Overview
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2022
Where the money goes
Where each dollar of revenue went, fiscal 2022
- Cost of revenue5¢$8.5M
- Research and development58¢$103.1M
- Selling, general and admin35¢$61.5M
- Income tax2¢$3.5M
Out of $3.2M in revenue.3 The company lost money this year.
Financial statements
| Fiscal year | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|
| Revenue | $22.3M4 | $8.2M3 | $3.2M3 | |
| Cost of revenue | $24.2M4 | $11.4M3 | $8.5M3 | |
| Gross profit | -$1.9M4 | -$3.2M3 | -$5.2M3 | |
| Research and development | $35.9M4 | $72.6M3 | $103.1M3 | |
| Selling, general and admin | $20.3M4 | $40.0M3 | $61.5M3 | |
| Operating expenses | $112.5M3 | $164.6M3 | ||
| Operating income | -$58.1M4 | -$115.8M3 | -$169.8M3 | |
| Income before tax | -$167.3M3 | -$220.5M3 | ||
| Income tax | $569.0K4 | $667.0K3 | $3.5M3 | |
| Net income | -$80.3M4 | -$168.0M3 | -$224.0M3 | |
| Earnings per share | -$0.964 | -$1.663 | -$1.723 | |
| Earnings per share (diluted) | -$0.964 | -$1.663 | -$1.723 | |
| Shares (weighted, basic) | 100.9M shares3 | 130.3M shares3 | ||
| Shares (weighted, diluted) | 100.9M shares3 | 130.3M shares3 |
| Fiscal year | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|
| Cash | $20.9M4 | $19.2M4 | $36.8M3 | $23.0M3 |
| Receivables | $1.4M3 | $122.0K3 | ||
| Current assets | $44.4M4 | $119.4M3 | $62.4M3 | |
| Property, plant and equipment | $8.4M3 | $9.2M3 | ||
| Intangible assets | $3.0M3 | $3.0M3 | ||
| Total assets | $60.4M4 | $162.8M3 | $83.6M3 | |
| Current liabilities | $15.8M4 | $51.8M3 | $178.8M3 | |
| Total liabilities | $91.7M4 | $59.0M3 | $182.9M3 | |
| Retained earnings | -$400.9M3 | -$624.9M3 | ||
| Shareholders’ equity | $36.3M4 | -$31.3B3 | $103.8M3 | -$99.4M3 |
| Shares outstanding | 83.5M shares4 | 127.9M shares3 | 132.9M shares3 |
Corporate structure
Rockley Photonics Holdings Ltd sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Rockley Photonics Holdings Ltd
- ARMISTICE CAPITAL, LLC Filed SC 13G on Rockley Photonics Holdings Ltd, latest Feb 14, 2023
- Morningside Technology Ventures Ltd Filed SC 13G on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (3 filings since Feb 16, 2022)
- ROC SPV XIX LLC Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (2 filings since Jun 23, 2022)
- WHITEBOX ADVISORS LLC Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (2 filings since Jun 6, 2022)
- Wazee Street Capital Management LLC Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2023 (2 filings since Jun 13, 2022)
- Hengtong Optic-Electric International Co. Ltd Filed SC 13G/A on Rockley Photonics Holdings Ltd, latest Feb 14, 2022
- Rockley Photonics Holdings Ltd George Town, Cayman Islands
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Rockley Photonics Holdings Ltd reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $21.8M3 Dec 31, 2022 | $17.5M3 Dec 31, 2021 | +24.7% |
| Accumulated depreciation | $12.7M3 Dec 31, 2022 | $9.1M3 Dec 31, 2021 | +39.3% |
| Property and equipment, net | $9.2M3 Dec 31, 2022 | $8.4M3 Dec 31, 2021 | +9.0% |
| Finance-lease assets | $773.0K3 Dec 31, 2022 | $1.8M3 Dec 31, 2021 | −56.1% |
| Operating-lease assets (leased space) | $4.3M3 Dec 31, 2022 | $4.6M3 Dec 31, 2021 | −5.2% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $23.0M3 Dec 31, 2022 | $36.8M3 Dec 31, 2021 | −37.5% |
