PFX on Nasdaq

PhenixFIN Corp

Corporation registered in the United States, active since 2010. Summary from the record

Price unavailable

Last updated Oct 19, 2026.

Overview

$4.2MNet income, fiscal 20253

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  • TickerPFX on Nasdaq2
  • HeadquartersNew York, United States2
  • Incorporated inDE4
  • Business address445 Park Avenue, 9Th Floor, New York, Ny 100224
  • Filer categoryNon-accelerated filer4
  • Legal formCorporation2
  • LEI549300JJH1QEB0RKNO532
  • StatusActive2
  • LEI statusIssued and current2
  • Registered address251 LITTLE FALLS DRIVE, 19808 Wilmington, United States2
  • Registered withDivision of Corporations, Department of State, 48152002

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Internal Revenue Code of 1986, as amended (the “Code”). Through December 31, 2020, we were an externally managed company.5 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2025

2.6%Return on equity3

Financial statements

Net income63$4.2M in 2025
-$10.0M0$10.0M$20.0M$30.0M2022: -$6.1M-$6.1M20222023: $26.9M$26.9M20232024: $18.6M$18.6M2024−31%2025: $4.2M$4.2M2025−78%

Every line of the income statement as filed: the last 3 fiscal years, latest first.3

Period ending2025-09-302024-09-302023-09-30
Total interest income$16.6M$14.3M$12.1M
Total dividend income$7.5M$6.9M$6.9M
Interest from cash and cash equivalents$195.0K$500.1K$400.0K
Fee income (see Note 9)$992.4K$514.9K$324.3K
Other income$22$402.1K
Total Investment Income$25.3M$22.2M$20.1M
Interest and financing expenses$10.3M$6.6M$5.5M
Salaries and benefits$5.1M$6.9M$4.2M
Professional fees, net$2.0M$1.5M$1.4M
General and administrative expenses$1.2M$1.1M$983.3K
Directors fees$816.0K$750.0K$728.8K
Administrator expenses (see Note 6)$404.9K$301.9K$320.3K
Insurance expenses$338.0K$378.9K$466.3K
Total expenses$20.1M$17.4M$13.6M
Net Investment Income$5.1M$4.7M$6.5M
Total net realized gains (losses)-$11.9M$7.3M-$11.5M
Total net change in unrealized gains (losses)$10.7M$5.7M$31.9M
Deferred tax benefit (expense)$210.2K$887.1K
Total realized and unrealized gains (losses)-$984.8K$13.9M$20.4M
Net Increase (Decrease) in Net Assets Resulting from Operations$4.2M$18.6M$26.9M
Weighted average basic earnings per common share (in Dollars per share)$2.06$9.13$12.87
Weighted average diluted earnings per common share (in Dollars per share)$2.06$9.13$12.87
Weighted average common shares outstanding - basic (in Shares)2.0M shares2.0M shares2.1M shares
Weighted average common shares outstanding - diluted (in Shares)2.0M shares2.0M shares2.1M shares

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Leadership

Who has led PhenixFIN Corp, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Brook Taube2011–2019
  2. David A. Lorber2022–now

Chair

  1. David A. Lorber2021–now

President

  1. Brook Taube2013–2014

Chief financial officer

  1. Richard T. Allorto Jr.2011–2015
  2. Ellida McMillan2021–now
201520202025
Board members and other officers (16)

Former names

  • Medley Capital CorpJun 24, 2010 to Jan 4, 20214
  • Medley Capital BDC LLCMay 3, 2010 to Jan 6, 20114

Timeline

  1. May 13, 2022New chief executive David A. Lorber becomes CEO11
  2. Jan 20, 2011New chief executive Brook Taube becomes CEO12
  3. Apr 23, 2010Founded PhenixFIN Corp is founded2

Filings

156 filings to the SEC since October 2021: 8 annual reports, 15 quarterly reports, 31 major events, 60 insider forms, 16 large holders, 26 other. The latest 20:

