PKTX

ProtoKinetix, Inc.

American pharmaceutical preparations company based in Dalton. Summary from the record

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Last updated Oct 19, 2026.

Overview

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  • TickerPKTX1
  • IndustryPharmaceutical Preparations1
  • HeadquartersDalton, Ohio1
  • Incorporated inNV2
  • Business address109 W. Main St., Dalton, Oh 446182
  • Filer categoryNon-accelerated filer, Smaller reporting company2
  • Legal formCorporation

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Our capital requirements and the uncertainty of being able to obtain additional funding on terms acceptable to us;3 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income456789-$393.6K in 2025−91% since 2019
-$8.0M-$6.0M-$4.0M-$2.0M02019: -$4.2M-$4.2M20192020: -$7.6M-$7.6M2020+82%2021: -$2.3M-$2.3M2021−70%2022: -$1.9M-$1.9M2022−18%2023: -$415.5K-$415.5K2023−78%2024: -$364.2K-$364.2K2024−12%2025: -$393.6K-$393.6K2025+8%

Every line of the income statement as filed: the last 2 fiscal years, latest first.9

Period ending2025-12-312024-12-31
Amortization intangible assets (Note 4)$51.3K$52.9K
General and administrative$58.1K$61.5K
Professional fees (Note 8)$177.6K$144.8K
Research and development$106.6K$99.6K
Share-based compensation (Note 5)$0$5.4K
Operating Income (Expenses)-$393.6K-$364.2K
Net loss for the year-$393.6K-$364.2K
Net loss per common share (basic)$0.00$0.00
Net loss per common share (diluted)$0.00$0.00
Weighted average number of common shares outstanding (basic)386.3M shares358.6M shares
Weighted average number of common shares outstanding (diluted)386.3M shares358.6M shares

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Leadership

Who has led ProtoKinetix, Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Ross Laurence Senior2014
  2. Clarence Edward Smith2015–2024

President

  1. Mark L. Baum2007
  2. Clarence Edward Smith2015–2024
  3. Keith R. Brunt2026–now

Chief financial officer

  1. Susan Marie Woodward2014–2017
  2. Michael Richard Guzzetta2017–2023
2010201520202025
Board members and other officers (8)

Former names

  • RJV NETWORK INCNov 19, 2001 to May 24, 20042

Timeline

  1. Mar 9, 2015New chief executive Clarence Edward Smith becomes CEO13
  2. Sep 12, 2014New chief executive Ross Laurence Senior becomes CEO14

Filings

103 filings to the SEC since October 2021: 5 annual reports, 13 quarterly reports, 11 major events, 28 insider forms, 9 large holders, 27 private raises, 10 other. The latest 20:

  1. Sep 3, 202610-K ANNUAL REPORT EDGAR
  2. Aug 14, 2026NT 10-Q EDGAR
  3. Jul 28, 20263 EDGAR
  4. Jul 7, 20263 EDGAR
  5. Jun 24, 20263 EDGAR
  6. Jun 17, 20268-K EDGAR
  7. May 15, 2026NT 10-Q EDGAR
  8. Mar 31, 2026NT 10-K EDGAR
  9. Dec 23, 2025D/A EDGAR
  10. Nov 21, 20258-K EDGAR
  11. Nov 19, 20258-K/A FORM 8-K EDGAR
  12. Nov 17, 20258-K EDGAR
  13. Nov 13, 202510-Q EDGAR
  14. Oct 10, 20258-K EDGAR
  15. Oct 2, 2025D EDGAR
  16. Sep 15, 2025DEF 14A DEFINITIVE PROXY STATEMENT EDGAR
  17. Sep 5, 2025PRE 14A PRELIMINARY PROXY STATEMENT EDGAR
  18. Aug 13, 202510-Q EDGAR
  19. Aug 12, 2025D/A EDGAR
  20. May 15, 202510-Q EDGAR

