RVT on NYSE

ROYCE SMALL-CAP TRUST, INC.

Fund registered in the United States, based in New York, active since 1986. Summary from the record

Price unavailable

Last updated Oct 19, 2026.

Overview

Compare with another stock.

  • TickerRVT on NYSE2
  • HeadquartersNew York, United States2
  • Incorporated inMD3
  • Business addressOne Madison Avenue, New York, Ny 100103
  • Legal formFund2
  • Kind of organizationFund2
  • LEI254900NJE1W1YYKNVM162
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O THE UNITED STATES CORPORATION COMPANY, 21202 Baltimore, United States2
  • Registered withSecurities and Exchange Commission, 00008041162

See how the biggest companies compare on our leaderboards

Leadership

Who has led ROYCE SMALL-CAP TRUST, INC., and when. Pick a name to see everywhere that person has worked.

President

  1. Charles M. Royce2006–2012
  2. Christopher D. Clark2015–now
2010201520202025
Board members and other officers (12)

Former names

  • ROYCE VALUE TRUST, INC.Jan 25, 2018 to Apr 19, 20243
  • ROYCE VALUE TRUST INCOct 30, 1995 to Nov 20, 20173

Timeline

  1. Jul 1, 1986Founded ROYCE SMALL-CAP TRUST, INC. is founded2

Filings

68 filings to the SEC since October 2021: 3 major events, 12 insider forms, 8 large holders, 45 other. The latest 20:

  1. Sep 30, 20264 EDGAR
  2. Aug 26, 2026N-CSRS EDGAR
  3. Aug 18, 2026N-PX EDGAR
  4. Aug 14, 2026DEF 14A EDGAR
  5. Aug 11, 2026NPORT-P EDGAR
  6. Jun 15, 20264 EDGAR
  7. May 21, 2026NPORT-P EDGAR
  8. Mar 25, 20264 EDGAR
  9. Mar 11, 2026N-CEN EDGAR
  10. Feb 27, 2026N-CSR EDGAR
  11. Feb 12, 2026NPORT-P EDGAR
  12. Dec 18, 20254 EDGAR
  13. Nov 18, 2025NPORT-P EDGAR
  14. Nov 17, 2025SCHEDULE 13G/A EDGAR
  15. Nov 14, 2025SCHEDULE 13G/A EDGAR
  16. Aug 27, 2025N-CSRS EDGAR
  17. Aug 27, 2025N-PX EDGAR
  18. Aug 27, 20254 EDGAR
  19. Aug 18, 2025DEF 14A EDGAR
  20. Aug 15, 2025NPORT-P EDGAR

The 68 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

11 open-market trades by officers, directors and large owners since October 2021: 10 buys and 1 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 30, 2026CLARK CHRISTOPHER DPresidentBuy1,200$17.06$20.5KForm 4
Jun 15, 2026CLARK CHRISTOPHER DPresidentBuy2,800$18.16$50.8KForm 4
Mar 24, 2026CLARK CHRISTOPHER DPresidentBuy4,500$16.69$75.1KForm 4
Dec 17, 2025Gannon Francis D.Vice PresidentBuy186$15.87$3.0KForm 4
Aug 26, 2025CLARK CHRISTOPHER DPresidentBuy1,300$15.99$20.8KForm 4
Jun 26, 2025ROYCE CHARLES MSale21,735$14.96$325.2KForm 4
Aug 16, 2024CLARK CHRISTOPHER DPresidentBuy3,400$15.20$51.7KForm 4
Mar 22, 2024Gannon Francis D.Vice PresidentBuy2,000$14.81$29.6KForm 4
Mar 21, 2024CLARK CHRISTOPHER DPresidentBuy3,300$14.76$48.7KForm 4
Mar 21, 2024Gannon Francis D.Vice PresidentBuy2,000$14.76$29.5KForm 4
Oct 5, 2022Grisanti Christopher C.DirectorBuy1,600$13.42$21.5KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Bank Of America Corp /de/6,054,512$111.8M0.0%+218,175
Morgan Stanley5,903,526$109.0M0.0%−204,987
Raymond James Financial Inc3,088,819$57.1M0.0%+257,053
LPL Financial LLC2,396,929$44.3M0.0%+117,352
Wells Fargo & Company/mn1,646,540$30.4M0.0%−45,135
Royal Bank Of Canada1,639,146$30.3M0.0%+14,372
Saba Capital Management, L.P.1,247,806$23.0M0.7%New
Stifel Financial Corp848,245$15.7M0.0%+23,156
Blue Bell Private Wealth Management, LLC674,729$12.5M1.6%+20,955
Lazard Asset Management LLC612,315$11.3M0.0%No change
Rivernorth Capital Management, LLC607,243$11.2M0.5%+5,268
Shaker Financial Services, LLC605,745$11.2M3.5%+467,234
Waterfront Wealth Inc.495,162$9.0M1.4%−69,399
Osaic Holdings, Inc.484,010$8.9M0.0%+139,183
Modern Wealth Management, LLC480,230$8.9M0.1%−11,740
UBS Group AG465,248$8.6M0.0%−116,863
Guggenheim Capital LLC423,470$7.8M0.1%−29,678
Advisors Asset Management, Inc.336,541$6.2M0.1%+16,283
Paller Financial Services Inc303,412$5.6M4.2%−5,465
Steward Partners Investment Advisory, LLC290,748$5.4M0.0%+14,692
Allspring Global Investments Holdings, LLC287,283$5.3M0.0%+98,138
Rothschild Investment LLC250,772$4.6M0.2%+10,560
Captrust Financial Advisors249,028$4.6M0.0%−8,158
Cypress Capital Management LLC (WY)243,763$4.5M3.8%+26,879
Private Advisor Group, LLC231,258$4.3M0.0%+48,407

13F reports cover disclosed long positions in U.S. stocks only.

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7
  8. 8
  9. 9
  10. 10
  11. 11
  12. 12
  13. 13
  14. 14
  15. 15
  16. 16
  17. 17
  18. 18