Private company
SL Investment Corp.
Investment fund that raised $164.9 million in 2020 (SEC Form D)1
In its 2024 annual report the company says: “We are a non-diversified, externally managed specialty finance company formed on August 24, 2020 focused on lending to middle-market companies. We have elected to be regulated as a BDC under the Investment Company Act of 1940, as amended. We are externally managed by the Adviser, an indirect, wholly owned subsidiary of Morgan Stanley.”33 It is headquartered in New York, New York.1
Last updated Oct 20, 2026.
Overview
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Financial statements
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Corporate structure
SL Investment Corp. sits at the top of its group. 4 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of SL Investment Corp.
- LOCKHEED MARTIN INVESTMENT MANAGEMENT CO Filed SC 13G/A on SL Investment Corp., latest Oct 4, 2024 (4 filings since Feb 8, 2022)
- SL Investment Corp. New York, New York
- SLIC CA SPV LLC Subsidiary · Delaware, United States
- SLIC Equity Holdings LLC Subsidiary · Delaware, United States
- SLIC Financing SPV LLC Subsidiary · Delaware, United States
Built from subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What SL Investment Corp. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Investments
Leadership
Who has led SL Investment Corp., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
Chief operating officer
- Chief executive officerJeffrey Levin Dec 7, 2020 to Dec 7, 20207
- PresidentJeffrey Levin Dec 7, 2020 to Dec 7, 20207
- Chief financial officerDavid Pessah Dec 20, 2023 to Dec 20, 20238
- Chief financial officerVenugopal Rathi Dec 7, 2020 to Dec 7, 20209
- Chief operating officerOrit Mizrachi Dec 7, 2020 to Dec 7, 202010
Board members and other officers (10)
- Chief Administrative OfficerMichael Occi Jr. Jan 23, 2023 to Jan 23, 202311
- Chief Compliance OfficerGauranga Pal May 9, 2023 to May 9, 202312
- Chief Compliance OfficerThomas P. Torrisi Oct 3, 2022 to Oct 3, 202213
- Chief Compliance OfficerDavid Grove Stafford Ii. Dec 7, 2020 to Dec 7, 202014
- Board memberAdam S. Metz Dec 7, 2020 to Dec 7, 202015
- Board memberBruce D. Frank Dec 7, 2020 to Dec 7, 202016
- Board memberDavid N. Miller Dec 7, 2020 to Dec 7, 202017
- Board memberJeffrey Levin Dec 7, 2020 to Dec 7, 20207
- Board memberJoan Binstock Dec 7, 2020 to Dec 7, 202018
- Board memberKevin Shannon Dec 7, 2020 to Dec 7, 202019
Subsidiaries and ownership
Subsidiaries (Exhibit 21)
The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.
Timeline
- Jul 15, 20248-K Completed an acquisition or sale; Change to shareholders' rights; Change in control20
- Jun 5, 20248-K Shareholder vote21
- May 28, 20248-K Entered a material agreement; Regulation FD disclosure22
- Jan 2, 20248-K Regulation FD disclosure23
- Dec 11, 20238-K Executive or director change24
- Oct 3, 20238-K Executive or director change25
- Sep 29, 20238-K Regulation FD disclosure26
- Jun 30, 20238-K Regulation FD disclosure27
- Jun 2, 20238-K Shareholder vote28
- May 16, 20238-K Unregistered sale of shares29
- Apr 4, 20238-K Entered a material agreement; Regulation FD disclosure30
- Dec 29, 20228-K Unregistered sale of shares; Regulation FD disclosure31
- Dec 7, 2020New chief executive Jeffrey Levin becomes CEO7
Filings
66 filings to the SEC since October 2021: 3 annual reports, 8 quarterly reports, 24 major events, 6 insider forms, 6 large holders, 3 private raises, 16 other. The latest 20:
- Oct 4, 2024SC 13G/A EDGAR
- Jul 15, 20244 OWNERSHIP DOCUMENT EDGAR
- Jul 15, 2024SC 13D/A EDGAR
- Jul 15, 202415-12G EDGAR
- Jul 15, 2024N-54C EDGAR
- Jul 15, 20248-K EDGAR
- Jun 24, 2024CORRESP EDGAR
- Jun 21, 2024DEFM14A EDGAR
- Jun 5, 20248-K EDGAR
- May 31, 20243 OWNERSHIP DOCUMENT EDGAR
- May 31, 2024SC 13D EDGAR
- May 29, 2024PREM14A EDGAR
- May 28, 2024DEFA14A EDGAR
- May 28, 20248-K EDGAR
- May 14, 202410-Q EDGAR
- Apr 23, 2024DEFA14A EDGAR
- Apr 23, 2024DEF 14A EDGAR
- Apr 12, 2024CORRESP EDGAR
- Mar 7, 202410-K EDGAR
- Feb 12, 2024SC 13G/A EDGAR
The 66 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- LOCKHEED MARTIN INVESTMENT MANAGEMENT COSC 13G/A, 4 filings Feb 8, 2022 to Oct 4, 202432
Money raised
Private offerings the company reported to the SEC on Form D.
- Oct 12, 2020Raised $164.9 million in a private offering of equity Form D: 528 investors so far Form D
SEC filer profile
How SL Investment Corp. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARSL Investment Corp.1
- CIK0001825590
- Filer status<br>emerging growth company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Business address1585 Broadway, New York, NY 100361
- Phone(212) 761-40001
- Shares outstanding27,281,428 as of May 14, 20246
- Public float$0 as of Jun 30, 20234
- On EDGAR sinceOct 6, 20201
- Filings102 in all: 8-K (32), 3 (15), 10-Q (10), SC 13G/A (5), 10-K (4), 40-17G (4), CORRESP (4), DEF 14A (4)1
All 25 form types
DEFA14A (4), D/A (3), 40-APP (2), 40-APP/A (2), 10-12G (1), 10-12G/A (1), 15-12G (1), 4 (1), D (1), DEFM14A (1), N-54A (1), N-54C (1), PREM14A (1), SC 13D (1), SC 13D/A (1), SC 13G (1), UPLOAD (1)
- Latest filingsAnnual report (10-K) Mar 7, 2024
Quarterly report (10-Q) May 14, 2024
Proxy statement (DEF 14A) Apr 23, 2024
Latest 8-K (8-K) Jul 15, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 15SEC EDGARAdam S. Metz, Board member
- 16SEC EDGARBruce D. Frank, Board member
- 17SEC EDGARDavid N. Miller, Board member
- 18SEC EDGARJoan Binstock, Board member
- 19SEC EDGARKevin Shannon, Board member
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- 21SEC EDGARShareholder vote
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- 23SEC EDGARRegulation FD disclosure
- 24SEC EDGARExecutive or director change
- 25SEC EDGARExecutive or director change
- 26SEC EDGARRegulation FD disclosure
- 27SEC EDGARRegulation FD disclosure
- 28SEC EDGARShareholder vote
- 29SEC EDGARUnregistered sale of shares
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