Overview
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Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2026
Where the money goes
Where each dollar of revenue went, fiscal 2026
- Cost of revenue64¢$53.2M
- Research and development4¢$3.3M
- Selling, general and admin10¢$8.0M
- Income tax5¢$4.4M
- Profit17¢$13.7M
Out of $77.5M in revenue.2
Where each dollar of operating cash went, fiscal 2026
- Capital spending7¢$483.0K
- Share buybacks47¢$3.4M
- Kept or used elsewhere46¢$3.4M
Out of $7.2M of cash from operations.2
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Net sales | $77.5M | $66.6M |
| Cost of sales | $53.2M | $47.1M |
| Gross profit | $24.3M | $19.5M |
| Selling, general and administrative expenses | $8.0M | $5.2M |
| Research and development costs | $3.3M | $3.6M |
| Total operating expenses | $11.3M | $8.8M |
| Operating income | $13.0M | $10.7M |
| Interest and dividend income | $181.0K | $82.0K |
| Gain on marketable equity investments, net | $5.7M | $2.1M |
| Interest expense | -$812.0K | -$829.0K |
| Total other income | $5.0M | $1.4M |
| Income before income taxes | $18.0M | $12.1M |
| Income tax expense | -$4.4M | -$3.1M |
| Net income | $13.7M | $9.0M |
| Basic net income per share | $4.24 | $2.73 |
| Diluted net income per share | $4.12 | $2.67 |
| Basic | 3.2M shares | 3.3M shares |
| Diluted | 3.3M shares | 3.4M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 3 fiscal years (annual) or 3 quarters (quarterly), latest first.2
| Period ending | 2026-06-30 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|
| Cash and cash equivalents | $8.2M | $419.0K | |
| Investments | $1.1M | $6.7M | |
| Accounts receivable, net of allowance for credit losses of $349 and $0 at June 30, 2026 and 2025, respectively | $21.2M | $16.4M | |
| Deferred costs | $70.0K | $24.0K | |
| Inventory | $21.5M | $22.2M | |
| Income taxes receivable | $620.0K | $1.1M | |
| Prepaid expenses | $553.0K | $410.0K | |
| Total current assets | $53.2M | $47.3M | |
| Land and building, net | $6.0M | $6.1M | |
| Equipment and improvements, net | $5.4M | $5.2M | |
| Right of use asset, net | $602.0K | $1.1M | |
| Intangibles, net | $686.0K | $26.0K | |
| Deferred income taxes, net | $1.5M | $1.4M | |
| Investments | $504.0K | $148.0K | |
| Goodwill | $6.5M | ||
| Other assets | $60.0K | $44.0K | |
| Total assets | $74.5M | $61.2M | |
| Accounts payable | $4.3M | $4.6M | |
| Accrued liabilities | $4.4M | $3.5M | |
| Income taxes payable | $124.0K | $186.0K | |
| Deferred revenue | $26.0K | $202.0K | |
| Notes payable | $4.2M | $6.1M | |
| Total current liabilities | $13.0M | $14.6M | |
| Lease liability, net of current portion | $627.0K | $685.0K | |
| Notes payable, net of current portion | $13.3M | $9.2M | |
| Total non-current liabilities | $13.9M | $9.9M | |
| Total liabilities | $26.9M | $24.6M | |
| Common stock, no par value, 50,000,000 shares authorized; 3,186,135 and 3,261,043 shares issued and outstanding at June 30, 2026 and 2025, respectively | $704.0K | ||
| Retained earnings | $47.6M | $35.9M | |
| Total shareholders equity | $47.6M | $36.6M | $30.9M |
| Total liabilities and shareholders equity | $74.5M | $61.2M | |
| Net of allowance for expected credit losses | $349 | $0 | |
| Common stock, no par value | $0 | $0 | |
| Common stock, shares authorized | 50.0M shares | 50.0M shares | |
| Common stock, shares issued | 3.2M shares | 3.3M shares | |
| Common stock, shares outstanding | 3.2M shares | 3.3M shares |
| Period ending | 2026-06-30 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|
| Cash and cash equivalents | $8.2M | $419.0K | |
| Investments | $1.1M | $6.7M | |
| Accounts receivable, net of allowance for credit losses of $349 and $0 at June 30, 2026 and 2025, respectively | $21.2M | $16.4M | |
| Deferred costs | $70.0K | $24.0K | |
