Private company

SLR HC BDC LLC

Investment fund that raised $83.8 million in 2020 (SEC Form D)1

In its 2026 annual report the company says: “SLR HC BDC LLC is a Delaware limited liability company formed on July 7, 2020 as an externally managed, non-diversified closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. In addition, for U.S. federal income tax purposes, the Company has elected to be treated, and intends to qualify annually, as a regulated investment company under Subchapter M of the Internal Revenue Code of 1986, as amended.”3 It is headquartered in New York, New York.1

Last updated Oct 20, 2026.

Overview

  • HeadquartersNew York, New York1
  • Incorporated inDE2
  • Business address500 Park Avenue, 3Rd Floor, New York, Ny 100222
  • Filer category, Emerging growth company2
  • Legal formLimited Liability Company
  • Kind of organizationInvestment fund1

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SLR HC BDC LLC (the “Company”, “we”, “us” or “our”) is a Delaware limited liability company formed on July 7, 2020 as an externally managed, non-diversified closed-end management investment company that has elected to be regulated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). Furthermore, as the Company is an investment company, it applies the guidance in the Financial Accounting Standards Board Accounting Standards Codification Topic 946. In addition, for U.S. federal income tax purposes, the Company has elected to be treated, and intends to qualify annually, as a regulated investment company (“RIC”) under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”). As a BDC and a RIC, we are required to comply with certain regulatory requirements. The Company was formed primarily to provide investors with…3 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income456$2.4M in 2025
-$1.0M0$1.0M$2.0M$3.0M$4.0M2021: -$711.0K-$711.0K20212022: $933.0K$933.0K20222023: $1.6M$1.6M2023+70%2024: $3.0M$3.0M2024+90%2025: $2.4M$2.4M2025−19%
Fiscal year202120222023202420252026
Net income-$711.0K4$933.0K5$1.6M6$3.0M6$2.4M6

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What it owns

What SLR HC BDC LLC reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Properties, in its own words

Our executive offices are located at 500 Park Avenue, New York, New York 10022, and are provided by SLR in accordance with the terms of the Investment Management Agreement. We believe that our office facilities are suitable and adequate for our business as it is presently conducted.

Item 2 of the 10-K filed Feb 24, 2026.3

Leadership

Who has led SLR HC BDC LLC, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Bruce J. Spohler2021

Chief financial officer

  1. Richard Peteka2021
  2. Shiraz Kajee2023

Chief operating officer

  1. Bruce J. Spohler2021
2025
Board members and other officers (4)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Executive Officer, DirectorMichael S. Gross named Nov 17, 202217
  • DirectorSteven S. Hochberg named Nov 17, 202217

Timeline

  1. Aug 20, 20268-K Entered a material agreement; Ended a material agreement; New debt or obligation18
  2. Jul 28, 20268-K Unregistered sale of shares19
  3. Feb 11, 20268-K Unregistered sale of shares20
  4. Dec 22, 20258-K Unregistered sale of shares21
  5. Aug 25, 20258-K Unregistered sale of shares22
  6. Mar 12, 20258-K Entered a material agreement; New debt or obligation23
  7. Dec 18, 20248-K Unregistered sale of shares24
  8. Jun 11, 20248-K Unregistered sale of shares25
  9. Apr 3, 20238-K Executive or director change26
  10. Mar 10, 20238-K Unregistered sale of shares27
  11. Oct 13, 20228-K Unregistered sale of shares28
  12. Nov 19, 20218-K Unregistered sale of shares29
  13. Mar 30, 2021New chief executive Bruce J. Spohler becomes CEO11

Filings

41 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 12 major events, 1 insider forms, 2 private raises, 6 other. The latest 20:

  1. Aug 20, 20268-K EDGAR
  2. Aug 4, 202610-Q EDGAR
  3. Jul 28, 20268-K EDGAR
  4. May 5, 202610-Q EDGAR
  5. Mar 6, 202640-17G EDGAR
  6. Feb 24, 202610-K EDGAR
  7. Feb 11, 20268-K EDGAR
  8. Dec 22, 20258-K EDGAR
  9. Nov 4, 202510-Q EDGAR
  10. Aug 25, 20258-K EDGAR
  11. Aug 5, 202510-Q EDGAR
  12. May 7, 202510-Q EDGAR
  13. Mar 12, 20258-K EDGAR
  14. Mar 4, 202540-17G EDGAR
  15. Feb 25, 202510-K EDGAR
  16. Dec 18, 20248-K EDGAR
  17. Nov 6, 202410-Q EDGAR
  18. Aug 7, 202410-Q EDGAR
  19. Jun 11, 20248-K EDGAR
  20. Jun 4, 2024CORRESP EDGAR

The 41 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Dec 4, 2020Raised $83.8 million in a private offering of securities Form D: 3 investors so far Form D

SEC filer profile

How SLR HC BDC LLC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARSLR HC BDC LLC1
  • CIK0001832148
  • Employer ID (EIN)85-18016923
  • Filer statusNon-accelerated filer an emerging growth company; not a smaller reporting company; not a shell company3
  • Incorporated inDelaware3
  • Fiscal year endsDecember 311
  • Business address500 Park Avenue, 3Rd Floor, New York, NY 100221
  • Phone(212) 993-16701
  • Shares outstanding2,711,561 as of Jul 31, 20269
  • Public float$0 as of Jun 30, 20256
  • AuditorKPMG LLP, New York, NY PCAOB ID 185; no auditor attestation of internal control over financial reporting3
  • On EDGAR sinceNov 17, 20201
  • Filings57 in all: 10-Q (17), 8-K (13), 3 (8), 40-17G (7), 10-K (5), D/A (2), 10-12G (1), 10-12G/A (1)1
    All 11 form types

    CORRESP (1), D (1), N-54A (1)

  • Latest filingsAnnual report (10-K) Feb 24, 2026
    Quarterly report (10-Q) Aug 4, 2026
    Latest 8-K (8-K) Aug 20, 2026

Risk factors and legal proceedings

The risks SLR HC BDC LLC names in Item 1A of its 10-K filed Feb 24, 2026: 2 risks under these headings, as written.3

  • General Risks Related to Investment Strategy
  • Risks Inherent in Healthcare-Related Assets.
  • Regulations of Healthcare Industry.
  • General Risks Related to the Company
  • Risks Related to RICs and BDCs
  • Regulatory Risks Relating to the Company
  • Other Risks Related to Portfolio Investments

Legal proceedings

Neither we nor our subsidiaries are currently subject to any material legal proceedings, nor, to our knowledge, is any material legal proceeding threatened against us or our subsidiaries. From time to time, we or our subsidiaries may be a party to certain legal proceedings in the ordinary course of business, including proceedings relating to the enforcement of our rights under contracts with our portfolio companies. Our business is also subject to extensive regulation, which may result in regulatory proceedings against us.

While the outcome of these legal or regulatory proceedings cannot be predicted with certainty, we do not expect that any such proceedings will have a material effect upon our financial condition or results of operations.

The opening of Item 3, Legal Proceedings.3

Sources

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