PCF on NYSE

HIGH INCOME SECURITIES FUND

Fund based in Boston, United States, incorporated in Maryland. Summary from the record

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Last updated Oct 19, 2026.

Overview

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TickerPCF on NYSE²
HeadquartersBoston, United States²
Incorporated inMD³
Business addressUltimus Fund Solutions, 225 Pictoria Drive, Suite 450, Cincinnati, Oh 45246³
Legal formVoluntary Association and Business Trusts²
Kind of organizationFund²
LEI25RM533JWPQG19PQ1G87²
StatusActive²
LEI statusLapsed (not renewed)²
Registered address100 Federal Street, 02110 Boston, United States²
Registered withCorporations Division (Secretary of the Commonwealth's Office), T00011262²

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Leadership

Who has led HIGH INCOME SECURITIES FUND, and when. Pick a name to see everywhere that person has worked.

President

Andrew Dakos2021–2024

2010201520202025

PresidentAndrew Dakos Nov 3, 2021 to Dec 16, 2024⁴

Board members and other officers (64)

Chief Compliance OfficerStephanie Darling Jul 25, 2018 to Jul 25, 2018⁵
TreasurerThomas Antonucci Jul 26, 2018 to Jul 26, 2018⁶
Portfolio Manager/Putnam Inv.James A. Fetch Feb 11, 2013 to Feb 11, 2013⁷
Portfolio Manager/Putnam Inv.Jason Vaillancourt Feb 11, 2013 to Feb 11, 2013⁸
Managing Director of PutnamEric H. Sorensen Nov 4, 2009 to Nov 4, 2009⁹
Managing Director of PutnamGerald Ian Moore Feb 6, 2007 to Feb 6, 2007¹⁰
Managing Director of PutnamJudith Hayden Swirbalus Feb 6, 2007 to Feb 6, 2007¹¹
Managing Director of PutnamRobert John Schoen Feb 6, 2007 to Feb 6, 2007¹²
Managing Director of PutnamDaniel Stephane Choquette Feb 7, 2007 to Feb 7, 2007¹³
Managing Director of PutnamGeoffrey Grant Kelley Feb 7, 2007 to Feb 7, 2007¹⁴
Managing Director of PutnamRobert J. Kea Feb 7, 2007 to Feb 7, 2007¹⁵
Managing Director of PutnamRobert Leonard Salvin Feb 7, 2007 to Feb 7, 2007¹⁶
Managing Director of PutnamTimothy Francis Edmonstone Feb 7, 2007 to Feb 7, 2007¹⁷
Managing Director of PutnamAnthony Eugene Sutton Feb 8, 2007 to Feb 8, 2007¹⁸
Managing Director of PutnamBrian Dunham Lenhardt Feb 8, 2007 to Feb 8, 2007¹⁹
Managing Director of PutnamCraig R. Oliver Feb 8, 2007 to Feb 8, 2007²⁰
Managing Director of PutnamJohn Allen Ferry Feb 8, 2007 to Feb 8, 2007²¹
Managing Director of PutnamRaymond Khalil Haddad Feb 8, 2007 to Feb 8, 2007²²
Managing Director of PutnamDenise Dolores Selden Feb 9, 2007 to Feb 9, 2007²³
Managing Director of PutnamJeffrey Bruce Sacknowitz Feb 9, 2007 to Feb 9, 2007²⁴
Managing Director of PutnamJoanne Marie Driscoll Feb 9, 2007 to Feb 9, 2007²⁵
Managing Director of PutnamNorman Paul Boucher Feb 9, 2007 to Feb 9, 2007²⁶
