Private company
Peak Bio, Inc.
In its 2024 annual report the company says: “Peak Bio is a clinical-stage biopharmaceutical company focused on developing innovative therapeutics addressing significant unmet need in the areas of cancer, inflammatory and rare diseases.”3 It is headquartered in Pleasanton, California.1
Last updated Oct 20, 2026.
Overview
- IndustryBiological Products, (No Diagnostic Substances)1
- HeadquartersPleasanton, California1
- Incorporated inDE2
- Business address4900 Hopyard Road, Suite 100, Pleasanton, Ca 945882
- Filer category, Emerging growth company2
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Peak Bio is a clinical-stage biopharmaceutical company focused on developing innovative therapeutics addressing significant unmet need in the areas of cancer, inflammatory and rare diseases. We will continue to explore and partner with researchers, clinicians, patient advocacy groups, academic institutions, governmental agencies, and our investors to continue to expand treatment options and partnerships to meet those expectations.3 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2023
Where the money goes
Where each dollar of revenue went, fiscal 2023
- Research and development37¢$1.6M
- Interest63¢$2.7M
Out of $367.9K in revenue.4 The company lost money this year.
Financial statements
| Fiscal year | 2020 | 2021 | 2022 | 2023 |
|---|---|---|---|---|
| Revenue | $528.3K5 | $607.7K4 | $367.9K4 | |
| Research and development | $7.1M5 | $3.9M4 | $1.6M4 | |
| Operating expenses | $9.6M5 | $12.5M4 | $13.4M4 | |
| Operating income | -$9.1M5 | -$11.8M4 | -$13.1M4 | |
| Interest | $11.5K5 | $48.0K4 | $2.7M4 | |
| Income before tax | -$8.2M5 | -$13.2M4 | -$12.8M4 | |
| Income tax | $82.1K5 | -$74.0K4 | $04 | |
| Net income | -$8.3M6 | -$13.1M4 | -$12.8M4 | |
| Earnings per share | -$0.485 | -$0.744 | -$0.614 | |
| Earnings per share (diluted) | -$0.485 | -$0.744 | -$0.614 | |
| Shares (weighted, basic) | 17.2M shares5 | 17.7M shares4 | 21.2M shares4 | |
| Shares (weighted, diluted) | 17.2M shares5 | 17.7M shares4 | 21.2M shares4 |
| Fiscal year | 2020 | 2021 | 2022 | 2023 |
|---|---|---|---|---|
| Cash | $25.4K9 | $205.5K5 | $654.9K4 | $381.6K4 |
| Current assets | $25.4K9 | $459.1K5 | $3.2M4 | $2.4M4 |
| Property, plant and equipment | $380.6K5 | $376.6K4 | $153.1K4 | |
| Goodwill | $05 | |||
| Total assets | $107.0K9 | $1.1M5 | $7.5M4 | $2.6M4 |
| Accounts payable | $301.5K5 | $3.6M4 | $5.9M4 | |
| Short-term debt | $5.6M5 | |||
| Current liabilities | $80.3K9 | $2.8M5 | $10.8M4 | $20.5M4 |
| Long-term debt | $05 | $05 | ||
| Total liabilities | $80.3K9 | $3.0M5 | $15.6M4 | $20.8M4 |
| Retained earnings | -$8.5M5 | -$25.3M4 | -$38.2M4 | |
| Shareholders’ equity | -$593.2K5 | -$1.9M4 | -$8.1M4 | -$18.2M4 |
| Shares outstanding | 0 shares9 | 17.2M shares5 | 19.8M shares4 | 23.1M shares4 |
Corporate structure
Peak Bio, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Peak Bio, Inc.