  1. Aug 5, 202610-Q QUARTERLY REPORT EDGAR
  2. Aug 5, 20268-K CURRENT REPORT EDGAR
  3. Jul 2, 202640-17G EDGAR
  4. Jun 3, 20264 EDGAR
  5. May 15, 2026SCHEDULE 13G/A EDGAR
  6. May 14, 2026SCHEDULE 13D/A EDGAR
  7. May 14, 20264 EDGAR
  8. May 5, 202610-Q QUARTERLY REPORT EDGAR
  9. May 5, 20268-K CURRENT REPORT EDGAR
  10. Apr 2, 2026SCHEDULE 13D/A EDGAR
  11. Mar 20, 20268-K CURRENT REPORT EDGAR
  12. Mar 5, 20264 EDGAR
  13. Feb 9, 202610-Q QUARTERLY REPORT EDGAR
  14. Feb 9, 20268-K CURRENT REPORT EDGAR
  15. Jan 28, 2026DEF 14A PROXY STATEMENT EDGAR
  16. Dec 29, 20254 EDGAR
  17. Dec 29, 20254 EDGAR
  18. Dec 19, 20254 EDGAR
  19. Dec 17, 20254 EDGAR
  20. Dec 12, 202510-K ANNUAL REPORT EDGAR

The 156 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

108 open-market trades by officers, directors and large owners since October 2021: 108 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jun 3, 2026Lorber David ACHAIRMAN AND CEOBuy3,983$45.27$180.3KForm 4
Jun 2, 2026Lorber David ACHAIRMAN AND CEOBuy2,473$44.95$111.2KForm 4
Jun 1, 2026Lorber David ACHAIRMAN AND CEOBuy2,200$44.60$98.1KForm 4
May 12, 2026Lorber David ACHAIRMAN AND CEOBuy42,065$39.95$1.7MForm 4
Mar 3, 2026Amster HowardDirectorBuy11,500$42.56$489.4KForm 4
Dec 24, 2025Lorber David ACHAIRMAN AND CEOBuy572$46.05$26.3KForm 4
Dec 23, 2025Lorber David ACHAIRMAN AND CEOBuy133$45.59$6.1KForm 4
Dec 23, 2025McMillan EllidaCHIEF FINANCIAL OFFICERBuy150$45.33$6.8KForm 4
Dec 22, 2025Lorber David ACHAIRMAN AND CEOBuy1,000$45.44$45.4KForm 4
Dec 22, 2025McMillan EllidaCHIEF FINANCIAL OFFICERBuy6$45.00$270Form 4
Dec 17, 2025McMillan EllidaCHIEF FINANCIAL OFFICERBuy37$44.00$1.6KForm 4
Dec 17, 2025Lorber David ACHAIRMAN AND CEOBuy908$44.74$40.6KForm 4
Dec 16, 2025Lorber David ACHAIRMAN AND CEOBuy138$44.45$6.1KForm 4
Dec 15, 2025Lorber David ACHAIRMAN AND CEOBuy100$44.33$4.4KForm 4
Sep 23, 2025McMillan EllidaCHIEF FINANCIAL OFFICERBuy248$47.75$11.8KForm 4
Sep 17, 2025ROBINSON LOWELL WDirectorBuy44$48.26$2.1KForm 4
Sep 16, 2025ROBINSON LOWELL WDirectorBuy86$48.09$4.1KForm 4
Sep 12, 2025ROBINSON LOWELL WDirectorBuy100$48.09$4.8KForm 4
Sep 11, 2025ROBINSON LOWELL WDirectorBuy162$48.05$7.8KForm 4
Sep 10, 2025ROBINSON LOWELL WDirectorBuy34$48.05$1.6KForm 4

All 108 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Adalta Capital Management LLC176,569$7.5M3.3%+1,000
American Financial Group Inc64,327$2.7M1.0%No change
Morgan Stanley54,462$2.3M0.0%−496
Bulldog Investors, LLP19,218$817.9K0.2%No change
Legal & General Group Plc15,140$655.3K0.0%No change
Osaic Holdings, Inc.400$17.0K0.0%No change
Allworth Financial LP286$12.2K0.0%No change
Wells Fargo & Company/mn250$10.6K0.0%−1
UBS Group AG130$5.5K0.0%−358
IFG Advisory, LLC7$2980.0%New
Us Bancorp \de\3$1280.0%No change

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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