| Marketable securities, current | $03 Dec 31, 2022 | $27.0M3 Dec 31, 2021 | −100.0% |
| Marketable securities, non-current | $03 Dec 31, 2022 | $17.7M3 Dec 31, 2021 | −100.0% |
| Debt securities available for sale | $44.6M4 Dec 31, 2021 | $04 Dec 31, 2020 | |
| Stakes in other companies (equity method) | $3.7M3 Dec 31, 2022 | $4.9M3 Dec 31, 2021 | −25.1% |
Intangibles and goodwill
Leadership
Who has led Rockley Photonics Holdings Ltd, and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
Chief operating officer
- Chief executive officerAndrew George Rickman Dec 20, 2021 to Aug 30, 20227
- PresidentRichard A. Meier Oct 21, 2022 to Oct 21, 20228
- Chief financial officerChad David Becker Jun 22, 2022 to Jun 22, 20229
- Chief financial officerRichard A. Meier Oct 21, 2022 to Oct 21, 20228
- Chief financial officerMahesh Karanth Aug 11, 2021 to Jul 8, 202210
- Chief operating officerAmit Nagra Aug 11, 2021 to Jul 8, 202211
Board members and other officers (8)
- Board memberHenke Nicolaus Feb 25, 2022 to Aug 30, 202212
- Board memberRichard Kuntz Aug 10, 2022 to Aug 31, 202213
- Board memberAndrew George Rickman Aug 11, 2021 to Aug 30, 202214
- Board memberBrian J. Blaser Aug 11, 2021 to Aug 30, 202215
- Board memberKarim Karti Aug 11, 2021 to Aug 30, 202216
- Board memberMichele Klein Aug 11, 2021 to Aug 30, 202217
- Board memberPamela Puryear Aug 11, 2021 to Aug 30, 202218
- Board memberWilliam Huyett Aug 11, 2021 to Aug 30, 202219
Timeline
- Apr 7, 20238-K Bankruptcy or receivership; Change to shareholders' rights; Executive or director change20
- Jan 30, 20238-K Bankruptcy or receivership; Regulation FD disclosure21
- Jan 24, 20238-K Bankruptcy or receivership; Debt or obligation accelerated; Listing notice or transfer22
- Dec 29, 20228-K Other events23
- Dec 27, 20228-K Shareholder vote24
- Dec 15, 20228-K Listing notice or transfer; Regulation FD disclosure25
- Dec 12, 20228-K Executive or director change; Regulation FD disclosure26
- Nov 9, 20228-K Results of operations27
- Oct 31, 20228-K Entered a material agreement; New debt or obligation; Unregistered sale of shares28
- Oct 25, 20228-K Entered a material agreement; New debt or obligation; Unregistered sale of shares29
- Oct 24, 20228-K Listing notice or transfer; Regulation FD disclosure30
- Oct 20, 20228-K Executive or director change; Regulation FD disclosure31
- Dec 20, 2021New chief executive Andrew George Rickman becomes CEO7
Calendar
When it reported results
- Nov 9, 2022Reported quarterly or annual results27
- Aug 11, 2022Reported quarterly or annual results32
- May 12, 2022Reported quarterly or annual results33
- Mar 8, 2022Reported quarterly or annual results34
- Nov 15, 2021Reported quarterly or annual results35
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
256 filings to the SEC since October 2021: 2 annual reports, 4 quarterly reports, 32 major events, 47 insider forms, 11 large holders, 160 other. The latest 20:
- May 15, 202315-12G EDGAR
- May 15, 202310-K EDGAR
- Apr 7, 20238-K EDGAR
- Apr 3, 2023NT 10-K EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 27, 2023EFFECT EDGAR
- Feb 23, 2023POS AM EDGAR
- Feb 23, 2023POS AM EDGAR
- Feb 23, 2023POS AM EDGAR
