PNNT on NYSE

PennantPark Investment Corporation

Israeli financial services company based in New York City, founded in 2007. Summary from the record

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Last updated Oct 19, 2026.

Overview

2007Founded1

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  • TickerPNNT on NYSE1
  • Industryfinancial services1
  • HeadquartersNew York City1
  • Founded inUnited States1
  • Websitewww.pennantpark.com
  • Legal formlimited company, public company1
  • Listed onTel Aviv Stock Exchange (PFLT), Nasdaq (PFLT)1
  • Business address590 Madison Avenue, 15Th Floor, New York, Ny 100224
  • Filer categoryAccelerated filer4
  • LEI529900OK432R4C6NQQ733
  • StatusActive3
  • LEI statusLapsed (not renewed)3
  • Registered address2405 York Road, Suite 201, 21093 Lutherville, United States3
  • Registered withBusiness Services (Maryland Department of Assessments and Taxation), D116922173

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PennantPark Investment Corporation is a BDC whose objectives are to generate both current income and capital appreciation while seeking to preserve capital through debt and equity investments primarily made to U.S. middle-market companies in the form of first lien secured debt, second lien secured debt, subordinated debt and equity investments.5 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income6789$66.4M in 2025+260% since 2020
0$25.0M$50.0M$75.0M$100.0M2020: $18.4M$18.4M20202021: $56.5M$56.5M2021+207%2022: $3.5M$3.5M2022−94%2023: $39.3M$39.3M2023+1037%2024: $91.8M$91.8M2024+134%2025: $66.4M$66.4M2025−28%

Every line of the income statement as filed: the last 5 fiscal years, latest first.13

Period ending2025-09-302024-09-302023-09-302022-09-302021-09-30
Total investment income$122.4M$143.8M$145.4M
Base management fee$16.2M$16.7M$16.5M
Incentive fee$9.8M$12.7M$13.9M
Interest and expenses on debt$41.3M$45.2M$39.4M
Administrative services expenses$1.9M$1.7M$1.8M
General and administrative expenses$4.3M$4.9M$3.8M
Expenses before provision for taxes and financing costs$73.4M$81.1M$75.5M
Provision for taxes on net investment income$2.6M$2.6M$4.3M
Credit facility amendment and debt issuance costs (See Notes 5 and 11)$324.0K$0$0
Net expenses$76.3M$83.7M$79.8M
Net investment income$46.1M$60.1M$65.5M
Net realized (gain) loss on debt extinguishment$0$0-$289.0K
Provision for taxes on realized gain on investments$26.0K$186.0K-$5.0M
Net realized gain (loss) on investments and debt-$52.4M-$33.6M-$156.8M
Provision for taxes on unrealized appreciation (depreciation) on investments$0-$680.0K$1.6M
Debt appreciation (depreciation) (See Notes 5 and 11)-$116.0K-$4.4M-$3.8M
Net change in unrealized appreciation (depreciation) on investments and debt$39.1M$22.4M$57.4M
Net realized and unrealized gain (loss) from investments and debt-$13.3M-$11.2M-$99.3M
Net increase (decrease) in net assets resulting from operations$32.7M$48.9M-$33.8M
Net increase (decrease) in net assets resulting from operations per common share$0.50$0.75-$0.52
Net investment income per common share$0.71$0.92$1.00$0.66$0.54

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Leadership

Who has led PennantPark Investment Corporation, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Arthur H. Penn2007–2023
  2. Arthur H. Penn2011–2020

Chair

  1. Arthur H. Penn2007–2023
  2. Arthur H. Penn2011–2020

Chief financial officer

  1. Aviv Efrat2007–2020
  2. Aviv Efrat2011–2020
  3. Richard T. Allorto Jr.2022–now
2010201520202025
Board members and other officers (8)

Former names

  • Pennant Investment CORPJan 19, 2007 to Mar 5, 20074

Timeline

  1. Apr 8, 2011Went public Listed on NASDAQ1
  2. Apr 19, 2007New chief executive Arthur H. Penn becomes CEO17
  3. 2007Founded Founded in United States1

Filings

431 filings to the SEC since October 2021: 15 annual reports, 32 quarterly reports, 252 major events, 45 insider forms, 3 large holders, 84 other. The latest 20:

