PSEC on Nasdaq

PROSPECT CAPITAL CORP

Prospect is a financial services company that primarily lends to and invests in middle market privately-held companies.5 From its latest annual report

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Last updated Oct 19, 2026.

Overview

$153.7MNet income, fiscal 20263

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  • TickerPSEC on Nasdaq2
  • HeadquartersBaltimore, United States2
  • Incorporated inMD4
  • Business address10 East 40Th Street 44Th Fl, New York, Ny 100164
  • Filer categoryLarge accelerated filer4
  • Legal formStock Corporation2
  • LEI549300FSD8T39P5Q0O472
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O REGISTERED AGENTS INC., 21550 Oakland, United States2
  • Registered withBusiness Services (Maryland Department of Assessments and Taxation), D079006162

Prospect is a financial services company that primarily lends to and invests in middle market privately-held companies. We are a closed-end investment company incorporated in Maryland. We have elected to be regulated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). As a BDC, we have elected to be treated as a regulated investment company (“RIC”), under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”). We were organized on April 13, 2004, and were funded in an initial public offering completed on July 27, 2004. We are one of the longest-running and largest BDCs with approximate ly $6.4 billion o f total assets as of June 30, 2026.5 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2026

5.2%Return on equity3
0.64×Debt to equity3

Financial statements

Net income6783$153.7M in 2026
-$500.0M0$500.0M$1.0B2020: -$78.9M-$78.9M20202021: $428.1M$428.1M20212022: $735.3M$735.3M2022+72%2023: -$88.0M-$88.0M20232024: $234.1M$234.1M20242025: -$490.5M-$490.5M20252026: $153.7M$153.7M2026

Every line of the income statement as filed: the last 5 fiscal years, latest first.3

Period ending2026-06-302025-08-312025-06-302024-08-312024-06-30
Total interest income (excluding PIK interest income)$515.8M$580.9M$629.3M
Total PIK Interest Income$66.1M$90.3M$141.0M
Total interest income (Note 2)$581.9M$671.1M$770.3M
Total dividend income$47.0M$19.4M$12.0M
Total other income (Note 10)$10.6M$28.9M$79.4M
Total Investment Income$639.5M$719.4M$861.7M
Base management fee (Note 13)$130.9M$145.8M$157.0M
Income incentive fee (Note 13)$26.5M$40.8M$80.5M
Interest and credit facility expenses$129.9M$148.3M$160.2M
Allocation of overhead from Prospect Administration (Note 13)$22.1M$22.3M$25.8M
Audit, compliance and tax related fees$1.7M$4.1M$3.7M
Directors fees$600.0K$600.0K$570.0K
Other general and administrative expenses$18.5M$18.8M$14.0M
Total Operating Expenses$330.2M$380.6M$441.8M
Reimbursement of Administration Expenses (Note 13)-$17.1M$0$0
Total Net Operating Expenses$313.1M$380.6M$441.8M
Net Investment Income$326.4M$338.8M$419.8M
Net Investment Income$326.4M$338.8M$419.8M
Net realized gains (losses)-$223.7M-$518.7M-$417.4M
Net change in unrealized gains (losses)$47.2M-$291.1M$260.7M
Net Realized and Net Change in Unrealized Gains (Losses) from Investments-$176.5M-$809.7M-$156.8M
Net realized gains (losses) on extinguishment of debt$4.2M$972.0K-$248.0K
Net realized gains (losses) from derivative instruments and foreign currency transactions-$1.0M$0$0
Net change in unrealized gains (losses) from derivative instruments and foreign currency transactions$643.0K$0$0
Net Increase (Decrease) in Net Assets Resulting from Operations$153.7M-$490.5M-$469.9M$234.1M$262.8M
Preferred Stock dividends-$106.6M-$106.8M-$98.1M
Net gain (loss) on redemptions of Preferred Stock-$9.6M-$1.9M-$5.2M
Gain (loss) on Accretion to Redemption Value of Preferred Stock-$7.6M-$15.1M-$12.2M
Net Increase (Decrease) in Net Assets Resulting from Operations applicable to Common Stockholders$29.8M-$593.8M$147.4M
Basic (in dollars per share)$0.06-$1.35$0.36
Diluted (in dollars per share)$0.06-$1.35$0.34
Basic (in shares)479.9M shares440.3M shares412.7M shares
Diluted (in shares)479.9M shares440.3M shares625.3M shares

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Leadership

Who has led PROSPECT CAPITAL CORP, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (9)

Former names

  • PROSPECT ENERGY CORPJul 6, 2004 to Aug 1, 20074
  • PROSPECT STREET ENERGY CORPApr 16, 2004 to Jun 8, 20044

Timeline

  1. Oct 4, 2007New chief executive M. Grier Eliasek becomes CEO12
  2. Apr 13, 2004Founded PROSPECT CAPITAL CORP is founded2

Filings

954 filings to the SEC since October 2021: 7 annual reports, 15 quarterly reports, 59 major events, 89 insider forms, 4 large holders, 780 other. The latest 20:

  1. Oct 14, 2026N-23C-2 EDGAR
  2. Sep 22, 2026DEFA14A EDGAR
  3. Sep 22, 2026DEF 14A EDGAR
  4. Sep 17, 2026POS EX EDGAR
  5. Sep 14, 2026424B2 EDGAR
  6. Sep 11, 2026POS EX EDGAR
  7. Sep 9, 20264 EDGAR
  8. Sep 8, 2026424B2 EDGAR
  9. Sep 8, 2026424B2 EDGAR
  10. Aug 31, 2026424B2 EDGAR
  11. Aug 24, 2026424B2 EDGAR
  12. Aug 21, 2026POS EX EDGAR
  13. Aug 21, 20268-K EDGAR
  14. Aug 20, 202610-K EDGAR
  15. Aug 17, 2026424B2 EDGAR
  16. Aug 13, 2026POS EX EDGAR
  17. Aug 10, 2026424B2 EDGAR
  18. Aug 10, 2026424B2 EDGAR
  19. Aug 6, 2026POS EX EDGAR
  20. Aug 4, 202640-17G EDGAR

The 954 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

88 open-market trades by officers, directors and large owners since October 2021: 88 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 4, 2026Barry John FCHIEF EXECUTIVE OFFICERBuy1,217,105$2.24$2.7MForm 4
Jun 23, 2026Barry John FCHIEF EXECUTIVE OFFICERBuy1,067,648$2.27$2.4MForm 4
Jun 22, 2026Barry John FCHIEF EXECUTIVE OFFICERBuy1,000,000$2.25$2.2MForm 4
May 26, 2026Barry John FCHIEF EXECUTIVE OFFICERBuy433,000$2.32$1.0MForm 4
May 22, 2026Barry John FCHIEF EXECUTIVE OFFICERBuy232,000$2.32$538.3KForm 4
May 21, 2026Barry John FCHIEF EXECUTIVE OFFICERBuy200,000$2.26$452.0KForm 4
Feb 11, 2026Eliasek M GrierChief Operating OfficerBuy942,800$2.92$2.8MForm 4
Sep 25, 2025Eliasek M GrierChief Operating OfficerBuy370,000$2.71$1.0MForm 4
Sep 25, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy925,000$2.72$2.5MForm 4
Sep 24, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy741,158$2.62$1.9MForm 4
Sep 23, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy384,000$2.66$1.0MForm 4
Sep 22, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy374,500$2.66$996.2KForm 4
Sep 17, 2025Stark Eugene SDirectorBuy2,500$2.79$7.0KForm 4
Jun 23, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy319,000$3.16$1.0MForm 4
Jun 20, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy623,300$3.19$2.0MForm 4
Mar 24, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy24,000$4.24$101.8KForm 4
Mar 21, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy24,000$4.26$102.2KForm 4
Mar 20, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy24,000$4.28$102.7KForm 4
Mar 19, 2025Barry John FCHIEF EXECUTIVE OFFICERBuy24,000$4.30$103.2KForm 4
Mar 18, 2025Gremp WilliamDirectorBuy19,100$4.29$82.0KForm 4

All 88 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Private Management Group Inc20,534,804$47.4M1.2%+6,999,513
Two Sigma Investments, LP14,082,619$32.5M0.0%−1,766,788
Van Eck Associates Corp9,685,724$22.4M0.0%+2,388,990
UBS Group AG6,633,748$15.3M0.0%+1,160,380
Legal & General Group Plc4,032,811$9.3M0.0%+392,146
Gendell Jeffrey L4,009,902$9.3M0.1%No change
Marshall Wace, Llp3,067,650$7.1M0.0%−1,683,570
Morgan Stanley2,686,736$6.2M0.0%+234,820
Independent Financial Group, LLC2,485,356$5.7M0.1%−974,995
Susquehanna International Group, Llp2,246,915$5.2M0.0%+545,146
BlackRock, Inc.1,441,035$3.3M0.0%−131,437
GraniteShares Advisors LLC1,094,360$2.5M1.6%+143,250
LPL Financial LLC919,558$2.1M0.0%−32,004
Commonwealth Equity Services, LLC762,756$1.8M0.0%−37,554
Tudor Investment Corp Et Al709,303$1.6M0.0%−747,567
Naviter Wealth, LLC656,528$1.5M0.1%+85,743
Caxton Associates Llp592,554$1.4M0.0%+459,031
Tactive Advisors, LLC585,111$1.4M0.3%+3,117
180 Wealth Advisors, LLC580,986$1.3M0.1%+180,465
Raymond James Financial Inc509,901$1.2M0.0%+10,141
Kovack Advisors, Inc.491,576$1.1M0.1%+23,035
GatePass Capital, LLC434,050$1.0M0.4%+197,150
Virtus Investment Advisers, LLC428,612$990.1K0.2%+90,666
Concorde Asset Management, LLC357,400$838.0K0.5%−2,560
Brevan Howard Capital Management LP356,327$823.1K0.0%+110,240

13F reports cover disclosed long positions in U.S. stocks only.