| Inventory | $21.5M | $22.2M | |
| Income taxes receivable | $620.0K | $1.1M | |
| Prepaid expenses | $553.0K | $410.0K | |
| Total current assets | $53.2M | $47.3M | |
| Land and building, net | $6.0M | $6.1M | |
| Equipment and improvements, net | $5.4M | $5.2M | |
| Right of use asset, net | $602.0K | $1.1M | |
| Intangibles, net | $686.0K | $26.0K | |
| Deferred income taxes, net | $1.5M | $1.4M | |
| Investments | $504.0K | $148.0K | |
| Goodwill | $6.5M | ||
| Other assets | $60.0K | $44.0K | |
| Total assets | $74.5M | $61.2M | |
| Accounts payable | $4.3M | $4.6M | |
| Accrued liabilities | $4.4M | $3.5M | |
| Income taxes payable | $124.0K | $186.0K | |
| Deferred revenue | $26.0K | $202.0K | |
| Notes payable | $4.2M | $6.1M | |
| Total current liabilities | $13.0M | $14.6M | |
| Lease liability, net of current portion | $627.0K | $685.0K | |
| Notes payable, net of current portion | $13.3M | $9.2M | |
| Total non-current liabilities | $13.9M | $9.9M | |
| Total liabilities | $26.9M | $24.6M | |
| Common stock, no par value, 50,000,000 shares authorized; 3,186,135 and 3,261,043 shares issued and outstanding at June 30, 2026 and 2025, respectively | $704.0K | ||
| Retained earnings | $47.6M | $35.9M | |
| Total shareholders equity | $47.6M | $36.6M | $30.9M |
| Total liabilities and shareholders equity | $74.5M | $61.2M | |
| Net of allowance for expected credit losses | $349 | $0 | |
| Common stock, no par value | $0 | $0 | |
| Common stock, shares authorized | 50.0M shares | 50.0M shares | |
| Common stock, shares issued | 3.2M shares | 3.3M shares | |
| Common stock, shares outstanding | 3.2M shares | 3.3M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Net income | $13.7M | $9.0M |
| Depreciation and amortization | $1.4M | $1.2M |
| Unrealized loss (gain) on equity investments | $3.4M | -$1.5M |
| Gain on sale of investments | -$9.1M | -$595.0K |
| Non-cash straight-line lease amortization | -$49.0K | -$33.0K |
| Allowance for credit losses | $368.0K | |
| Amortization of loan fees, net | $12.0K | $9.0K |
| Share-based compensation | $688.0K | $555.0K |
| Deferred income taxes | -$129.0K | $140.0K |
| Accounts receivable | -$4.7M | -$2.5M |
| Deferred costs | -$46.0K | $238.0K |
| Inventory | $1.6M | -$6.9M |
| Prepaid expenses and other assets | -$105.0K | -$67.0K |
| Accounts payable and accrued expenses | -$12.0K | $179.0K |
| Deferred revenue | -$176.0K | $188.0K |
| Income taxes | $373.0K | -$1.5M |
| Net cash provided by (used in) operating activities | $7.2M | -$1.7M |
| Purchases of equipment and improvements | -$483.0K | -$1.2M |
| Purchase of APM, net of cash acquired | -$6.5M | |
| Purchases of investments | -$350.0K | -$899.0K |
| Proceeds from sale of investments | $11.2M | $1.9M |
| Net cash provided by (used in) investing activities | $3.9M | -$238.0K |
| Principal payments on notes payable, leases, and revolving loan | -$23.6M | -$11.5M |
| Proceeds from notes and revolving loan, net of fees | $23.6M | $15.0M |
| Repurchases of common stock | -$3.4M | -$3.5M |
| Payments of employee taxes on net issuance of common stock | -$27.0K | -$305.0K |
| Proceeds from exercise of stock options and ESPP contributions | $85.0K | $42.0K |
| Net cash used in financing activities | -$3.4M | -$292.0K |
| Net increase (decrease) in cash and cash equivalents | $7.8M | -$2.2M |
| Cash paid during the period for interest | $775.0K | $818.0K |
| Federal income tax payments | $3.5M | $3.0M |
| California income tax payments | $2.0K | $1.4M |
| Colorado income tax refunds | -$50.0K | |
| Florida income tax payments | $570.0K | |
| Indiana income tax payments | $130.0K | |
| Total income tax payments | $4.1M | $4.5M |
| Cashless stock option exercise | $117.0K | |
| Promissory note issued in conjunction with APM acquisition | $2.0M |
No quarter-by-quarter statement was filed.
