PTY on NYSE

PIMCO CORPORATE & INCOME OPPORTUNITY FUND

Fund registered in the United States, based in Newport Beach, active since 2002.

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Last updated Oct 18, 2026.

Overview

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TickerPTY on NYSE
HeadquartersNewport Beach, United States
Business address1633 Broadway, New York, Ny 10019²

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Leadership

Who has led PIMCO CORPORATE & INCOME OPPORTUNITY FUND, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (67)

ASSISTANT SECRETARYMorgan Willard Jul 8, 2026 to now³
ASSISTANT SECRETARYMyung Shin Jul 8, 2026 to now⁴
ASSISTANT TREASURERPaul Vitale Jul 8, 2026 to now⁵
ASSISTANT TREASURERRussel Davenport Jul 8, 2026 to now⁶
Assistant SecretarySonia E. Bui Apr 3, 2025 to now⁷
Vice PresidentAlyssa Michele Creighton Jan 17, 2024 to Jan 17, 2024⁸
Vice PresidentColleen Patrice McLaughlin Jan 17, 2024 to Jan 17, 2024⁹
Assistant TreasurerLaine Elizabeth Pacetti Jan 17, 2024 to Jan 17, 2024¹⁰
Vice PresidentPaul Thomas Wildermuth Jan 17, 2024 to Jan 17, 2024¹¹
Assistant TreasurerQuynh-Chi Hoang Vu Jan 17, 2024 to Jan 17, 2024¹²
Vice PresidentShivanand Narain Jan 17, 2024 to Jan 17, 2024¹³
ASSISTANT SECRETARYJaime Catherine Dinan Aug 21, 2024 to Aug 21, 2024¹⁴
VICE PRESIDENTMichele Noel Ellis Aug 21, 2024 to Aug 21, 2024¹⁵
Assistant SecretaryTimothy Albert-Michel-Alain Bekkers Aug 21, 2024 to Aug 21, 2024¹⁶
VICE PRESIDENTGregory John Mason Mar 24, 2023 to Mar 24, 2023¹⁷
VICE PRESIDENTJason Raul Duran Mar 24, 2023 to Mar 24, 2023¹⁸
ASSISTANT TREASURERMaria Marchenko Golota Mar 24, 2023 to Mar 24, 2023¹⁹
VICE PRESIDENTKeith Adam Werber Jun 16, 2022 to Jun 16, 2022²⁰
Vice PresidentDouglas Benjamin Burrill Aug 25, 2022 to Aug 25, 2022²¹
Vice PresidentKenneth W. Lee Sep 1, 2022 to Sep 1, 2022²²
Vice PresidentElizabeth A. Duggan Mar 26, 2021 to Mar 26, 2021²³
Vice PresidentMark Allen Jelic Sep 30, 2021 to Sep 30, 2021²⁴
Vice PresidentBrian Joel Pittluck Jan 9, 2020 to Jan 9, 2020²⁵
Vice PresidentJeffrey Alan Byer Jan 9, 2020 to Jan 9, 2020²⁶
Assistant TreasurerBrandon Thomas Evans Jun 6, 2019 to Jun 6, 2019²⁷
Assistant TreasurerShwetha P. Shenoy Jun 6, 2019 to Jun 6, 2019²⁸
Chief Compliance OfficerKeisha L. Audain-Pressley Jan 31, 2018 to Jan 31, 2018²⁹
Vice PresidentBijal Y. Parikh Mar 29, 2017 to Mar 29, 2017³⁰