- Feb 23, 2023POS AM EDGAR
- Feb 23, 2023POS AM EDGAR
- Feb 23, 2023POS AM EDGAR
- Feb 23, 2023POS AM EDGAR
- Feb 23, 2023POS AM EDGAR
The 256 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
6 open-market trades by officers, directors and large owners since October 2021: 3 buys and 3 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Mar 18, 2022 | Blaser Brian JDirector | Buy | 47,060 | $4.19 | $197.2K | Form 4 |
| Mar 18, 2022 | Blaser Brian JDirector | Buy | 47,060 | $4.19 | $197.2K | Form 4 |
| Mar 15, 2022 | Karanth MaheshChief Financial Officer | Sale | 8,261 | $3.90 | $32.2K | Form 4 |
| Mar 15, 2022 | Nagra AmitChief Operating Officer | Sale | 5,098 | $3.90 | $19.9K | Form 4 |
| Mar 15, 2022 | Rickman Andrew GeorgeChief Executive Officer | Sale | 12,301 | $3.90 | $48.0K | Form 4 |
| Nov 23, 2021 | Huyett WilliamDirector | Buy | 25,000 | $6.59 | $164.8K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- ARMISTICE CAPITAL, LLCSC 13G, 1 filing Feb 14, 202336
- Morningside Technology Ventures LtdSC 13G, 3 filings Feb 16, 2022 to Feb 14, 202337
- ROC SPV XIX LLCSC 13G/A, 2 filings Jun 23, 2022 to Feb 14, 202338
- WHITEBOX ADVISORS LLCSC 13G/A, 2 filings Jun 6, 2022 to Feb 14, 202339
- Wazee Street Capital Management LLCSC 13G/A, 2 filings Jun 13, 2022 to Feb 14, 202340
- Hengtong Optic-Electric International Co. LtdSC 13G/A, 1 filing Feb 14, 202241
SEC filer profile
How Rockley Photonics Holdings Ltd is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARRockley Photonics Holdings Ltd1
- CIK0001852117
- Filer statusNon-accelerated filer<br>smaller reporting company<br>emerging growth company1
- Incorporated inCayman Islands1
- Fiscal year endsDecember 311
- Industry code (SIC)3674 Semiconductors & Related Devices1
- Business addressHarbour Place, 2Nd Floor, 103 South Church Street, George Town, E9 KY1-11061
- Phone408 579 92101
- Shares outstanding132,923,224 as of Mar 10, 20233
- Public float$26.7M as of Dec 31, 20223
- On EDGAR sinceMar 19, 20211
- Filings309 in all: 424B3 (84), 4 (41), 8-K (34), EFFECT (29), POS AM (20), 3 (13), CORRESP (11), UPLOAD (10)1
All 33 form types
425 (9), SC 13G (7), 10-Q (5), 4/A (5), S-1 (5), SC 13G/A (5), S-4/A (4), S-8 POS (4), S-3 (3), 10-K (2), DEF 14A (2), PRER14A (2), S-8 (2), 10-Q/A (1), 15-12G (1), 25-NSE (1), 424B5 (1), 8-A12B (1), 8-K/A (1), CERT (1), DEFA14A (1), NT 10-K (1), PRE 14A (1), S-4 (1), SC 13D (1)
- Latest filingsAnnual report (10-K) May 15, 2023
Quarterly report (10-Q) Nov 10, 2022
Proxy statement (DEF 14A) Nov 21, 2022
Latest 8-K (8-K) Apr 7, 2023
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8SEC EDGARRichard A. Meier, President
- 9
- 10
- 11SEC EDGARAmit Nagra, Chief operating officer
- 12SEC EDGARHenke Nicolaus, Board member
- 13SEC EDGARRichard Kuntz, Board member
- 14SEC EDGARAndrew George Rickman, Board member
- 15SEC EDGARBrian J. Blaser, Board member
- 16SEC EDGARKarim Karti, Board member
- 17SEC EDGARMichele Klein, Board member
- 18SEC EDGARPamela Puryear, Board member
- 19SEC EDGARWilliam Huyett, Board member
- 20
- 21
- 22
- 23SEC EDGAROther events
- 24SEC EDGARShareholder vote
- 25
- 26
- 27SEC EDGARResults of operations
- 28
- 29
- 30
- 31
- 32
- 33
- 34
- 35
- 36
- 37
- 38
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- 40
- 41