Corporate structure
PRO DEX INC sits at the top of its group. 3 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of PRO DEX INC
- Nicholas John Swenson Filed SCHEDULE 13D/A on PRO DEX INC, latest Jun 26, 2026
- AO Partners I, LP Filed SCHEDULE 13D/A on PRO DEX INC, latest Apr 4, 2025
- FARNAM STREET PARTNERS LP /MN Filed SCHEDULE 13D/A on PRO DEX INC, latest Mar 27, 2025 (2 filings since Jan 29, 2025)
- PRO DEX INC Irvine, California
- Advanced Precision Machining, LLC Subsidiary · California, United States
- PDEX Franklin LLC Subsidiary · California, United States
Built from subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What PRO DEX INC reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $17.0M2 Jun 30, 2026 | $15.5M2 Jun 30, 2025 | +9.4% |
| Accumulated depreciation | $11.6M2 Jun 30, 2026 | $10.3M2 Jun 30, 2025 | +12.0% |
| Property and equipment, net | $5.4M2 Jun 30, 2026 | $5.2M2 Jun 30, 2025 | +4.3% |
| Operating-lease assets (leased space) | $602.0K2 Jun 30, 2026 | $1.1M2 Jun 30, 2025 | −42.7% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $8.2M2 Jun 30, 2026 | $419.0K2 Jun 30, 2025 | +1855.1% |
| Marketable securities, current | $1.1M2 Jun 30, 2026 | $6.7M2 Jun 30, 2025 | −82.9% |
| Marketable securities, non-current | $154.0K2 Jun 30, 2026 | $148.0K2 Jun 30, 2025 | +4.1% |
| Long-term investments | $504.0K2 Jun 30, 2026 | $148.0K2 Jun 30, 2025 | +240.5% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $6.5M2 Jun 30, 2026 | $112.0K15 Jun 30, 2017 | +5725.9% |
| Intangible assets, net (excluding goodwill) | $686.0K2 Jun 30, 2026 | $26.0K2 Jun 30, 2025 | +2538.5% |
| Accumulated amortization | $242.0K2 Jun 30, 2026 | $182.0K2 Jun 30, 2025 | +33.0% |
| Finite-lived intangibles, net | $686.0K2 Jun 30, 2026 | $26.0K2 Jun 30, 2025 | +2538.5% |
| Patents, net | $928.0K2 Jun 30, 2026 | $208.0K2 Jun 30, 2025 | +346.2% |
Inventory
| Item | Latest | A year before | Change |
|---|---|---|---|
| Inventory, total | $21.5M2 Jun 30, 2026 | $22.2M2 Jun 30, 2025 | −3.4% |
| Raw materials | $9.2M2 Jun 30, 2026 | $10.4M2 Jun 30, 2025 | −11.3% |
| Work in process | $7.7M2 Jun 30, 2026 | $7.4M2 Jun 30, 2025 | +3.7% |
| Finished goods | $1.9M2 Jun 30, 2026 | $1.5M2 Jun 30, 2025 | +23.2% |
Properties, in its own words
Our executive offices and manufacturing facility are located at 2361 McGaw Avenue, Irvine, California 92614. We lease the 28,000 square foot facility from an unrelated third party at a current base monthly lease rate of approximately $45,000 with 3% annual escalations through the expiration of the lease in September 2027. The building is a one-story, stand-alone structure of concrete “tilt-up” construction, approximately 45 years old and in good condition.
Our Franklin Property, located at 14401 Franklin Avenue, Tustin, California 92780, is used primarily for our assembly and repairs operations. We purchased this 25,000 square foot facility in November 2020 from an unrelated third party, with the majority of the purchase price financed by a property loan (See Notes 6 and 9 of the consolidated financial statements contained elsewhere in this report). The building is a one-story, stand-alone structure of concrete “tilt-up” construction, approximately 45 years old and in good condition.