Assistant TreasurerLaura S. Melman Mar 29, 2017 to Mar 29, 2017³¹
Assistant TreasurerMiller Colleen Dean Mar 29, 2017 to Mar 29, 2017³²
Assistant SecretaryWu Kwan Kit Mar 29, 2017 to Mar 29, 2017³³
Assistant TreasurerChristopher M. Morin Oct 4, 2016 to Oct 4, 2016³⁴
Assistant TreasurerJason Jordan Nagler Jun 12, 2015 to Jun 12, 2015³⁵
Assistant SecretaryVadim Avdeychik Jun 12, 2015 to Jun 12, 2015³⁶
Vice PresidentErik C. Brown Sep 8, 2014 to Sep 8, 2014³⁷
OfficerJoshua Ratner Sep 8, 2014 to Sep 8, 2014³⁸
OfficerPeter G. Strelow Sep 8, 2014 to Sep 8, 2014³⁹
Assistant SecretaryRyan G. Leshaw Sep 8, 2014 to Sep 8, 2014⁴⁰
ASSISTANT TREASURERStacie Anctil Sep 8, 2014 to Sep 8, 2014⁴¹
Assistant TreasurerTrent Walker Sep 8, 2014 to Sep 8, 2014⁴²
OfficerWilliam Glen Galipeau Sep 8, 2014 to Sep 8, 2014⁴³
Chief Compliance OfficerThomas L. Harter Jul 1, 2013 to Jul 1, 2013⁴⁴
Assistant TreasurerOrhan Dzemaili Jan 20, 2011 to Jan 20, 2011⁴⁵
Chief Compliance OfficerYouse Guia Jan 20, 2009 to Jan 20, 2009⁴⁶
Assistant TreasurerRichard J. Cochran Dec 31, 2008 to Dec 31, 2008⁴⁷
Assistant TreasurerScott Whisten Dec 31, 2008 to Dec 31, 2008⁴⁸
Assistant SecretaryKathleen A. Chapman Dec 20, 2006 to Jan 20, 2009⁴⁹
Assistant SecretaryLagan Srivastava Dec 20, 2006 to Dec 20, 2006⁴⁹
Assistant SecretaryRichard H. Kirk Dec 20, 2006 to Jan 20, 2009⁴⁹
Board memberMark D. Michel Sep 25, 2025 to now⁵⁰
Board memberSonya Morris Sep 25, 2025 to now⁵¹
Board memberDavid C. Flattum Dec 10, 2024 to Dec 10, 2024⁵²
Board memberElizabeth Davis Cantrill May 3, 2023 to May 3, 2023⁵³
Board memberKathleen Ann McCartney Jul 1, 2022 to Jul 1, 2022⁵⁴
Board memberGrace Vandecruze Jun 30, 2021 to Nov 27, 2023⁵⁵
Board memberJoseph Baker Kittredge Jr. Jun 22, 2020 to Jun 22, 2020⁵⁶
Board memberDavid Nichols Fisher Iii. Jan 2, 2019 to Jan 2, 2019⁵⁷
Board memberSarah E. Cogan Jan 2, 2019 to Jan 2, 2019⁵⁸
Board memberCraig A. Dawson Sep 8, 2014 to Dec 18, 2019⁵⁹
Board memberDeborah A. Zoullas Jun 17, 2011 to Jun 17, 2011⁶⁰
Board memberAlan Rappaport Jun 30, 2010 to Jun 30, 2010⁶¹
Board memberBradford K. Gallagher Sep 27, 2010 to Sep 27, 2010⁶²
Board memberHans W. Kertess Jan 20, 2009 to Jan 20, 2009⁶³
Board memberJames A. Jacobson Dec 17, 2009 to Dec 17, 2009⁶⁴
Board memberJohn C. Maney Jan 24, 2008 to Jul 10, 2013⁶⁵
Board memberDiana Taylor Jun 12, 2008 to Jan 23, 2009⁶⁶
Board memberWilliam B. Ogden Iv. Sep 19, 2006 to Jan 20, 2009⁶⁷

