PCM on NYSE

PCM FUND, INC.

Fund registered in the United States, based in Newport Beach, active since 1993. Summary from the record

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Last updated Oct 19, 2026.

Overview

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  • TickerPCM on NYSE2
  • HeadquartersNewport Beach, United States2
  • Incorporated inMD3
  • Business address1633 Broadway, New York, Ny 100193
  • Legal formFund2
  • Kind of organizationFund2
  • LEIFZICY1WZ0I8IZ2XD3R192
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O THE CORPORATION TRUST, INCORPORATED, 21093 Lutherville Timonium, United States2
  • Registered withSecurities and Exchange Commission, 00009081872

Leadership

Who has led PCM FUND, INC., and when. Pick a name to see everywhere that person has worked.

Board members and other officers (79)

Subsidiaries and ownership

Fund manager

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

  • PIMCO COMMERCIAL MORTGAGE SECURITIES TRUST INCFeb 28, 1994 to May 30, 20073

Timeline

  1. Apr 29, 2008New chief executive Brian S. Shlissel becomes CEO4
  2. Jun 23, 1993Founded PCM FUND, INC. is founded2

Filings

91 filings to the SEC since October 2021: 2 major events, 45 insider forms, 44 other. The latest 20:

  1. Sep 14, 2026N-CEN EDGAR
  2. Sep 4, 2026N-CSR EDGAR
  3. Aug 31, 2026NPORT-P EDGAR
  4. Aug 26, 2026N-PX EDGAR
  5. Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
  6. Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
  7. Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
  8. Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
  9. Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
  10. May 29, 2026NPORT-P EDGAR
  11. May 28, 2026APP ORDR EDGAR
  12. May 1, 2026APP NTC EDGAR
  13. Mar 6, 2026N-CSRS EDGAR
  14. Mar 2, 2026NPORT-P EDGAR
  15. Feb 2, 20263 PRIMARY DOCUMENT EDGAR
  16. Jan 30, 20263 PRIMARY DOCUMENT EDGAR
  17. Jan 30, 20263 PRIMARY DOCUMENT EDGAR
  18. Nov 26, 2025NPORT-P EDGAR
  19. Sep 26, 20253 PRIMARY DOCUMENT EDGAR
  20. Sep 25, 20253 PRIMARY DOCUMENT EDGAR

The 91 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 30. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Rivernorth Capital Management, LLC512,236$2.9M0.1%+32,732
LPL Financial LLC348,132$1.9M0.0%+38,630
Guggenheim Capital LLC261,006$1.5M0.0%−14,250
Sovran Advisors, LLC69,868$389.9K0.0%−988
NewEdge Advisors, LLC66,750$372.5K0.0%−11,845
Concord Investment Counsel Inc.64,246$358.5K0.1%+7,531
Arlington Capital Management, Inc.62,070$346.4K0.2%+4,582
Landscape Capital Management, L.l.c.57,702$322.0K0.0%−12,431
Kestra Advisory Services, LLC35,832$199.9K0.0%+10
Physician Wealth Advisors, Inc.27,330$152.5K0.0%No change
Horizon Kinetics Asset Management LLC24,532$136.9K0.0%No change
Morgan Stanley24,523$136.8K0.0%+5,973
Osaic Holdings, Inc.23,350$130.3K0.0%−1,268
Raymond James Financial Inc19,120$106.7K0.0%−13
Citadel Advisors LLC18,690$104.3K0.0%New
Commonwealth Equity Services, LLC18,075$100.9K0.0%+496
Scotia Capital Inc.14,676$81.9K0.0%+48
Logan Stone Capital, LLC13,732$76.6K0.0%New
Everett Harris & Co /ca/13,076$73.0K0.0%No change
Clear Street Group Inc.12,585$70.2K0.0%New
Susquehanna International Group, Llp11,482$64.1K0.0%−11,082
CoreCap Advisors, LLC8,665$48.4K0.0%−1,875
Arax Advisory Partners6,480$36.2K0.0%New
AdvisorNet Financial, Inc1,188$6.6K0.0%No change
Highline Wealth Partners LLC500$2.8K0.0%No change

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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