The rest of Item 2
Our APM facility located at 1649 Monrovia Avenue, Costa Mesa, California 92627 is represented by three approximately 2,500 square foot adjacent facilities leased from an unrelated third party at a lease rate of approximately $17,000 per month through December 31, 2026.
We believe that our facilities are adequate for our current and expected future needs and are in full compliance with applicable state, EPA and other agency environmental standards.
Item 2 of the 10-K filed Sep 3, 2026.16
Leadership
Who has led PRO DEX INC, and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
Chief operating officer
- Chief executive officerKirk Richard Lee Van Jr. May 29, 2015 to now17
- Chief executive officerHarold A. Hurwitz May 1, 2014 to May 1, 201418
- Chief executive officerMichael J. Berthelot Nov 8, 2012 to Dec 3, 201219
- Chief executive officerMark Phillip Murphy Feb 22, 2007 to Dec 6, 201120
- PresidentMichael J. Berthelot Nov 8, 2012 to Dec 3, 201219
- Chief financial officerAlisha Charlton Jan 20, 2015 to now21
- Chief financial officerHarold A. Hurwitz Oct 12, 2010 to May 1, 201422
- Chief financial officerJeffrey J. Ritchey Dec 4, 2006 to Dec 8, 200923
- Chief operating officerKirk Richard Lee Van Jr. Apr 29, 2013 to May 1, 201424
Board members and other officers (15)
- EVP Business DevelopmentPatrick L. Johnson Mar 5, 2007 to Nov 3, 200925
- Board memberAngelita Rebamontan Domingo Jan 6, 2022 to now26
- Board memberKatrina Marie Kramer Philp Dec 23, 2019 to now27
- Board memberKirk Richard Lee Van Jr. May 29, 2015 to now17
- Board memberHarold A. Hurwitz May 1, 2014 to May 1, 201418
- Board memberDavid Hovda Jan 31, 2013 to now28
- Board memberRaymond E. Cabillot Jan 31, 2013 to now29
- Board memberNicholas John Swenson May 8, 2013 to now30
- Board memberMichael J. Berthelot Jan 16, 2009 to Dec 3, 201231
- Board memberDavid Holder Jan 21, 2009 to Nov 30, 201232
- Board memberMark Phillip Murphy Feb 22, 2007 to Dec 6, 201120
- Board memberWilliam L. Healey Dec 6, 2007 to Feb 6, 201333
- Board memberValerio F. Giannini Jan 26, 2006 to Dec 5, 200834
- Board memberGeorge J. Isaac Jul 5, 2006 to Dec 6, 201135
- Board memberMichael A. Mesenbrink Aug 29, 2006 to Aug 25, 200836
Subsidiaries and ownership
Subsidiaries (Exhibit 21)
The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.
Timeline
- Sep 18, 20268-K Entered a material agreement37
- Sep 3, 20268-K Results of operations38
- Aug 28, 20268-K Executive or director change39
- Jun 17, 20268-K Regulation FD disclosure40
- Apr 30, 20268-K Results of operations41
- Mar 27, 20268-K Executive or director change42
- Feb 12, 20268-K Entered a material agreement; Completed an acquisition or sale; New debt or obligation43
- Jan 29, 20268-K Results of operations44
- Dec 19, 20258-K Executive or director change; Other events45
- Nov 21, 20258-K Executive or director change; Shareholder vote46
- Oct 30, 20258-K Results of operations47
- Sep 4, 20258-K Results of operations48
- May 29, 2015New chief executive Kirk Richard Lee Van Jr. becomes CEO17
- May 1, 2014New chief executive Harold A. Hurwitz becomes CEO18
- Nov 8, 2012New chief executive Michael J. Berthelot becomes CEO19
- Feb 22, 2007New chief executive Mark Phillip Murphy becomes CEO20
Calendar
Coming up
- Oct 29, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported $0.62 a share, on Oct 30, 2025.49
When it reported results
- Sep 3, 2026Reported quarterly or annual results38
- Apr 30, 2026Reported quarterly or annual results41
- Jan 29, 2026Reported quarterly or annual results44
- Oct 30, 2025Reported quarterly or annual results47
- Sep 4, 2025Reported quarterly or annual results48
- May 1, 2025Reported quarterly or annual results50
