RMT on NYSE

ROYCE MICRO-CAP TRUST, INC.

ROYCE MICRO-CAP TRUST, INC. is a fund registered in the United States, based in New York, active since 1993.² Its shares trade on NYSE under the symbol RMT.²

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Last updated Oct 20, 2026.

Overview

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TickerRMT on NYSE²
HeadquartersNew York, United States²
Incorporated inMD³
Business addressOne Madison Avenue, New York, Ny 10010³
Legal formFund²
Kind of organizationFund²
LEI254900D3WFIV4SD8EF19²
StatusActive²
LEI statusIssued and current²
Registered addressC/O The Prentice-Hall Corporation System, 21202 Baltimore, United States²
Registered withSecurities and Exchange Commission, 0000912147²

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Corporate structure

ROYCE MICRO-CAP TRUST, INC. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of ROYCE MICRO-CAP TRUST, INC.

Morgan Stanley Filed SCHEDULE 13G/A on ROYCE MICRO-CAP TRUST, INC., latest Aug 13, 2026 (3 filings since Feb 11, 2022)
Saba Capital Management, L.P. Filed SCHEDULE 13D/A on ROYCE MICRO-CAP TRUST, INC., latest Aug 5, 2026 (3 filings since Jan 6, 2026)
FIRST TRUST PORTFOLIOS LP Filed SC 13G/A on ROYCE MICRO-CAP TRUST, INC., latest Jan 12, 2024 (3 filings since Jan 21, 2022)

ROYCE MICRO-CAP TRUST, INC. New York, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led ROYCE MICRO-CAP TRUST, INC., and when. Pick a name to see everywhere that person has worked.

President

2010201520202025

PresidentChristopher D. Clark May 4, 2015 to now⁴
PresidentCharles M. Royce Feb 9, 2006 to Dec 15, 2006⁵

Board members and other officers (14)

SecretaryJohn E. Denneen Jun 2, 2026 to now⁶
Vice PresidentFrancis Gannon Sep 16, 2014 to Mar 22, 2024⁷
Vice PresidentJack E. Fockler Jr. Jan 8, 2010 to Jan 8, 2010⁸
Board memberJulia Ward Poston Jul 13, 2023 to Jul 13, 2023⁹
Board memberG. Peter Obrien Jul 26, 2021 to Jul 26, 2021¹⁰
Board memberCecile Burleigh Harper Jul 29, 2020 to Dec 18, 2020¹¹
Board memberChristopher C. Grisanti Aug 16, 2017 to Oct 5, 2022¹²
Board memberChristopher D. Clark Feb 23, 2015 to now¹³
Board memberMichael K. Shields Apr 30, 2015 to Feb 26, 2021¹⁴
Board memberArthur S. Mehlman Dec 3, 2015 to Dec 3, 2015¹⁵
Board memberW. Whitney George Nov 12, 2014 to Nov 12, 2014¹⁶
Board memberStephen L. Isaacs Dec 2, 2011 to Oct 21, 2013¹⁷
Board memberPatricia Walsh Chadwick Jan 8, 2010 to Jan 8, 2010¹⁸
Board memberCharles M. Royce Feb 9, 2006 to Dec 15, 2006⁵

Former names

ROYCE MICRO-CAP TRUST, INC /MD/Apr 1, 2009 to Jan 19, 2018³
ROYCE MICRO CAP TRUST INC /MD/Aug 14, 2001 to Mar 9, 2009³
ROYCE OTC MICRO CAP FUND INCOct 4, 1995 to Mar 6, 2001³

Timeline

Jul 17, 20248-K Other events¹⁹
Apr 19, 20248-K Bylaws or fiscal year changed²⁰
Sep 9, 1993Founded ROYCE MICRO-CAP TRUST, INC. is founded²

Filings

77 filings to the SEC since October 2021: 2 major events, 21 insider forms, 9 large holders, 45 other. The latest 20:

Oct 1, 20264 EDGAR
Aug 26, 2026N-CSRS EDGAR
Aug 18, 2026N-PX EDGAR
Aug 14, 2026DEF 14A EDGAR
Aug 13, 2026SCHEDULE 13G/A EDGAR
Aug 11, 2026NPORT-P EDGAR
Aug 5, 2026SCHEDULE 13D/A EDGAR
Jul 24, 2026SCHEDULE 13D/A EDGAR
Jun 15, 20264 EDGAR
Jun 8, 20264 EDGAR
Jun 2, 20264 EDGAR
May 21, 2026NPORT-P EDGAR
Mar 27, 20264/A EDGAR
Mar 25, 20264 EDGAR
Mar 11, 2026N-CEN EDGAR
Feb 27, 2026N-CSR EDGAR
Feb 12, 2026NPORT-P EDGAR
Jan 6, 2026SCHEDULE 13D EDGAR
Nov 18, 2025NPORT-P EDGAR
Nov 6, 20254 EDGAR