Managing Director of PutnamRaman Srivastava Feb 9, 2007 to Feb 9, 2007²⁷
Managing Director of PutnamTassel John Charles Van Feb 9, 2007 to Feb 9, 2007²⁸
Managing Director of PutnamJames Andrew Polk Feb 12, 2007 to Feb 12, 2007²⁹
Managing Director of PutnamJoseph Hampton Towell Feb 12, 2007 to Feb 12, 2007³⁰
Managing Director of PutnamMichael John Atkin Feb 12, 2007 to Feb 12, 2007³¹
Officer of Putnam FundsJanet Caroline Smith Feb 28, 2007 to Feb 28, 2007³²
Managing Director of PutnamKevin Michael Divney Mar 1, 2007 to Mar 1, 2007³³
Trustee of Putnam FundsJameson A. Baxter Mar 28, 2007 to Mar 28, 2007³⁴
Former Putnam OfficerDavid J. Santos Sep 12, 2006 to Sep 12, 2006³⁵
Former Putnam OfficerDirk Morris Sep 12, 2006 to Sep 12, 2006³⁶
Former Putnam OfficerHugh H. Mullin Sep 12, 2006 to Sep 12, 2006³⁷
Former Putnam OfficerJerome J. Jacobs Sep 12, 2006 to Sep 12, 2006³⁸
Former Putnam OfficerJohn F. Boneparth Sep 12, 2006 to Sep 12, 2006³⁹
Former Director of issuerJohn H. Mullin Iii. Sep 12, 2006 to Sep 12, 2006⁴⁰
Former Putnam OfficerMark David Pollard Sep 12, 2006 to Oct 20, 2006⁴¹
Former Putnam OfficerRichard A. Monaghan Sep 12, 2006 to Sep 12, 2006⁴²
Former Putnam OfficerDavid E. Hamlin Oct 19, 2006 to Oct 19, 2006⁴³
Board memberAndrew Dakos Jun 29, 2018 to Dec 16, 2024⁴⁴
Board memberBen H. Harris Jun 29, 2018 to Nov 3, 2021⁴⁵
Board memberGerald Hellerman Jun 29, 2018 to Dec 30, 2024⁴⁶
Board memberMoritz A. Sell Jun 29, 2018 to now⁴⁷
Board memberPhillip Goldstein Jun 29, 2018 to now⁴⁸
Board memberRajeev P. Das Jun 29, 2018 to Feb 5, 2025⁴⁹
Board memberRichard Dayan Jun 29, 2018 to Dec 16, 2024⁵⁰
Board memberCatharine B. Hill Mar 24, 2017 to Mar 24, 2017⁵¹
Board memberManoj P. Singh Mar 24, 2017 to Mar 24, 2017⁵²
Board memberElizabeth T. Kennan Jan 10, 2012 to Jan 12, 2012⁵³
Board memberKatinka Domotorffy Sep 19, 2012 to Jan 8, 2013⁵⁴
Board memberLiaquat Ahamed Sep 19, 2012 to Jan 8, 2013⁵⁵
Board memberBarbara M. Baumann Jul 1, 2010 to Jul 2, 2010⁵⁶
Board memberRavi Akhoury Feb 19, 2009 to Apr 3, 2009⁵⁷
Board memberCharles E. Haldeman Nov 2, 2009 to Nov 2, 2009⁵⁸
Board memberW. Thomas Stephens Sep 11, 2008 to Jun 4, 2009⁵⁹
Board memberJameson A. Baxter Mar 28, 2007 to Sep 26, 2017³⁴
Board memberRobert J. Darretta Jul 17, 2007 to Apr 4, 2008⁶⁰
Board memberRichard B. Worley Sep 10, 2007 to Oct 12, 2010⁶¹
Board memberRonald J. Jackson Jan 5, 2006 to Jan 5, 2006⁶²
Board memberB. Charles Curtis Sep 12, 2006 to Oct 3, 2014⁶³
Board memberJohn H. Mullin Iii. Sep 12, 2006 to Sep 12, 2006⁴⁰
Board memberKenneth R. Leibler Oct 18, 2006 to Nov 1, 2006⁶⁴
Board memberJohn A. Hill Dec 7, 2006 to Oct 5, 2016⁶⁵
Board memberMyra R. Drucker Dec 15, 2006 to Oct 12, 2010⁶⁶