- Jan 30, 2025Reported quarterly or annual results51
- Oct 31, 2024Reported quarterly or annual results52
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
172 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 49 major events, 66 insider forms, 5 large holders, 32 other. The latest 20:
- Oct 6, 2026ARS EDGAR
- Oct 6, 2026DEFA14A DEFINITVE 14A ADDITIONAL MATERIALS EDGAR
- Oct 6, 2026DEF 14A PROXY STATEMENT EDGAR
- Sep 18, 20268-K EDGAR
- Sep 14, 20264 EDGAR
- Sep 10, 20264 EDGAR
- Sep 10, 20264 EDGAR
- Sep 9, 2026144 EDGAR
- Sep 8, 2026144 EDGAR
- Sep 3, 20268-K EDGAR
- Sep 3, 202610-K ANNUAL REPORT EDGAR
- Aug 28, 20268-K EDGAR
- Jul 24, 20264 EDGAR
- Jul 14, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jul 6, 20264 EDGAR
- Jun 26, 2026SCHEDULE 13D/A EDGAR
- Jun 17, 20268-K EDGAR
- Jun 1, 2026SD EDGAR
The 172 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
35 open-market trades by officers, directors and large owners since October 2021: 2 buys and 33 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | Van Kirk Richard Lee JrChief Executive Officer | Sale | 765 | $59.36 | $45.4K | Form 4 |
| Sep 9, 2026 | Van Kirk Richard Lee JrChief Executive Officer | Sale | 19,235 | $60.58 | $1.2M | Form 4 |
| Sep 9, 2026 | Charlton AlishaChief Financial Officer | Sale | 2,300 | $61.30 | $141.0K | Form 4 |
| May 22, 2026 | Van Kirk Richard Lee JrChief Executive Officer | Sale | 4,128 | $62.36 | $257.4K | Form 4 |
| May 21, 2026 | Van Kirk Richard Lee JrChief Executive Officer | Sale | 5,872 | $62.81 | $368.8K | Form 4 |
| Mar 16, 2026 | Domingo Angelita RebamontanDirector | Sale | 998 | $47.24 | $47.1K | Form 4 |
| Apr 2, 2025 | Swenson Nicholas JohnDirector | Sale | 4,526 | Form 4 | ||
| Apr 1, 2025 | CABILLOT RAYMOND EDirector | Sale | 7,263 | $50.01 | $363.2K | Form 4 |
| Mar 31, 2025 | CABILLOT RAYMOND EDirector | Sale | 836 | $50.00 | $41.8K | Form 4 |
| Mar 28, 2025 | CABILLOT RAYMOND EDirector | Sale | 842 | $50.00 | $42.1K | Form 4 |
| Mar 26, 2025 | CABILLOT RAYMOND EDirector | Sale | 3,096 | $50.13 | $155.2K | Form 4 |
| Mar 25, 2025 | CABILLOT RAYMOND EDirector | Sale | 12,927 | $50.28 | $650.0K | Form 4 |
| Mar 24, 2025 | CABILLOT RAYMOND EDirector | Sale | 2,784 | $50.00 | $139.2K | Form 4 |
| Mar 20, 2025 | FARNAM STREET PARTNERS LP /MN10% owner | Sale | 1,101 | $50.00 | $55.0K | Form 4 |
| Mar 19, 2025 | FARNAM STREET PARTNERS LP /MN10% owner | Sale | 1,000 | $50.00 | $50.0K | Form 4 |
| Mar 14, 2025 | CABILLOT RAYMOND EDirector | Sale | 5,151 | $50.00 | $257.6K | Form 4 |
| Mar 11, 2025 | CABILLOT RAYMOND EDirector | Sale | 5,132 | $45.06 | $231.2K | Form 4 |
| Mar 10, 2025 | CABILLOT RAYMOND EDirector | Sale | 7,674 | $45.00 | $345.3K | Form 4 |
| Jan 30, 2025 | FARNAM STREET PARTNERS LP /MN10% owner | Sale | 1,100 | $45.01 | $49.5K | Form 4 |
| Jan 28, 2025 | CABILLOT RAYMOND EDirector | Sale | 5,381 | $41.64 | $224.1K | Form 4 |
All 35 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Nicholas John SwensonSCHEDULE 13D/A, 1 filing Jun 26, 202653
- AO Partners I, LPSCHEDULE 13D/A, 1 filing Apr 4, 202554
- FARNAM STREET PARTNERS LP /MNSCHEDULE 13D/A, 2 filings Jan 29, 2025 to Mar 27, 202555
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2026 | Richard L. Van Kirk | 66 | $350.0K | $727.6K56 |
| 2026 | Alisha K. Charlton | $249.8K | $353.7K56 | |
| 2025 | DirectorCEO, President and COO | $350.0K | $653.0K56 | |
| 2025 | Chief Financial Officer | $247.2K | $357.8K56 |
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 67. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How PRO DEX INC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARPRO DEX INC1
- CIK0000788920
- Employer ID (EIN)84-126124016