The 77 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

22 open-market trades by officers, directors and large owners since October 2021: 11 buys and 11 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Jun 15, 2026	CLARK CHRISTOPHER DPresident	Buy	3,600	$14.12	$50.8K	Form 4
Jun 5, 2026	DENNEEN JOHN ESecretary	Buy	4,000	$13.70	$54.8K	Form 4
Jun 1, 2026	DENNEEN JOHN ESecretary	Buy	3,249	$13.97	$45.4K	Form 4
Mar 24, 2026	CLARK CHRISTOPHER DPresident	Buy	6,500	$11.48	$74.6K	Form 4
Nov 5, 2025	ROYCE CHARLES M	Sale	200,000	$10.27	$2.1M	Form 4
Aug 26, 2025	CLARK CHRISTOPHER DPresident	Buy	2,100	$10.16	$21.3K	Form 4
May 6, 2025	ROYCE CHARLES M	Sale	2,042	$8.17	$16.7K	Form 4
May 5, 2025	ROYCE CHARLES M	Sale	50,799	$8.31	$422.1K	Form 4
May 2, 2025	ROYCE CHARLES M	Sale	86,459	$8.33	$720.2K	Form 4
Apr 17, 2025	ROYCE CHARLES M	Sale	76,354	$7.83	$597.9K	Form 4
Apr 16, 2025	ROYCE CHARLES M	Sale	9,160	$7.87	$72.1K	Form 4
Feb 19, 2025	ROYCE CHARLES M	Sale	100,000	$9.92	$992.0K	Form 4
Feb 18, 2025	ROYCE CHARLES M	Sale	50,000	$9.97	$498.5K	Form 4
Jan 31, 2025	ROYCE CHARLES M	Sale	50,000	$9.94	$497.0K	Form 4
Jan 30, 2025	ROYCE CHARLES M	Sale	100,000	$9.95	$994.5K	Form 4
Jan 29, 2025	ROYCE CHARLES M	Sale	50,000	$9.88	$494.0K	Form 4
Aug 16, 2024	CLARK CHRISTOPHER DPresident	Buy	5,400	$9.56	$51.6K	Form 4
Mar 22, 2024	Gannon Francis D.Vice President	Buy	2,500	$9.28	$23.2K	Form 4
Mar 21, 2024	CLARK CHRISTOPHER DPresident	Buy	5,000	$9.24	$46.2K	Form 4
Mar 21, 2024	Gannon Francis D.Vice President	Buy	2,500	$9.25	$23.1K	Form 4

All 22 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySCHEDULE 13G/A, 3 filings Feb 11, 2022 to Aug 13, 2026²¹
Saba Capital Management, L.P.SCHEDULE 13D/A, 3 filings Jan 6, 2026 to Aug 5, 2026²²
FIRST TRUST PORTFOLIOS LPSC 13G/A, 3 filings Jan 21, 2022 to Jan 12, 2024²³

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Saba Capital Management, L.P.	3,346,703	$49.0M	1.5%	+381,303
Morgan Stanley	2,558,930	$37.5M	0.0%	−72,900
Allspring Global Investments Holdings, LLC	1,188,872	$17.4M	0.0%	+174,409
LPL Financial LLC	1,101,870	$16.1M	0.0%	+19,314
Alexander Randolph Advisory, Inc.	970,065	$14.2M	11.7%	−10,490
Modern Wealth Management, LLC	944,413	$13.8M	0.2%	−82,267
UBS Group AG	859,790	$12.6M	0.0%	−5,607
Rivernorth Capital Management, LLC	813,982	$11.9M	0.6%	−84,568
Blue Bell Private Wealth Management, LLC	659,921	$9.7M	1.2%	+28,238
Bank Of America Corp /de/	602,498	$8.8M	0.0%	+29,315
Flagship Harbor Advisors, LLC	546,040	$8.0M	0.3%	+17,655
Punch & Associates Investment Management, Inc.	522,665	$7.7M	0.4%	−23,000
Wells Fargo & Company/mn	483,484	$7.1M	0.0%	−111,242
Osaic Holdings, Inc.	412,077	$6.0M	0.0%	+242,683
Mraz, Amerine & Associates, Inc.	346,327	$5.1M	0.7%	−4,581
Fca Corp /tx	320,074	$4.7M	1.2%	+6,888
Raymond James Financial Inc	314,958	$4.6M	0.0%	−15,170
Lazard Asset Management LLC	300,000	$4.4M	0.0%	No change
Shaker Financial Services, LLC	287,837	$4.2M	1.3%	−108,531
Altium Capital Management LLC	278,051	$4.1M	8.6%	+35,001
Advisors Asset Management, Inc.	257,085	$3.8M	0.1%	+156,258
Royal Bank Of Canada	204,158	$3.0M	0.0%	−8,256
Waterfront Wealth Inc.	209,595	$3.0M	0.5%	+846
Clearstead Advisors, LLC	195,743	$2.9M	0.0%	−7,430
Bulldog Investors, LLP	181,964	$2.7M	0.6%	New