The 103 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

23 open-market trades by officers, directors and large owners since October 2021: 23 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 26, 2024SMITH CLARENCE EDWARDPresident & CEOBuy2,000,000$0.01$20.0KForm 4
Jun 14, 2024SMITH CLARENCE EDWARDPresident & CEOBuy3,100,000$0.01$31.0KForm 4
Jun 13, 2024SMITH CLARENCE EDWARDPresident & CEOBuy3,400,000$0.01$34.0KForm 4
Mar 29, 2024SMITH CLARENCE EDWARDPresident & CEOBuy2,500,000$0.01$25.0KForm 4
Mar 20, 2024SMITH CLARENCE EDWARDPresident & CEOBuy666,667$0.02$13.3KForm 4
Dec 26, 2023SMITH CLARENCE EDWARDPresident & CEOBuy7,333,334$0.02$146.7KForm 4
Oct 26, 2023Guzzetta Michael RichardCFOBuy20,000$0.02$400Form 4
Aug 29, 2023SMITH CLARENCE EDWARDPresident & CEOBuy1,500,000$0.02$30.0KForm 4
Jun 15, 2023SMITH CLARENCE EDWARDPresident & CEOBuy2,000,000$0.02$40.0KForm 4
May 22, 2023SMITH CLARENCE EDWARDPresident & CEOBuy3,750,000$0.02$75.0KForm 4
Jan 23, 2023SMITH CLARENCE EDWARDPresident & CEOBuy2,000,000$0.02$40.0KForm 4
Dec 30, 2022SMITH CLARENCE EDWARDPresident & CEOBuy1,850,000$0.02$37.0KForm 4
Dec 21, 2022SMITH CLARENCE EDWARDPresident & CEOBuy100,000$0.03$3.0KForm 4
Dec 16, 2022SMITH CLARENCE EDWARDPresident & CEOBuy65,000$0.03$1.9KForm 4
Dec 15, 2022SMITH CLARENCE EDWARDPresident & CEOBuy78,400$0.03$2.4KForm 4
Dec 14, 2022SMITH CLARENCE EDWARDPresident & CEOBuy94,089$0.02$1.9KForm 4
Dec 8, 2022SMITH CLARENCE EDWARDPresident & CEOBuy2,520,000$0.03$75.6KForm 4
Sep 29, 2022SMITH CLARENCE EDWARDPresident & CEOBuy3,333,333$0.03$100.0KForm 4
Jul 11, 2022SMITH CLARENCE EDWARDPresident & CEOBuy2,666,667$0.03$80.0KForm 4
May 16, 2022Guzzetta Michael RichardCFOBuy10,000$0.05$500Form 4

All 23 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

  • Clarence Edward SmithSC 13D/A, 5 filings Mar 21, 2022 to Jun 17, 202424
  • Alexandra Blake SmithSC 13G/A, 2 filings Mar 21, 2022 to Feb 15, 202325
  • Lachlan Grant YoungSC 13G/A, 2 filings Mar 21, 2022 to Feb 15, 202326

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Sep 25, 2025Raised $147,500 in a private offering of equity Form D: $250,000 offered in all Form D
  2. Jan 27, 2025Raised $172,000 in a private offering of equity Form D: 7 investors so far Form D
  3. Mar 29, 2024Raised $240,000 in a private offering of equity Form D: 8 investors so far Form D
  4. Dec 26, 2023Raised $135,000 in a private offering of equity Form D: $200,000 offered in all Form D
  5. Dec 30, 2022Raised $429,000 in a private offering of equity Form D: $500,000 offered in all Form D
  6. Dec 8, 2022Raised $73,000 in a private offering of equity Form D: $250,000 offered in all Form D
  7. Jul 11, 2022Raised $225,000 in a private offering of equity Form D: $350,000 offered in all Form D
  8. Mar 18, 2022Raised $365,000 in a private offering of equity Form D: $1 million offered in all Form D
  9. Dec 22, 2021Raised $263,200 in a private offering of equity Form D: $480,000 offered in all Form D
  10. Nov 29, 2021Raised $20,000 in a private offering of equity Form D: $200,000 offered in all Form D
  11. Aug 23, 2021Raised $144,000 in a private offering of equity Form D: $500,000 offered in all Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Williams Jones Wealth Management, LLC.20,000$2000.0%No change

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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