Former names

PIMCO CORPORATE OPPORTUNITY FUNDOct 23, 2002 to Jan 27, 2012²

Timeline

Sep 13, 2002Founded PIMCO CORPORATE & INCOME OPPORTUNITY FUND is founded⁶⁸

Filings

124 filings to the SEC since October 2021: 8 major events, 46 insider forms, 3 large holders, 67 other. The latest 20:

Sep 25, 2026424B5 EDGAR
Sep 24, 2026N-2ASR EDGAR
Sep 14, 2026N-CEN EDGAR
Sep 4, 2026N-CSR PIMCO CORPORATE & INCOME OPPORTUNITY FUND EDGAR
Aug 31, 2026NPORT-P EDGAR
Aug 26, 2026N-PX EDGAR
Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
Jul 8, 20263 OWNERSHIP DOCUMENT EDGAR
Jun 24, 2026424B3 EDGAR
Jun 24, 20268-K EDGAR
Jun 24, 2026424B3 EDGAR
Jun 24, 20268-K EDGAR
May 29, 2026NPORT-P EDGAR
Mar 11, 2026DEF 14A EDGAR
Mar 5, 2026N-CSRS PIMCO CORPORATE & INCOME OPPORTUNITY FUND EDGAR
Mar 2, 2026NPORT-P EDGAR
Feb 2, 20263 PRIMARY DOCUMENT EDGAR

The 124 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last three years, summarized. The full record is on SEC EDGAR.

Insider trades and holders

Large holders

Investors who own more than 5% must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively. 3 such filings since October 2021:

Apr 17, 2024SC 13G/A
Oct 5, 2023SC 13G/A
Oct 4, 2023SC 13G/A

From Forms 4 and Schedules 13D and 13G filed with the SEC.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Northwestern Mutual Wealth Management Co	2,723,452	$32.8M	0.0%	+5,811
LPL Financial LLC	2,646,888	$31.8M	0.0%	−94,999
Morgan Stanley	2,595,560	$31.2M	0.0%	+15,624
Wells Fargo & Company/mn	2,454,824	$29.5M	0.0%	+310,720
XML Financial, LLC	1,754,583	$21.1M	1.5%	+163,536
Invesco Ltd.	1,485,366	$17.9M	0.0%	+108,432
Cetera Investment Advisers	1,302,411	$15.7M	0.0%	+148,464
Envestnet Asset Management Inc	949,380	$11.4M	0.0%	+112,466
Osaic Holdings, Inc.	931,885	$11.2M	0.0%	+114,642
Guggenheim Capital LLC	794,118	$9.6M	0.1%	+179,094
Logan Stone Capital, LLC	675,432	$8.1M	1.7%	−109,442
Royal Bank Of Canada	638,181	$7.7M	0.0%	+37,871
Axxcess Wealth Management, LLC	624,690	$7.5M	0.1%	New
Equitable Holdings, Inc.	553,112	$6.7M	0.0%	+4,641
PFG Investments, LLC	504,390	$6.1M	0.2%	−122,935
Private Advisor Group, LLC	477,867	$5.7M	0.0%	−178,636
Accel Wealth Management	448,727	$5.4M	1.2%	−55,669
Commonwealth Equity Services, LLC	441,508	$5.3M	0.0%	−17,416
Kestra Advisory Services, LLC	413,459	$5.0M	0.0%	+4,086
Evergreen Wealth Management, LLC	388,873	$4.7M	2.2%	+23,232
Dynamic Advisor Solutions LLC	382,350	$4.6M	0.1%	+32,564
Bank Of America Corp /de/	336,236	$4.0M	0.0%	+24,241
Noble Wealth Management PBC	333,049	$4.0M	1.8%	+71,443
Truist Financial Corp	309,623	$3.7M	0.0%	+21,460
Steward Partners Investment Advisory, LLC	278,437	$3.3M	0.0%	+55,595