- SBI INVESTMENT KOREA CO., LTD. Filed SC 13G/A on Peak Bio, Inc., latest Dec 4, 2024 (2 filings since Feb 28, 2023)
- Hoyoung Huh Filed SC 13D on Peak Bio, Inc., latest Mar 21, 2023
- Vellar Opportunities Fund Master, Ltd. Filed SC 13G/A on Peak Bio, Inc., latest Feb 14, 2023 (2 filings since Aug 31, 2022)
- James E. Flynn Filed SC 13G/A on Peak Bio, Inc., latest Feb 10, 2023 (2 filings since Feb 11, 2022)
- Phillip Et Al Frost Md. Filed SC 13G/A on Peak Bio, Inc., latest Feb 3, 2023
- Steven Michael Oliveira Filed SC 13G/A on Peak Bio, Inc., latest May 9, 2022
- Saba Capital Management, L.P. Filed SC 13G on Peak Bio, Inc., latest Feb 4, 2022
- K2 PRINCIPAL FUND, L.P. Filed SC 13G/A on Peak Bio, Inc., latest Jan 26, 2022 (2 filings since Jan 5, 2022)
- Peak Bio, Inc. Pleasanton, California
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Peak Bio, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $752.9K4 Dec 31, 2023 | $848.3K4 Dec 31, 2022 | −11.2% |
| Accumulated depreciation | $599.8K4 Dec 31, 2023 | $471.6K4 Dec 31, 2022 | +27.2% |
| Property and equipment, net | $153.1K4 Dec 31, 2023 | $376.6K4 Dec 31, 2022 | −59.3% |
| Operating-lease assets (leased space) | $04 Dec 31, 2023 | $3.7M4 Dec 31, 2022 | −100.0% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $381.6K4 Dec 31, 2023 | $654.9K4 Dec 31, 2022 | −41.7% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $05 Dec 31, 2022 |
Leadership
Who has led Peak Bio, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
- Chief executive officerDavid I. Rosenberg Jan 27, 2021 to Jan 27, 202110
- Chief executive officerDavid J. Strupp Mar 12, 2021 to Mar 12, 202111
- Chief financial officerTimothy M. Cunningham Nov 4, 2022 to Nov 4, 202212
Board members and other officers (14)
- OfficerSatyajit Kumar Mitra Nov 3, 2022 to Nov 3, 202213
- OfficerStephen J. Lamond Nov 3, 2022 to Sep 28, 202314
- OfficerDavid J. Strupp Jan 27, 2021 to Jan 27, 202110
- Board memberSandip I. Patel Nov 18, 2024 to Nov 18, 202415
- Board memberHoyoung Huh Nov 3, 2022 to Nov 18, 202416
- Board memberJames R. Neal Nov 3, 2022 to Nov 18, 202417
- Board memberNevan C. Elam Nov 3, 2022 to Nov 3, 202218
- Board memberStephen J. Lamond Nov 3, 2022 to Sep 28, 202314
- Board memberCheryl Cohen Jan 27, 2021 to Jan 27, 202119
- Board memberDavid I. Rosenberg Jan 27, 2021 to Nov 3, 202210
- Board memberDavid J. Strupp Jan 27, 2021 to Mar 12, 202110
- Board memberJohn Andrew Boockvar Jan 27, 2021 to Jan 27, 202120
- Board memberRichard J. Rosenstock Feb 1, 2021 to Feb 1, 202121
- General counselPeter David McCabe Jan 18, 2023 to Jan 18, 202322
Former names
- Ignyte Acquisition Corp.Dec 9, 2020 to Nov 2, 20222
Timeline
- Nov 14, 20248-K Completed an acquisition or sale; Unregistered sale of shares; Change to shareholders' rights23
- Nov 7, 20248-K Shareholder vote24
- Sep 30, 20248-K Entered a material agreement; Unregistered sale of shares; Executive or director change25
- Sep 3, 20248-K Executive or director change26