  1. Oct 6, 20268-K EDGAR
  2. Oct 6, 20268-K EDGAR
  3. Oct 2, 20268-K EDGAR
  4. Oct 2, 20268-K EDGAR
  5. Sep 16, 2026N-2 EDGAR
  6. Sep 2, 20268-K EDGAR
  7. Sep 2, 20268-K EDGAR
  8. Sep 1, 20268-K EDGAR
  9. Aug 10, 202610-Q EDGAR
  10. Aug 10, 202610-Q EDGAR
  11. Aug 10, 20268-K EDGAR
  12. Aug 10, 20268-K EDGAR
  13. Aug 4, 20268-K EDGAR
  14. Aug 4, 20268-K EDGAR
  15. Jul 30, 2026CORRESP EDGAR
  16. Jul 6, 20268-K EDGAR
  17. Jul 6, 20268-K EDGAR
  18. Jul 2, 20268-K EDGAR
  19. Jul 2, 20268-K EDGAR
  20. Jul 1, 202610-K/A EDGAR

The 431 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

34 open-market trades by officers, directors and large owners since October 2021: 27 buys and 7 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Mar 11, 2026Allorto Richard T JRCFO and TreasurerBuy15,000$4.88$73.2KForm 4
Dec 8, 2025Flug JeffreyDirectorSale121,533$5.92$719.5KForm 4
Dec 5, 2025Flug JeffreyDirectorSale20,000$5.85$117.0KForm 4
Dec 4, 2025Flug JeffreyDirectorSale23,303$5.78$134.7KForm 4
Dec 3, 2025Flug JeffreyDirectorSale10,000$5.75$57.5KForm 4
Dec 1, 2025Briones Jose ADirectorBuy4,235$5.91$25.0KForm 4
Dec 1, 2025Flug JeffreyDirectorSale21,100$6.04$127.4KForm 4
Nov 28, 2025Flug JeffreyDirectorSale15,000$6.06$90.9KForm 4
Nov 26, 2025Flug JeffreyDirectorSale25,000$6.03$150.8KForm 4
May 21, 2025Briones Jose ADirectorBuy1,515$6.59$10.0KForm 4
May 14, 2025Briones Jose ADirectorBuy3,640$6.88$25.0KForm 4
Nov 27, 2024Briones Jose ADirectorBuy3,675$6.80$25.0KForm 4
Mar 12, 2024Allorto Richard T JRCFO and TreasurerBuy5,000$6.80$34.0KForm 4
Feb 26, 2024Briones Jose ADirectorBuy7,288$6.86$50.0KForm 4
Feb 13, 2024Briones Jose ADirectorBuy3,800$6.67$25.3KForm 4
Feb 9, 2024Briones Jose ADirectorBuy7,450$6.70$49.9KForm 4
Dec 5, 2023Briones Jose ADirectorBuy1,565$6.38$10.0KForm 4
Dec 4, 2023Briones Jose ADirectorBuy1,557$6.42$10.0KForm 4
Nov 22, 2023Briones Jose ADirectorBuy1,545$6.47$10.0KForm 4
Aug 22, 2023Briones Jose ADirectorBuy3,865$6.45$24.9KForm 4

All 34 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Invesco Ltd.1,836,639$6.4M0.0%No change
Two Sigma Investments, LP1,003,527$3.5M0.0%−657,014
Morgan Stanley766,499$2.7M0.0%−322,766
Millennium Management LLC628,605$2.2M0.0%+510,695
Legal & General Group Plc536,493$1.9M0.0%+19,205
Advisors Asset Management, Inc.405,260$1.4M0.0%−77,074
Marshall Wace, Llp391,726$1.4M0.0%New
Universal- Beteiligungs- und Servicegesellschaft mbH348,800$1.2M0.0%No change
NewEdge Wealth, LLC307,794$1.1M0.0%−11,746
Bank Of America Corp /de/306,780$1.1M0.0%+255,751
BlackRock, Inc.261,854$908.6K0.0%−107,868
Crossingbridge Advisors, LLC250,000$867.5K0.2%+94,050
AlphaCentric Advisors LLC250,000$867.5K0.7%+94,050
Citadel Advisors LLC246,746$856.2K0.0%New
Callodine Capital Management, LP224,000$777.3K0.1%New
Virtus Investment Advisers, LLC216,246$750.4K0.2%+50,706
Qube Research & Technologies Ltd207,521$720.1K0.0%New
GatePass Capital, LLC203,450$706.0K0.3%+65,450
Truvestments Capital LLC201,671$699.8K0.1%−20,151
Mangrove Partners Im, LLC191,563$664.7K0.0%+65,463
Tudor Investment Corp Et Al188,423$653.8K0.0%+178,010
XTX Topco Ltd169,160$587.0K0.0%+103,782
Kovack Advisors, Inc.108,393$379.3K0.0%+5,160
UBS Group AG95,967$333.0K0.0%−13,231
Sterneck Capital Management, LLC91,647$318.0K0.1%+14,209

13F reports cover disclosed long positions in U.S. stocks only.

Sources

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