Private company

Rockley Photonics Holdings Ltd

Rockley Photonics Holdings Ltd is a semiconductors and related devices company in the Cayman Islands.1 It is headquartered in George Town, Cayman Islands.1

Last updated Oct 20, 2026.

Overview

  • IndustrySemiconductors & Related Devices1
  • HeadquartersGeorge Town, Cayman Islands1
  • Incorporated inCayman Islands2
  • Business addressHarbour Place, 2Nd Floor, 103 South Church Street, George Town, E9 Ky1-11062
  • Filer categoryNon-accelerated filer, Smaller reporting company, Emerging growth company2

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2022

-160.5%Gross margin3
-5229.1%Operating margin3
-6897.8%Net margin3
-60.5%Revenue growth, 20223
-$130.7MFree cash flow3

Where the money goes

Where each dollar of revenue went, fiscal 2022

  • Cost of revenue5¢$8.5M
  • Research and development58¢$103.1M
  • Selling, general and admin35¢$61.5M
  • Income tax2¢$3.5M

Out of $3.2M in revenue.3 The company lost money this year.

Financial statements

Revenue43$3.2M in 2022−85% since 2020
0$10.0M$20.0M$30.0M2020: $22.3M$22.3M20202021: $8.2M$8.2M2021−63%2022: $3.2M$3.2M2022−60%
Gross profit43-$5.2M in 2022+175% since 2020
-$6.0M-$4.0M-$2.0M02020: -$1.9M-$1.9M20202021: -$3.2M-$3.2M2021+69%2022: -$5.2M-$5.2M2022+63%
Operating income43-$169.8M in 2022+193% since 2020
-$200.0M-$150.0M-$100.0M-$50.0M02020: -$58.1M-$58.1M20202021: -$115.8M-$115.8M2021+99%2022: -$169.8M-$169.8M2022+47%
Net income43-$224.0M in 2022+179% since 2020
-$300.0M-$200.0M-$100.0M02020: -$80.3M-$80.3M20202021: -$168.0M-$168.0M2021+109%2022: -$224.0M-$224.0M2022+33%
Fiscal year2019202020212022
Revenue$22.3M4$8.2M3$3.2M3
Cost of revenue$24.2M4$11.4M3$8.5M3
Gross profit-$1.9M4-$3.2M3-$5.2M3
Research and development$35.9M4$72.6M3$103.1M3
Selling, general and admin$20.3M4$40.0M3$61.5M3
Operating expenses$112.5M3$164.6M3
Operating income-$58.1M4-$115.8M3-$169.8M3
Income before tax-$167.3M3-$220.5M3
Income tax$569.0K4$667.0K3$3.5M3
Net income-$80.3M4-$168.0M3-$224.0M3
Earnings per share-$0.964-$1.663-$1.723
Earnings per share (diluted)-$0.964-$1.663-$1.723
Shares (weighted, basic)100.9M shares3130.3M shares3
Shares (weighted, diluted)100.9M shares3130.3M shares3

Compare Rockley Photonics Holdings Ltd with another company

Corporate structure

Rockley Photonics Holdings Ltd sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Rockley Photonics Holdings Ltd

  • ARMISTICE CAPITAL, LLC Filed SC 13G on Rockley Photonics Holdings Ltd, latest Feb 14, 2023
  • Morningside Technology Ventures Ltd Filed SC 13G on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (3 filings since Feb 16, 2022)
  • ROC SPV XIX LLC Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (2 filings since Jun 23, 2022)
  • WHITEBOX ADVISORS LLC Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (2 filings since Jun 6, 2022)
  • Wazee Street Capital Management LLC Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (2 filings since Jun 13, 2022)
  • Hengtong Optic-Electric International Co. Ltd Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2022
  • Rockley Photonics Holdings Ltd George Town, Cayman Islands

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Rockley Photonics Holdings Ltd reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

ItemLatestA year beforeChange
Property and equipment, before depreciation$21.8M3 Dec 31, 2022$17.5M3 Dec 31, 2021+24.7%
Accumulated depreciation$12.7M3 Dec 31, 2022$9.1M3 Dec 31, 2021+39.3%
Property and equipment, net$9.2M3 Dec 31, 2022$8.4M3 Dec 31, 2021+9.0%
Finance-lease assets$773.0K3 Dec 31, 2022$1.8M3 Dec 31, 2021−56.1%
Operating-lease assets (leased space)$4.3M3 Dec 31, 2022$4.6M3 Dec 31, 2021−5.2%

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$23.0M3 Dec 31, 2022$36.8M3 Dec 31, 2021−37.5%
Marketable securities, current$03 Dec 31, 2022$27.0M3 Dec 31, 2021−100.0%
Marketable securities, non-current$03 Dec 31, 2022$17.7M3 Dec 31, 2021−100.0%
Debt securities available for sale$44.6M4 Dec 31, 2021$04 Dec 31, 2020
Stakes in other companies (equity method)$3.7M3 Dec 31, 2022$4.9M3 Dec 31, 2021−25.1%

Intangibles and goodwill

ItemLatestA year beforeChange
Indefinite-lived intangibles (excluding goodwill)$3.0M4 Dec 31, 2021$3.0M4 Dec 31, 20200%
Accumulated amortization$85.0K3 Dec 31, 2022$03 Dec 31, 2021
Finite-lived intangibles, net$3.0M3 Dec 31, 2022$3.0M3 Dec 31, 2021−2.8%