- Aug 14, 20248-K Executive or director change27
- Jul 24, 20248-K Executive or director change28
- Jul 17, 20248-K Entered a material agreement; Unregistered sale of shares29
- Jun 7, 20248-K Entered a material agreement; Unregistered sale of shares30
- Mar 5, 20248-K Entered a material agreement; Bylaws or fiscal year changed; Regulation FD disclosure31
- Feb 21, 20248-K Unregistered sale of shares32
- Feb 6, 20248-K Unregistered sale of shares33
- Jan 29, 20248-K Entered a material agreement34
- Mar 12, 2021New chief executive David J. Strupp becomes CEO11
- Jan 27, 2021New chief executive David I. Rosenberg becomes CEO10
Filings
158 filings to the SEC since October 2021: 3 annual reports, 10 quarterly reports, 39 major events, 33 insider forms, 12 large holders, 61 other. The latest 20:
- Dec 4, 2024SC 13G/A SCHEDULE 13G/A EDGAR
- Dec 4, 20244 EDGAR
- Nov 18, 20244 EDGAR
- Nov 18, 20244 EDGAR
- Nov 18, 20244 EDGAR
- Nov 15, 2024EFFECT EDGAR
- Nov 15, 202415-12G EDGAR
- Nov 14, 2024POS AM EDGAR
- Nov 14, 20248-K EDGAR
- Nov 12, 202410-Q EDGAR
- Nov 7, 20248-K EDGAR
- Oct 11, 2024DEFM14A EDGAR
- Sep 30, 20248-K EDGAR
- Sep 3, 20248-K EDGAR
- Aug 23, 202410-Q EDGAR
- Aug 23, 202410-Q EDGAR
- Aug 14, 2024NT 10-Q EDGAR
- Aug 14, 20248-K EDGAR
- Aug 6, 202410-K EDGAR
- Jul 24, 20248-K EDGAR
The 158 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
20 open-market trades by officers, directors and large owners since October 2021: 20 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 27, 2023 | LaMond Stephen JSee Remarks | Buy | 2,600 | Form 4 | ||
| Sep 26, 2023 | LaMond Stephen JSee Remarks | Buy | 3,000 | Form 4 | ||
| Sep 21, 2023 | Huh HoyoungDirector | Buy | 45,000 | Form 4 | ||
| Sep 20, 2023 | Huh HoyoungDirector | Buy | 30,000 | Form 4 | ||
| Sep 19, 2023 | Huh HoyoungDirector | Buy | 50,000 | Form 4 | ||
| Sep 18, 2023 | LaMond Stephen JSee Remarks | Buy | 2,500 | Form 4 | ||
| Sep 18, 2023 | LaMond Stephen JSee Remarks | Buy | 2,500 | Form 4 | ||
| Sep 15, 2023 | LaMond Stephen JSee Remarks | Buy | 11,750 | Form 4 | ||
| Sep 15, 2023 | LaMond Stephen JSee Remarks | Buy | 26,000 | Form 4 | ||
| Sep 15, 2023 | Huh HoyoungDirector | Buy | 25,000 | Form 4 | ||
| Sep 14, 2023 | Huh HoyoungDirector | Buy | 20,000 | Form 4 | ||
| Sep 13, 2023 | Huh HoyoungDirector | Buy | 30,000 | Form 4 | ||
| Sep 12, 2023 | Huh HoyoungDirector | Buy | 17,000 | Form 4 | ||
| Sep 11, 2023 | Huh HoyoungDirector | Buy | 30,000 | Form 4 | ||
| Aug 31, 2023 | Huh HoyoungDirector | Buy | 0 | Form 4 | ||
| Aug 31, 2023 | Huh HoyoungDirector | Buy | 13,000 | $0.27 | $3.5K | Form 4 |
| Aug 30, 2023 | Huh HoyoungDirector | Buy | 0 | Form 4 | ||
| Aug 30, 2023 | Huh HoyoungDirector | Buy | 74,750 | $0.26 | $19.5K | Form 4 |
| Aug 29, 2023 | Huh HoyoungDirector | Buy | 0 | Form 4 | ||
| Aug 29, 2023 | Huh HoyoungDirector | Buy | 5,500 | $0.25 | $1.4K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- SBI INVESTMENT KOREA CO., LTD.SC 13G/A, 2 filings Feb 28, 2023 to Dec 4, 202435
