TSI on NYSE
TCW STRATEGIC INCOME FUND INC
Fund registered in the United States, based in Los Angeles, active since 1987. Summary from the record
Price unavailable
Last updated Oct 19, 2026.
Overview
- TickerTSI on NYSE2
- HeadquartersLos Angeles, United States2
- Incorporated inMD3
- Business address515 South Flower St, Los Angeles, Ca 900713
- Legal formFUND2
- Kind of organizationFund2
- LEI54930062BZFVP7F6WJ472
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O NATIONAL REGISTERED AGENTS, INC. OF MD., 21093-2252 Lutherville Timonium, United States2
- Registered withSecurities and Exchange Commission, 00008095592
Leadership
Who has led TCW STRATEGIC INCOME FUND INC, and when. Pick a name to see everywhere that person has worked.
Chief executive
- Chief executive officerRonald R. Redell Sep 2, 2008 to Dec 21, 20094
- Chief executive officerAlvin R. Albe Jr. Feb 1, 2006 to Feb 26, 20085
- PresidentRonald R. Redell Sep 2, 2008 to Dec 21, 20094
- PresidentAlvin R. Albe Jr. Feb 1, 2006 to Feb 26, 20085
Board members and other officers (29)
- Chief Compliance OfficerAlenoush Terzian Oct 16, 2025 to now6
- Tax OfficerLisa E. Eisen Oct 19, 2017 to Oct 19, 20177
- Chief Compliance OfficerJeffrey A. Engelsman Oct 31, 2017 to Dec 6, 20218
- TreasurerRichard Villa Mar 26, 2014 to Mar 26, 20149
- SecretaryMichael E. Cahill Mar 1, 2013 to Mar 1, 201310
- SecretaryMeredith S. Jackson Mar 6, 2013 to Mar 6, 201311
- SecretaryGeorge Hawley Dec 15, 2011 to Jul 17, 201212
- SecretaryPhilip K. Holl Dec 15, 2011 to Dec 15, 201113
- Portfolio ManagerBryan Whalen Mar 15, 2010 to Jul 28, 201114
- Portfolio ManagerMitch Flack Mar 15, 2010 to Aug 3, 202315
- Portfolio ManagerTad Rivelle Mar 15, 2010 to Feb 6, 201816
- Portfolio ManagerLaird Landmann Mar 29, 2010 to May 3, 202317
- Senior V.P.Jeffrey E. Gundlach Mar 13, 2006 to Mar 13, 200618
- Senior V.P.Thomas D. Lyon May 11, 2006 to Jun 23, 201119
- Senior Vice PresidentMohan Kapoor Aug 4, 2006 to Aug 4, 200620
- Board memberMichael Swell Jul 31, 2025 to now21
- Board memberDavid Vick Oct 16, 2025 to now22
- Board memberRobert Gerald Rooney Feb 3, 2020 to now23
- Board memberDavid Lippman Mar 27, 2014 to Mar 27, 201424
- Board memberAndrew Tarica Mar 28, 2012 to Nov 12, 202425
- Board memberVictoria B. Rogers Oct 6, 2011 to now26
- Board memberJanet Kerr Jun 30, 2010 to Mar 18, 201627
- Board memberPeter McMillan Jul 2, 2010 to now28
- Board memberCharles W. Baldiswieler Mar 19, 2009 to Jul 7, 200929
- Board memberCharles A. Parker Aug 27, 2007 to Apr 22, 201530
- Board memberRichard W. Call Jan 5, 2006 to Jan 28, 201131
- Board memberPatrick C. Haden Mar 2, 2006 to now32
- Board memberJohn A. Gavin Aug 14, 2006 to Jan 3, 201833
- Board memberMatthew K. Fong Aug 15, 2006 to Jun 2, 201134
Former names
- TCW CONVERTIBLE SECURITIES FUND INCAug 24, 1995 to Aug 15, 20063