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How ROYCE MICRO-CAP TRUST, INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARROYCE MICRO-CAP TRUST, INC.¹
CIK0000912147
Employer ID (EIN)13-3739778¹
Incorporated inMaryland¹
Fiscal year endsDecember 31¹
Business addressOne Madison Avenue, New York, NY 10010¹
Phone2124084587¹
On EDGAR sinceMay 10, 1995¹
Filings461 in all: 4 (67), DEF 14A (35), N-Q (29), NPORT-P (28), 40-17G (25), N-CSRS (24), NSAR-A (24), N-CSR (23)¹
All 53 form types
N-PX (23), NSAR-B (23), DEFA14A (21), N-30D (17), SC 13G/A (15), SC 13G (12), 3 (10), 144 (8), N-CEN (8), CORRESP (7), 4/A (5), N-30B-2 (4), NSAR-A/A (4), PRE 14A (4), 8-A12B (3), 8-K (3), 3/A (2), 497 (2), 5 (2), CERTNYS (2), N-2 (2), N-2/A (2), N-23C-2 (2), PREC14A (2), SC 13D/A (2), SCHEDULE 13D/A (2), 144/A (1), 25 (1), 25-NSE (1), 40-6C (1), 40-APP (1), 40-APP/A (1), APP WD (1), N-30D/A (1), N-CEN/A (1), N-CSR/A (1), N-CSRS/A (1), N-PX/A (1), N-Q/A (1), NPORT-EX (1), PRES14A (1), SC 13D (1), SCHEDULE 13D (1), SCHEDULE 13G (1), SCHEDULE 13G/A (1)
Latest filingsProxy statement (DEF 14A) Aug 14, 2026
Latest 8-K (8-K) Jul 17, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARROYCE MICRO-CAP TRUST, INC. filings on SEC EDGAR
2
GLEIFROYCE MICRO-CAP TRUST, INC. LEI record (254900D3WFIV4SD8EF19)
3
SEC EDGARROYCE MICRO-CAP TRUST, INC. filings on SEC EDGAR
4
SEC EDGARChristopher D. Clark, President
5
SEC EDGARCharles M. Royce, President
6
SEC EDGARJohn E. Denneen, Secretary
7
SEC EDGARFrancis Gannon, Vice President
8
SEC EDGARJack E. Fockler Jr., Vice President
9
SEC EDGARJulia Ward Poston, Board member
10
SEC EDGARG. Peter Obrien, Board member
11
SEC EDGARCecile Burleigh Harper, Board member
12
SEC EDGARChristopher C. Grisanti, Board member
13
SEC EDGARChristopher D. Clark, Board member
14
SEC EDGARMichael K. Shields, Board member
15
SEC EDGARArthur S. Mehlman, Board member
16
SEC EDGARW. Whitney George, Board member
17
SEC EDGARStephen L. Isaacs, Board member
18
SEC EDGARPatricia Walsh Chadwick, Board member
19
SEC EDGAROther events
20
SEC EDGARBylaws or fiscal year changed
21
SEC EDGARMorgan Stanley SCHEDULE 13G/A on ROYCE MICRO-CAP TRUST, INC.
22
SEC EDGARSaba Capital Management, L.P. SCHEDULE 13D/A on ROYCE MICRO-CAP TRUST, INC.
23
SEC EDGARFIRST TRUST PORTFOLIOS LP SC 13G/A on ROYCE MICRO-CAP TRUST, INC.