Leadership

Who has led Rockley Photonics Holdings Ltd, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (8)

Timeline

  1. Apr 7, 20238-K Bankruptcy or receivership; Change to shareholders' rights; Executive or director change20
  2. Jan 30, 20238-K Bankruptcy or receivership; Regulation FD disclosure21
  3. Jan 24, 20238-K Bankruptcy or receivership; Debt or obligation accelerated; Listing notice or transfer22
  4. Dec 29, 20228-K Other events23
  5. Dec 27, 20228-K Shareholder vote24
  6. Dec 15, 20228-K Listing notice or transfer; Regulation FD disclosure25
  7. Dec 12, 20228-K Executive or director change; Regulation FD disclosure26
  8. Nov 9, 20228-K Results of operations27
  9. Oct 31, 20228-K Entered a material agreement; New debt or obligation; Unregistered sale of shares28
  10. Oct 25, 20228-K Entered a material agreement; New debt or obligation; Unregistered sale of shares29
  11. Oct 24, 20228-K Listing notice or transfer; Regulation FD disclosure30
  12. Oct 20, 20228-K Executive or director change; Regulation FD disclosure31
  13. Dec 20, 2021New chief executive Andrew George Rickman becomes CEO7

Calendar

When it reported results

  1. Nov 9, 2022Reported quarterly or annual results27
  2. Aug 11, 2022Reported quarterly or annual results32
  3. May 12, 2022Reported quarterly or annual results33
  4. Mar 8, 2022Reported quarterly or annual results34
  5. Nov 15, 2021Reported quarterly or annual results35

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

256 filings to the SEC since October 2021: 2 annual reports, 4 quarterly reports, 32 major events, 47 insider forms, 11 large holders, 160 other. The latest 20:

  1. May 15, 202315-12G EDGAR
  2. May 15, 202310-K EDGAR
  3. Apr 7, 20238-K EDGAR
  4. Apr 3, 2023NT 10-K EDGAR
  5. Feb 27, 2023EFFECT EDGAR
  6. Feb 27, 2023EFFECT EDGAR
  7. Feb 27, 2023EFFECT EDGAR
  8. Feb 27, 2023EFFECT EDGAR
  9. Feb 27, 2023EFFECT EDGAR
  10. Feb 27, 2023EFFECT EDGAR
  11. Feb 27, 2023EFFECT EDGAR
  12. Feb 27, 2023EFFECT EDGAR
  13. Feb 23, 2023POS AM EDGAR
  14. Feb 23, 2023POS AM EDGAR
  15. Feb 23, 2023POS AM EDGAR
  16. Feb 23, 2023POS AM EDGAR
  17. Feb 23, 2023POS AM EDGAR
  18. Feb 23, 2023POS AM EDGAR
  19. Feb 23, 2023POS AM EDGAR
  20. Feb 23, 2023POS AM EDGAR

The 256 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

6 open-market trades by officers, directors and large owners since October 2021: 3 buys and 3 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Mar 18, 2022Blaser Brian JDirectorBuy47,060$4.19$197.2KForm 4
Mar 18, 2022Blaser Brian JDirectorBuy47,060$4.19$197.2KForm 4
Mar 15, 2022Karanth MaheshChief Financial OfficerSale8,261$3.90$32.2KForm 4
Mar 15, 2022Nagra AmitChief Operating OfficerSale5,098$3.90$19.9KForm 4
Mar 15, 2022Rickman Andrew GeorgeChief Executive OfficerSale12,301$3.90$48.0KForm 4
Nov 23, 2021Huyett WilliamDirectorBuy25,000$6.59$164.8KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SEC filer profile

How Rockley Photonics Holdings Ltd is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARRockley Photonics Holdings Ltd1
  • CIK0001852117
  • Filer statusNon-accelerated filer<br>smaller reporting company<br>emerging growth company1
  • Incorporated inCayman Islands1
  • Fiscal year endsDecember 311
  • Industry code (SIC)3674 Semiconductors & Related Devices1
  • Business addressHarbour Place, 2Nd Floor, 103 South Church Street, George Town, E9 KY1-11061
  • Phone408 579 92101
  • Shares outstanding132,923,224 as of Mar 10, 20233
  • Public float$26.7M as of Dec 31, 20223
  • On EDGAR sinceMar 19, 20211
  • Filings309 in all: 424B3 (84), 4 (41), 8-K (34), EFFECT (29), POS AM (20), 3 (13), CORRESP (11), UPLOAD (10)1
    All 33 form types

    425 (9), SC 13G (7), 10-Q (5), 4/A (5), S-1 (5), SC 13G/A (5), S-4/A (4), S-8 POS (4), S-3 (3), 10-K (2), DEF 14A (2), PRER14A (2), S-8 (2), 10-Q/A (1), 15-12G (1), 25-NSE (1), 424B5 (1), 8-A12B (1), 8-K/A (1), CERT (1), DEFA14A (1), NT 10-K (1), PRE 14A (1), S-4 (1), SC 13D (1)

  • Latest filingsAnnual report (10-K) May 15, 2023
    Quarterly report (10-Q) Nov 10, 2022
    Proxy statement (DEF 14A) Nov 21, 2022
    Latest 8-K (8-K) Apr 7, 2023

Sources

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