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARPIMCO CORPORATE & INCOME OPPORTUNITY FUND filings on SEC EDGAR
2
SEC EDGARPIMCO CORPORATE & INCOME OPPORTUNITY FUND filings on SEC EDGAR
3
SEC EDGARMorgan Willard, ASSISTANT SECRETARY
4
SEC EDGARMyung Shin, ASSISTANT SECRETARY
5
SEC EDGARPaul Vitale, ASSISTANT TREASURER
6
SEC EDGARRussel Davenport, ASSISTANT TREASURER
7
SEC EDGARSonia E. Bui, Assistant Secretary
8
SEC EDGARAlyssa Michele Creighton, Vice President
9
SEC EDGARColleen Patrice McLaughlin, Vice President
10
SEC EDGARLaine Elizabeth Pacetti, Assistant Treasurer
11
SEC EDGARPaul Thomas Wildermuth, Vice President
12
SEC EDGARQuynh-Chi Hoang Vu, Assistant Treasurer
13
SEC EDGARShivanand Narain, Vice President
14
SEC EDGARJaime Catherine Dinan, ASSISTANT SECRETARY
15
SEC EDGARMichele Noel Ellis, VICE PRESIDENT
16
SEC EDGARTimothy Albert-Michel-Alain Bekkers, Assistant Secretary
17
SEC EDGARGregory John Mason, VICE PRESIDENT
18
SEC EDGARJason Raul Duran, VICE PRESIDENT
19
SEC EDGARMaria Marchenko Golota, ASSISTANT TREASURER
20
SEC EDGARKeith Adam Werber, VICE PRESIDENT
21
SEC EDGARDouglas Benjamin Burrill, Vice President
22
SEC EDGARKenneth W. Lee, Vice President
23
SEC EDGARElizabeth A. Duggan, Vice President
24
SEC EDGARMark Allen Jelic, Vice President
25
SEC EDGARBrian Joel Pittluck, Vice President
26
SEC EDGARJeffrey Alan Byer, Vice President
27
SEC EDGARBrandon Thomas Evans, Assistant Treasurer
28
SEC EDGARShwetha P. Shenoy, Assistant Treasurer
29
SEC EDGARKeisha L. Audain-Pressley, Chief Compliance Officer
30
SEC EDGARBijal Y. Parikh, Vice President
31
SEC EDGARLaura S. Melman, Assistant Treasurer
32
SEC EDGARMiller Colleen Dean, Assistant Treasurer
33
SEC EDGARWu Kwan Kit, Assistant Secretary
34
SEC EDGARChristopher M. Morin, Assistant Treasurer
35
SEC EDGARJason Jordan Nagler, Assistant Treasurer
36
SEC EDGARVadim Avdeychik, Assistant Secretary
37
SEC EDGARErik C. Brown, Vice President
38
SEC EDGARJoshua Ratner, Officer
39
SEC EDGARPeter G. Strelow, Officer
40
SEC EDGARRyan G. Leshaw, Assistant Secretary
41
SEC EDGARStacie Anctil, ASSISTANT TREASURER
42
SEC EDGARTrent Walker, Assistant Treasurer
43
SEC EDGARWilliam Glen Galipeau, Officer
44
SEC EDGARThomas L. Harter, Chief Compliance Officer
45
SEC EDGAROrhan Dzemaili, Assistant Treasurer
46
SEC EDGARYouse Guia, Chief Compliance Officer
47
SEC EDGARRichard J. Cochran, Assistant Treasurer
48
SEC EDGARScott Whisten, Assistant Treasurer
49
SEC EDGARKathleen A. Chapman, Assistant Secretary
50
SEC EDGARMark D. Michel, Board member
51
SEC EDGARSonya Morris, Board member
52
SEC EDGARDavid C. Flattum, Board member
53
SEC EDGARElizabeth Davis Cantrill, Board member
54
SEC EDGARKathleen Ann McCartney, Board member
55
SEC EDGARGrace Vandecruze, Board member
56
SEC EDGARJoseph Baker Kittredge Jr., Board member
57
SEC EDGARDavid Nichols Fisher Iii., Board member
58
SEC EDGARSarah E. Cogan, Board member
59
SEC EDGARCraig A. Dawson, Board member
60
SEC EDGARDeborah A. Zoullas, Board member
61
SEC EDGARAlan Rappaport, Board member
62
SEC EDGARBradford K. Gallagher, Board member
63
SEC EDGARHans W. Kertess, Board member
64
SEC EDGARJames A. Jacobson, Board member
65
SEC EDGARJohn C. Maney, Board member
66
SEC EDGARDiana Taylor, Board member
67
SEC EDGARWilliam B. Ogden Iv., Board member
68
gleifPIMCO CORPORATE & INCOME OPPORTUNITY FUND is founded