Former names

PUTNAM HIGH INCOME SECURITIES FUNDOct 7, 2005 to Jul 19, 2018³
PUTNAM HIGH INCOME BOND FUNDApr 10, 2003 to Sep 7, 2005³
PUTNAM HIGH BOND FUNDNov 13, 2002 to Jan 24, 2003³
PUTNAM HIGH INCOME CONVERTIBLE & BOND FUNDJul 28, 1994 to Nov 4, 2002³

Filings

125 filings to the SEC since October 2021: 1 major events, 51 insider forms, 7 large holders, 66 other. The latest 20:

Aug 21, 20264 EDGAR
Aug 20, 2026N-PX EDGAR
Aug 10, 20264 EDGAR
Jul 30, 202640-17G EDGAR
Jul 30, 2026NPORT-P EDGAR
May 4, 2026N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT EDGAR
Apr 29, 2026NPORT-P EDGAR
Apr 9, 20264 EDGAR
Mar 19, 20264 EDGAR
Feb 4, 20264 OWNERSHIP DOCUMENT EDGAR
Jan 29, 2026NPORT-P EDGAR
Jan 20, 20264 OWNERSHIP DOCUMENT EDGAR
Jan 9, 2026SCHEDULE 13G/A EDGAR
Dec 18, 20254 OWNERSHIP DOCUMENT EDGAR
Nov 13, 2025N-CEN EDGAR
Nov 6, 2025N-CSR CERTIFIED ANNUAL SHAREHOLDER REPORT EDGAR
Nov 3, 2025DEF 14A DEFINITIVE PROXY STATEMENT EDGAR
Oct 17, 2025NPORT-P EDGAR
Aug 28, 2025N-PX EDGAR
Jul 29, 2025NPORT-P EDGAR

The 125 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

42 open-market trades by officers, directors and large owners since October 2021: 35 buys and 7 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Aug 20, 2026	GOLDSTEIN PHILLIPDirector	Buy	5,000	$5.34	$26.7K	Form 4
Aug 19, 2026	GOLDSTEIN PHILLIPDirector	Buy	20,000	$5.38	$107.7K	Form 4
Aug 6, 2026	GOLDSTEIN PHILLIPDirector	Buy	819	$5.30	$4.3K	Form 4
Apr 8, 2026	GOLDSTEIN PHILLIPDirector	Buy	600	$5.53	$3.3K	Form 4
Apr 7, 2026	GOLDSTEIN PHILLIPDirector	Buy	5,088	$5.45	$27.7K	Form 4
Mar 18, 2026	GOLDSTEIN PHILLIPDirector	Buy	17,905	$5.46	$97.8K	Form 4
Feb 3, 2026	GOLDSTEIN PHILLIPDirector	Buy	10,000	$6.05	$60.5K	Form 4
Feb 2, 2026	GOLDSTEIN PHILLIPDirector	Buy	7,514	$6.05	$45.5K	Form 4
Jan 16, 2026	Das Rajeev P	Buy	3,256	$6.14	$20.0K	Form 4
Dec 18, 2025	GOLDSTEIN PHILLIPDirector	Buy	2,500	$5.99	$15.0K	Form 4
Dec 17, 2025	GOLDSTEIN PHILLIPDirector	Buy	800	$6.03	$4.8K	Form 4
Dec 16, 2025	GOLDSTEIN PHILLIPDirector	Buy	2,487	$6.04	$15.0K	Form 4
Apr 9, 2025	SELL MORITZ ADirector	Buy	789	$5.95	$4.7K	Form 4
Apr 7, 2025	SELL MORITZ ADirector	Buy	4,487	$5.98	$26.8K	Form 4
Apr 4, 2025	SELL MORITZ ADirector	Buy	1,100	$6.30	$6.9K	Form 4
Feb 25, 2025	GOLDSTEIN PHILLIPDirector	Sale	6,984	$6.85	$47.8K	Form 4
Feb 24, 2025	GOLDSTEIN PHILLIPDirector	Sale	19,296	$6.84	$132.1K	Form 4
Feb 4, 2025	Das Rajeev P	Sale	431	$6.71	$2.9K	Form 4
Jan 8, 2025	SELL MORITZ ADirector	Buy	1,624	$6.50	$10.6K	Form 4
Dec 26, 2024	HELLERMAN GERALDDirector	Sale	259	$6.47	$1.7K	Form 4