Timeline
Filings
118 filings to the SEC since October 2021: 4 major events, 33 insider forms, 21 large holders, 60 other. The latest 20:
- Sep 30, 20264 EDGAR
- Sep 8, 2026SCHEDULE 13G/A EDGAR
- Sep 3, 2026N-CSRS EDGAR
- Aug 27, 2026NPORT-P EDGAR
- Aug 27, 2026N-PX EDGAR
- Aug 26, 202640-17G EDGAR
- Aug 14, 2026SCHEDULE 13G/A EDGAR
- Aug 6, 2026DEF 14A EDGAR
- Aug 5, 2026N-CSR/A EDGAR
- Jul 30, 2026SCHEDULE 13G/A EDGAR
- Jul 6, 2026SCHEDULE 13G/A EDGAR
- May 27, 2026NPORT-P EDGAR
- May 15, 2026SCHEDULE 13G EDGAR
- May 12, 2026SCHEDULE 13G EDGAR
- May 5, 2026SCHEDULE 13G/A EDGAR
- Apr 6, 2026SCHEDULE 13G/A EDGAR
- Mar 30, 20264 EDGAR
- Mar 30, 20264 EDGAR
- Mar 30, 20264 EDGAR
- Mar 30, 20264 EDGAR
The 118 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
35 open-market trades by officers, directors and large owners since October 2021: 11 buys and 24 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 29, 2026 | HADEN PATRICK CDirector | Buy | 63,000 | $4.24 | $267.1K | Form 4 |
| Feb 20, 2026 | McMillan PeterDirector | Buy | 50,000 | $4.64 | $232.0K | Form 4 |
| Feb 18, 2026 | McMillan PeterDirector | Buy | 32,610 | $4.70 | $153.3K | Form 4 |
| Feb 13, 2026 | McMillan PeterDirector | Buy | 17,390 | $4.71 | $81.9K | Form 4 |
| Feb 12, 2026 | McMillan PeterDirector | Buy | 179,522 | $4.73 | $849.1K | Form 4 |
| Feb 11, 2026 | McMillan PeterDirector | Buy | 10,478 | $4.74 | $49.7K | Form 4 |
| Dec 1, 2025 | ROONEY ROBERT GERALDDirector | Buy | 7,900 | $4.93 | $38.9K | Form 4 |
| Nov 28, 2025 | ROONEY ROBERT GERALDDirector | Buy | 4,174 | $4.92 | $20.6K | Form 4 |
| Nov 26, 2025 | ROONEY ROBERT GERALDDirector | Buy | 4 | $4.91 | $20 | Form 4 |
| Nov 25, 2025 | ROONEY ROBERT GERALDDirector | Buy | 8,422 | $4.93 | $41.5K | Form 4 |
| Nov 11, 2024 | Tarica AndrewDirector | Sale | 10,799 | $5.08 | $54.9K | Form 4 |
| Nov 7, 2024 | Tarica AndrewDirector | Sale | 1,500 | $5.10 | $7.7K | Form 4 |
| Nov 5, 2024 | Tarica AndrewDirector | Sale | 12,300 | $5.04 | $62.0K | Form 4 |
| Jul 13, 2023 | Flack MitchPORTFOLIO MANAGER | Sale | 46,300 | $4.65 | $215.3K | Form 4 |
| Apr 26, 2023 | Landmann LairdPORTFOLIO MANAGER | Sale | 7,631 | $4.70 | $35.9K | Form 4 |
| Apr 24, 2023 | Landmann LairdPORTFOLIO MANAGER | Sale | 3,165 | $4.71 | $14.9K | Form 4 |
| Apr 21, 2023 | Landmann LairdPORTFOLIO MANAGER | Sale | 8,000 | $4.71 | $37.7K | Form 4 |
| Apr 20, 2023 | Landmann LairdPORTFOLIO MANAGER | Sale | 3,915 | $4.71 | $18.4K | Form 4 |
| Apr 19, 2023 | Landmann LairdPORTFOLIO MANAGER | Sale | 15,000 | $4.71 | $70.7K | Form 4 |
| Apr 18, 2023 | Landmann LairdPORTFOLIO MANAGER | Sale | 15,000 | $4.71 | $70.7K | Form 4 |
All 35 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Focus Partners WealthSCHEDULE 13G/A, 2 filings May 12, 2026 to Sep 8, 202635