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company16
- Incorporated inColorado16
- Fiscal year endsJune 301
- Industry code (SIC)3841 Surgical & Medical Instruments & Apparatus1
- SEC reviewing officeOffice of Industrial Applications and Services, Division of Corporation Finance1
- Business address2361 Mcgaw Avenue, Irvine, CA 926141
- Phone949-769-32311
- Shares outstanding3,203,334 shares as of Sep 2, 202616
- Public float$67.8M as of Dec 31, 202516
- AuditorBaker Tilly US, LLP, Irvine, California PCAOB ID 23; no auditor attestation of internal control over financial reporting16
- On EDGAR sinceNov 3, 19951
- Filings1,024 in all: 4 (343), 8-K (270), 10-Q (57), 10QSB (36), DEF 14A (30), SC 13D/A (29), UPLOAD (25), 10-K (18)1
All 46 form types
CORRESP (18), DEFA14A (18), 3 (14), SC 13G/A (14), 144 (13), SD (13), 5 (12), 10KSB (11), 4/A (11), 10-K/A (9), 8-K/A (7), S-8 (7), SC 13G (7), DFAN14A (6), 10KSB/A (5), 10-Q/A (4), PRE 14A (4), SCHEDULE 13D/A (4), DEFR14A (3), EFFECT (3), NT 10-K (3), S-3 (3), S-3/A (3), SC 13D (3), 10KSB40 (2), 10QSB/A (2), 424B5 (2), DEFC14A (2), NT 10-Q (2), PREC14A (2), PRRN14A (2), 3/A (1), 424B3 (1), ARS (1), CT ORDER (1), DEF 14C (1), PRER14A (1), S-8 POS (1)
- Latest filingsAnnual report (10-K) Sep 3, 2026
Quarterly report (10-Q) Apr 30, 2026
Proxy statement (DEF 14A) Oct 6, 2026
Latest 8-K (8-K) Sep 18, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, no par value | PDEX | NASDAQ |
From the cover page of the 10-K filed Sep 3, 2026 (Section 12(b) of the Exchange Act).16
Risk factors and legal proceedings
The risks PRO DEX INC names in Item 1A of its 10-K filed Sep 3, 2026: 24 risks under these headings, as written.16
- Risks Related to Our Business and the Industry in Which We Operate
- A substantial portion of our revenue is derived from a few customers. If we were to lose a key customer, it would have a material adverse effect on our business, financial condition, and results of operations.
- A substantial portion of our business is derived from our core business area that, if not serviced properly, may result in a material adverse impact upon our business, financial condition, and results of operations.
- Our customers may cancel or reduce their orders, change production quantities, or delay production, any of which would reduce our sales and adversely affect our results of operations.
- In recent years, we have launched several new medical device products and our estimates of warranty claims are based largely on our previous history from similar legacy products. If actual warranty claims exceed our estimates, it could have an adverse effect on our results of operations and financial condition.
- We face significant competition from a number of different sources, which could negatively impact our results of operations.
- The industry in which we operate is subject to significant technological change and any failure or delay in addressing such change could adversely affect our competitive position or could make our current products obsolete.
- We rely heavily on our proprietary technology, which, if not properly protected or if deemed invalid, could have a material adverse effect on our business, financial condition, and results of operations.
- If our technology infrastructure is compromised, damaged or interrupted by a cybersecurity incident, data security breach or other security problems, our results of operations and financial condition could be adversely affected.
- To service our debt obligations, we will require a significant amount of cash. However, our ability to generate cash depends on many factors beyond our control.
- Our cash and cash equivalents may be exposed to banking institution risk.