All 42 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

LPL FinancialSCHEDULE 13G/A, 2 filings Apr 17, 2025 to Jan 9, 2026⁶⁷
SIT INVESTMENT ASSOCIATES INCSC 13G/A, 2 filings Feb 10, 2022 to Oct 3, 2024⁶⁸
Thomas J. Herzfeld Advisors, Inc.SC 13G, 1 filing Oct 2, 2024⁶⁹

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 56. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
LPL Financial LLC	1,440,083	$7.9M	0.0%	+41,870
Morgan Stanley	715,049	$3.9M	0.0%	+74,436
Raymond James Financial Inc	477,665	$2.6M	0.0%	−5,969
Invesco Ltd.	292,889	$1.6M	0.0%	+17,005
Almitas Capital LLC	209,322	$1.1M	0.3%	+131,515
Saba Capital Management, L.P.	194,477	$1.1M	0.0%	+16,400
Samalin Investment Counsel, LLC	150,363	$822.5K	0.3%	+24,685
Advisors Asset Management, Inc.	119,413	$653.2K	0.0%	+55
Rivernorth Capital Management, LLC	101,167	$553.4K	0.0%	−1,396
Harbour Investments, Inc.	96,449	$527.6K	0.0%	−4,477
Blue Bell Private Wealth Management, LLC	72,147	$394.6K	0.0%	No change
NewEdge Advisors, LLC	61,800	$338.0K	0.0%	−11,100
Absolute Investment Advisers, LLC	61,363	$335.7K	0.0%	−47,260
Melfa Wealth Management, Inc.	61,119	$334.3K	0.2%	+30,397
Osaic Holdings, Inc.	57,956	$317.0K	0.0%	−24,642
Lanark Financial, Inc.	44,129	$241.4K	0.0%	+21,876
Wealth Enhancement Advisory Services, LLC	36,807	$201.0K	0.0%	+1,032
Quarry LP	36,689	$200.7K	0.0%	−28,257
Mgo One Seven LLC	34,999	$191.4K	0.0%	−14
SeaCrest Wealth Management, LLC	32,848	$179.7K	0.0%	+3,474
Silverlake Wealth Management LLC	21,579	$118.0K	0.0%	−718
Tactive Advisors, LLC	21,226	$116.1K	0.0%	+219
Gilman Hill Asset Management, LLC	20,000	$109.4K	0.0%	No change
Kovack Advisors, Inc.	19,495	$107.3K	0.0%	+3,057
Cetera Investment Advisers	19,410	$106.2K	0.0%	−4,853

