RSF on NYSE
RiverNorth Capital & Income Fund, Inc.
Fund registered in the United States, active since 2015, listed on NYSE (RSF). Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerRSF on NYSE2
- HeadquartersWest Palm Beach, United States2
- Business address360 S. Rosemary Ave, Suite 1420, West Palm Beach, Fl 334013
- Legal formFUND2
- Kind of organizationFund2
- LEI54930061II7PXY87SC722
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O PARACORP INCORPORATED, 21201 Baltimore, United States2
- Registered withSecurities and Exchange Commission, 00016447712
Leadership
Who has led RiverNorth Capital & Income Fund, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
- Chief executive officerPatrick W. Galley Mar 22, 2024 to now4
- PresidentPatrick W. Galley Oct 5, 2015 to now5
- Chief financial officerJonathan M. Mohrhardt Oct 5, 2015 to Oct 5, 20156
Board members and other officers (11)
- Officer of Investment AdvisorBrian H. Schmucker Apr 17, 2018 to Apr 17, 20187
- PORTFOLIO MANAGERPhilip K. Bartow Iii. Sep 11, 2017 to Sep 11, 20178
- CCO and SecretaryMarcus L. Collins Oct 5, 2015 to Oct 5, 20159
- Board memberLisa Bruckert Mougin Nov 10, 2022 to Nov 10, 202210
- Board memberJerry Raio Jun 24, 2019 to Jun 24, 201911
- Board memberJohn Wayne Hutchens Aug 26, 2019 to Aug 26, 201912
- Board memberFred G. Steingraber Oct 5, 2015 to Oct 5, 201513
- Board memberJames G. Kelley Oct 5, 2015 to Oct 5, 201514
- Board memberJohn K. Carter Oct 5, 2015 to Oct 5, 201515
- Board memberJohn S. Oakes Oct 5, 2015 to Oct 5, 201516
- Board memberPatrick W. Galley Oct 5, 2015 to now5
Former names
Timeline
Filings
141 filings to the SEC since October 2021: 2 major events, 15 insider forms, 21 large holders, 103 other. The latest 20:
- Sep 10, 2026N-CEN EDGAR
- Sep 8, 2026N-23C3A EDGAR
- Sep 4, 2026N-CSR EDGAR
- Aug 27, 2026NPORT-P EDGAR
- Aug 20, 2026N-PX EDGAR
- Aug 14, 2026SCHEDULE 13G/A EDGAR
- Jun 1, 2026N-23C3A EDGAR
- May 28, 2026NPORT-P EDGAR
- May 12, 2026SCHEDULE 13G/A EDGAR
- Mar 6, 2026N-CSRS EDGAR
- Mar 2, 2026N-23C3A EDGAR
- Feb 26, 2026NPORT-P EDGAR
- Feb 17, 2026SCHEDULE 13G/A EDGAR
- Dec 19, 2025SCHEDULE 13G/A EDGAR
- Dec 5, 2025N-23C3A EDGAR
- Nov 26, 2025SCHEDULE 13G/A EDGAR
- Nov 26, 2025NPORT-P EDGAR
- Nov 14, 2025SCHEDULE 13G EDGAR
- Nov 3, 2025SCHEDULE 13G/A EDGAR
- Oct 21, 2025SCHEDULE 13G/A EDGAR
The 141 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
4 open-market trades by officers, directors and large owners since October 2021: 3 buys and 1 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| May 29, 2025 | RiverNorth Strategic Holdings, LLC | Buy | 1,000 | $15.01 | $15.0K | Form 4 |
| Mar 22, 2024 | Galley Patrick W.Chief Executive Officer | Buy | 100 | $16.10 | $1.6K | Form 4 |
| Feb 3, 2023 | Galley Patrick W.Chief Executive Officer | Buy | 42,558 | $15.84 | $674.1K | Form 4 |
| Dec 22, 2022 | Galley Patrick W.Chief Executive Officer | Sale | 7,093 | $24.83 | $176.1K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- OSAIC HOLDINGS, INC.SCHEDULE 13G/A, 3 filings Aug 13, 2025 to Aug 14, 202617
- CSS LLC/ILSCHEDULE 13G/A, 4 filings Jul 3, 2025 to Dec 19, 202518
- SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 6 filings Mar 6, 2023 to Nov 3, 202519
- Karpus Management, Inc.SC 13G/A, 4 filings Oct 8, 2021 to Feb 13, 202420
- StrategIQ Financial Group, LLCSC 13G, 1 filing Jan 31, 202221
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5SEC EDGARPatrick W. Galley, President
- 6
- 7
- 8
- 9SEC EDGARMarcus L. Collins, CCO and Secretary
- 10SEC EDGARLisa Bruckert Mougin, Board member
- 11SEC EDGARJerry Raio, Board member
- 12SEC EDGARJohn Wayne Hutchens, Board member
- 13SEC EDGARFred G. Steingraber, Board member
- 14SEC EDGARJames G. Kelley, Board member
- 15SEC EDGARJohn K. Carter, Board member
- 16SEC EDGARJohn S. Oakes, Board member
- 17
- 18
- 19
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- 21