- We periodically invest surplus cash in marketable securities and other investments in order to realize a positive return, although there can be no assurance that a positive return will be realized, and we could lose some or all of our investments, which could adversely affect our financial condition and results of operation.
The other 13 risks
- Our operations are dependent upon our key personnel. If such personnel were to leave unexpectedly, we may not be able to execute our business plan.
- We may not be able to successfully integrate our business acquisitions, which could adversely affect our business, financial condition, and results of operations.
- We have experienced losses in the past, and we cannot be certain that we will sustain our current profitability; we may need additional capital in the future to fund our businesses, which we may not be able to obtain on acceptable terms.
- Risks Related to Ownership of Our Common Stock
- Two of our directors hold voting power with respect to a substantial portion of our outstanding common stock that enables them to have significant influence over the outcome of all matters submitted to our shareholders for approval, which influence may conflict with our interests and the interests of other shareholders.
- Our quarterly results can fluctuate significantly from quarter to quarter, which may negatively impact the price of our shares and/or cause significant variances in the prices at which our shares trade.
- Regulatory & Compliance Risks
- Our operations are subject to a number of complex government regulations, the violation of which could have a material adverse effect on our business.
- We face risks and uncertainties associated with potential litigation by or against us, which could have a material adverse effect on our business, financial condition, and results of operations.
- The agreements governing our various debt obligations impose restrictions on our business and could adversely affect our ability to undertake certain corporate actions.
- We are subject to changes in and interpretations of financial accounting matters that govern the measurement of our performance, compliance with which could be costly and time-consuming.
- Our evaluation of internal controls and remediation of potential problems is costly and time-consuming and we have previously identified material weaknesses in our internal control over financial reporting. Failure to achieve and maintain effective internal control over financial reporting could materially and adversely affect our business, results of operations, financial condition, and stock price.
- Our acquisition of APM may increase our exposure to complex export control and government contracting requirements, the violation of which could have a material adverse effect on our business.
- General Risks
- The global economic environment may impact our business, financial condition, and results of operations.
- Tariffs could have a negative effect on our business, results of operations, financial condition, and liquidity.
Legal proceedings
See Note 11 to the consolidated financial statements contained elsewhere in this report.
The opening of Item 3, Legal Proceedings.16
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1SEC EDGARPRO DEX INC filings on SEC EDGAR
- 2SEC EDGARPRO DEX INC 10-K for fiscal 2026
- 3SEC EDGARPRO DEX INC filings on SEC EDGAR
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- 5SEC EDGARPRO DEX INC 10-K for fiscal 2019
- 6SEC EDGARPRO DEX INC 10-K for fiscal 2020
- 7SEC EDGARPRO DEX INC 10-K for fiscal 2021
- 8SEC EDGARPRO DEX INC 10-K for fiscal 2023
- 9SEC EDGARPRO DEX INC 10-K for fiscal 2024
- 10SEC EDGARPRO DEX INC 10-Q for fiscal 2025
- 11SEC EDGARPRO DEX INC 10-Q for fiscal 2025
- 12SEC EDGARPRO DEX INC 10-Q for fiscal 2026
- 13SEC EDGARPRO DEX INC 10-K for fiscal 2021
- 14SEC EDGARPRO DEX INC 10-K for fiscal 2019
- 15SEC EDGARPRO DEX INC 10-K for fiscal 2017
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- 28SEC EDGARDavid Hovda, Board member
- 29SEC EDGARRaymond E. Cabillot, Board member
- 30SEC EDGARNicholas John Swenson, Board member
- 31SEC EDGARMichael J. Berthelot, Board member
- 32SEC EDGARDavid Holder, Board member
- 33SEC EDGARWilliam L. Healey, Board member
- 34SEC EDGARValerio F. Giannini, Board member
- 35SEC EDGARGeorge J. Isaac, Board member
- 36SEC EDGARMichael A. Mesenbrink, Board member
- 37SEC EDGAREntered a material agreement
- 38SEC EDGARResults of operations
- 39SEC EDGARExecutive or director change
- 40SEC EDGARRegulation FD disclosure
- 41SEC EDGARResults of operations
- 42SEC EDGARExecutive or director change
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- 44SEC EDGARResults of operations
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- 47SEC EDGARResults of operations
- 48SEC EDGARResults of operations
- 49NasdaqNasdaq calendar
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