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARHIGH INCOME SECURITIES FUND filings on SEC EDGAR
2
GLEIFHIGH INCOME SECURITIES FUND LEI record (25RM533JWPQG19PQ1G87)
3
SEC EDGARHIGH INCOME SECURITIES FUND filings on SEC EDGAR
4
SEC EDGARAndrew Dakos, President
5
SEC EDGARStephanie Darling, Chief Compliance Officer
6
SEC EDGARThomas Antonucci, Treasurer
7
SEC EDGARJames A. Fetch, Portfolio Manager/Putnam Inv.
8
SEC EDGARJason Vaillancourt, Portfolio Manager/Putnam Inv.
9
SEC EDGAREric H. Sorensen, Managing Director of Putnam
10
SEC EDGARGerald Ian Moore, Managing Director of Putnam
11
SEC EDGARJudith Hayden Swirbalus, Managing Director of Putnam
12
SEC EDGARRobert John Schoen, Managing Director of Putnam
13
SEC EDGARDaniel Stephane Choquette, Managing Director of Putnam
14
SEC EDGARGeoffrey Grant Kelley, Managing Director of Putnam
15
SEC EDGARRobert J. Kea, Managing Director of Putnam
16
SEC EDGARRobert Leonard Salvin, Managing Director of Putnam
17
SEC EDGARTimothy Francis Edmonstone, Managing Director of Putnam
18
SEC EDGARAnthony Eugene Sutton, Managing Director of Putnam
19
SEC EDGARBrian Dunham Lenhardt, Managing Director of Putnam
20
SEC EDGARCraig R. Oliver, Managing Director of Putnam
21
SEC EDGARJohn Allen Ferry, Managing Director of Putnam
22
SEC EDGARRaymond Khalil Haddad, Managing Director of Putnam
23
SEC EDGARDenise Dolores Selden, Managing Director of Putnam
24
SEC EDGARJeffrey Bruce Sacknowitz, Managing Director of Putnam
25
SEC EDGARJoanne Marie Driscoll, Managing Director of Putnam
26
SEC EDGARNorman Paul Boucher, Managing Director of Putnam
27
SEC EDGARRaman Srivastava, Managing Director of Putnam
28
SEC EDGARTassel John Charles Van, Managing Director of Putnam
29
SEC EDGARJames Andrew Polk, Managing Director of Putnam
30
SEC EDGARJoseph Hampton Towell, Managing Director of Putnam
31
SEC EDGARMichael John Atkin, Managing Director of Putnam
32
SEC EDGARJanet Caroline Smith, Officer of Putnam Funds
33
SEC EDGARKevin Michael Divney, Managing Director of Putnam
34
SEC EDGARJameson A. Baxter, Trustee of Putnam Funds
35
SEC EDGARDavid J. Santos, Former Putnam Officer
36
SEC EDGARDirk Morris, Former Putnam Officer
37
SEC EDGARHugh H. Mullin, Former Putnam Officer
38
SEC EDGARJerome J. Jacobs, Former Putnam Officer
39
SEC EDGARJohn F. Boneparth, Former Putnam Officer
40
SEC EDGARJohn H. Mullin Iii., Former Director of issuer
41
SEC EDGARMark David Pollard, Former Putnam Officer
42
SEC EDGARRichard A. Monaghan, Former Putnam Officer
43
SEC EDGARDavid E. Hamlin, Former Putnam Officer
44
SEC EDGARAndrew Dakos, Board member
45
SEC EDGARBen H. Harris, Board member
46
SEC EDGARGerald Hellerman, Board member
47
SEC EDGARMoritz A. Sell, Board member
48
SEC EDGARPhillip Goldstein, Board member
49
SEC EDGARRajeev P. Das, Board member
50
SEC EDGARRichard Dayan, Board member
51
SEC EDGARCatharine B. Hill, Board member
52
SEC EDGARManoj P. Singh, Board member
53
SEC EDGARElizabeth T. Kennan, Board member
54
SEC EDGARKatinka Domotorffy, Board member
55
SEC EDGARLiaquat Ahamed, Board member
56
SEC EDGARBarbara M. Baumann, Board member
57
SEC EDGARRavi Akhoury, Board member
58
SEC EDGARCharles E. Haldeman, Board member
59
SEC EDGARW. Thomas Stephens, Board member
60
SEC EDGARRobert J. Darretta, Board member
61
SEC EDGARRichard B. Worley, Board member
62
SEC EDGARRonald J. Jackson, Board member
63
SEC EDGARB. Charles Curtis, Board member
64
SEC EDGARKenneth R. Leibler, Board member
65
SEC EDGARJohn A. Hill, Board member
66
SEC EDGARMyra R. Drucker, Board member
67
SEC EDGARLPL Financial SCHEDULE 13G/A on HIGH INCOME SECURITIES FUND
68
SEC EDGARSIT INVESTMENT ASSOCIATES INC SC 13G/A on HIGH INCOME SECURITIES FUND
69
SEC EDGARThomas J. Herzfeld Advisors, Inc. SC 13G on HIGH INCOME SECURITIES FUND