- Hoyoung HuhSC 13D, 1 filing Mar 21, 202336
- Vellar Opportunities Fund Master, Ltd.SC 13G/A, 2 filings Aug 31, 2022 to Feb 14, 202337
- James E. FlynnSC 13G/A, 2 filings Feb 11, 2022 to Feb 10, 202338
- Phillip Et Al Frost Md.SC 13G/A, 1 filing Feb 3, 202339
- Steven Michael OliveiraSC 13G/A, 1 filing May 9, 202240
- Saba Capital Management, L.P.SC 13G, 1 filing Feb 4, 202241
- K2 PRINCIPAL FUND, L.P.SC 13G/A, 2 filings Jan 5, 2022 to Jan 26, 202242
SEC filer profile
How Peak Bio, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARPeak Bio, Inc.1
- CIK0001834645
- Employer ID (EIN)85-24481571
- Filer status<br>emerging growth company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Industry code (SIC)2836 Biological Products, (No Diagnostic Substances)1
- SEC reviewing officeOffice of Life Sciences, Division of Corporation Finance1
- Business address4900 Hopyard Road, Suite 100, Pleasanton, CA 945881
- Phone(925) 463-48001
- Shares outstanding23,124,888 as of Nov 12, 20248
- Public float$17.0M as of Jun 30, 20234
- On EDGAR sinceDec 9, 20201
- Filings191 in all: 8-K (41), 4 (24), 3 (16), 10-Q (12), UPLOAD (12), CORRESP (10), NT 10-Q (8), SC 13G/A (8)1
All 33 form types
PRER14A (7), SC 13G (7), 10-K (4), 424B3 (4), EFFECT (4), 8-K/A (3), NT 10-K (3), POS AM (3), S-1/A (3), 25-NSE (2), 4/A (2), 425 (2), DEFA14A (2), DEFM14A (2), S-1 (2), 10-K/A (1), 15-12G (1), 424B4 (1), 8-A12B (1), CERT (1), DEF 14A (1), DRS (1), PRE 14A (1), PREM14A (1), SC 13D (1)
- Latest filingsAnnual report (10-K) Aug 6, 2024
Quarterly report (10-Q) Nov 12, 2024
Proxy statement (DEF 14A) Oct 19, 2022
Latest 8-K (8-K) Nov 14, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1SEC EDGARPeak Bio, Inc. filings on SEC EDGAR
- 2SEC EDGARPeak Bio, Inc. filings on SEC EDGAR
- 3
- 4SEC EDGARPeak Bio, Inc. 10-K for fiscal 2023
- 5SEC EDGARPeak Bio, Inc. 10-K for fiscal 2021
- 6SEC EDGARPeak Bio, Inc. 10-K for fiscal 2021
- 7SEC EDGARPeak Bio, Inc. 10-Q for fiscal 2024
- 8SEC EDGARPeak Bio, Inc. 10-Q for fiscal 2024
- 9SEC EDGARPeak Bio, Inc. 10-K for fiscal 2020
- 10
- 11
- 12
- 13SEC EDGARSatyajit Kumar Mitra, Officer
- 14SEC EDGARStephen J. Lamond, Officer
- 15SEC EDGARSandip I. Patel, Board member
- 16SEC EDGARHoyoung Huh, Board member
- 17SEC EDGARJames R. Neal, Board member
- 18SEC EDGARNevan C. Elam, Board member
- 19SEC EDGARCheryl Cohen, Board member
- 20SEC EDGARJohn Andrew Boockvar, Board member
- 21SEC EDGARRichard J. Rosenstock, Board member
- 22SEC EDGARPeter David McCabe, General counsel
- 23
- 24SEC EDGARShareholder vote
- 25
- 26SEC EDGARExecutive or director change
- 27SEC EDGARExecutive or director change
- 28SEC EDGARExecutive or director change
- 29
- 30
- 31
- 32SEC EDGARUnregistered sale of shares
- 33SEC EDGARUnregistered sale of shares
- 34SEC EDGAREntered a material agreement
- 35
- 36SEC EDGARHoyoung Huh SC 13D on Peak Bio, Inc.
- 37
- 38
- 39
- 40
- 41
- 42