, 2010Founded Oxford Lane Capital Corp. is founded¹⁰

Filings

193 filings to the SEC since October 2021: 1 major events, 5 insider forms, 41 large holders, 146 other. The latest 20:

The 193 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last three years, summarized. The full record is on SEC EDGAR.

Insider trades and holders

Large holders

Investors who own more than 5% must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively. 41 such filings since October 2021, the latest 10:

From Forms 4 and Schedules 13D and 13G filed with the SEC.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 94. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	3,840,792	$33.6M	0.0%	+272,427
Polar Asset Management Partners Inc.	2,350,000	$20.6M	0.5%	+350,000
Kohlberg Kravis Roberts & Co. L.P.	1,771,302	$15.5M	0.3%	−1,415,928
Citadel Advisors LLC	1,703,401	$14.9M	0.0%	+559,421
Goldman Sachs Group Inc	1,452,349	$12.7M	0.0%	+1,441,642
Jain Global LLC	1,017,585	$8.9M	0.1%	+951,335
Blackstone Inc.	910,000	$8.0M	0.0%	+235,000
Barclays PLC	850,002	$7.4M	0.0%	+311,586
Eagle Point Credit Management LLC	834,459	$7.3M	11.6%	No change
Ares Management LLC	268,564	$2.4M	0.1%	+9,872
Freestone Capital Holdings, LLC	211,424	$1.9M	0.0%	−9,955
Alpine Global Management, LLC	198,112	$1.7M	0.3%	−59,880
J.w. Cole Advisors, Inc.	167,521	$1.5M	0.0%	New
Virtus Investment Advisers, LLC	153,504	$1.3M	0.3%	−55,143
Delphi Financial Group, Inc.	145,030	$1.3M	0.6%	No change
Susquehanna International Group, Llp	110,333	$966.5K	0.0%	+1,833
Osaic Holdings, Inc.	91,451	$801.1K	0.0%	+21,712
Founders Financial Alliance, LLC	88,808	$778.0K	0.1%	−2,814
LPL Financial LLC	84,148	$737.1K	0.0%	−9,063
Envestnet Asset Management Inc	83,655	$732.8K	0.0%	+60,965
Jane Street Group, LLC	82,446	$722.2K	0.0%	New
VARCOV Co.	73,928	$647.6K	0.2%	New
Advisory Solutions Group, LLC	62,942	$551.4K	0.2%	New
Kestra Advisory Services, LLC	59,309	$519.6K	0.0%	+5,554
Private Advisor Group, LLC	51,066	$447.3K	0.0%	+7,404

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGAROxford Lane Capital Corp. filings on SEC EDGAR
2
SEC EDGAROxford Lane Capital Corp. filings on SEC EDGAR
3
SEC EDGARSaul B. Rosenthal, President
4
SEC EDGARBruce L. Rubin, Chief financial officer
5
SEC EDGARPatrick Conroy, Chief financial officer
6
SEC EDGARGerald Cummins, Chief Compliance Officer
7
SEC EDGARDavid S. Shin, Board member
8
SEC EDGARJohn Stuart Reardon, Board member
9
SEC EDGARMark Jeffrey Ashenfelter, Board member
10
gleifOxford Lane Capital Corp. is founded