- 1607 Capital Partners, LLCSCHEDULE 13G/A, 4 filings May 15, 2025 to Aug 14, 202636
- FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 6 filings Jan 18, 2022 to Jul 30, 202637
- SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 7 filings Feb 10, 2022 to Jul 6, 202638
- Relative Value Partners Group, LLCSC 13G, 1 filing Jul 10, 202439
- JP Wealth Management, Inc.SC 13G, 1 filing Mar 6, 202340
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 70. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| JP Wealth Management, Inc. | 4,493,487 | $20.3M | 12.8% | +12,764 |
| Focus Partners Wealth | 2,605,913 | $11.8M | 0.0% | +171,316 |
| 1607 Capital Partners, LLC | 1,809,792 | $8.2M | 0.7% | −799,256 |
| Tcw Group Inc | 1,473,369 | $6.6M | 0.0% | +64,986 |
| Morgan Stanley | 1,364,445 | $6.2M | 0.0% | +2,370 |
| Diversified Management Inc | 1,300,762 | $5.9M | 1.3% | −46,526 |
| Raymond James Financial Inc | 1,156,221 | $5.2M | 0.0% | +6,204 |
| Northside Capital Management, LLC | 1,030,526 | $4.6M | 0.4% | No change |
| Ameriprise Financial Inc | 839,961 | $3.8M | 0.0% | +48,487 |
| Hara Capital LLC | 755,114 | $3.4M | 1.8% | +17,000 |
| National Bank Of Canada /fi/ | 394,505 | $1.8M | 0.0% | No change |
| Rareview Capital LLC | 307,541 | $1.5M | 0.8% | +292,255 |
| Riverbridge Partners LLC | 298,509 | $1.3M | 0.0% | +8,436 |
| Noble Wealth Management PBC | 276,747 | $1.2M | 0.6% | +40,015 |
| Wells Fargo & Company/mn | 201,565 | $909.1K | 0.0% | −4,801 |
| Whipplewood Advisors, LLC | 166,871 | $752.6K | 0.5% | +1,093 |
| UBS Group AG | 163,904 | $739.2K | 0.0% | +3,512 |
| Guggenheim Capital LLC | 156,678 | $706.6K | 0.0% | New |
| Quantinno Capital Management LP | 147,982 | $667.4K | 0.0% | No change |
| Intellus Advisors LLC | 98,452 | $444.0K | 0.1% | +17,181 |
| Osaic Holdings, Inc. | 77,861 | $351.2K | 0.0% | +2,353 |
| HighTower Advisors, LLC | 74,895 | $337.8K | 0.0% | −18,556 |
| Uhlmann Price Securities, LLC | 58,079 | $261.9K | 0.0% | +7,834 |
| RDA Financial Network | 57,805 | $260.7K | 0.1% | −2,000 |
| Citadel Advisors LLC | 46,592 | $210.1K | 0.0% | +23,007 |
13F reports cover disclosed long positions in U.S. stocks only.
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 7SEC EDGARLisa E. Eisen, Tax Officer
- 8
- 9SEC EDGARRichard Villa, Treasurer
- 10SEC EDGARMichael E. Cahill, Secretary
- 11SEC EDGARMeredith S. Jackson, Secretary
- 12SEC EDGARGeorge Hawley, Secretary
- 13SEC EDGARPhilip K. Holl, Secretary
- 14SEC EDGARBryan Whalen, Portfolio Manager
- 15SEC EDGARMitch Flack, Portfolio Manager
- 16SEC EDGARTad Rivelle, Portfolio Manager
- 17SEC EDGARLaird Landmann, Portfolio Manager
- 18SEC EDGARJeffrey E. Gundlach, Senior V.P.
- 19SEC EDGARThomas D. Lyon, Senior V.P.
- 20SEC EDGARMohan Kapoor, Senior Vice President
- 21SEC EDGARMichael Swell, Board member
- 22SEC EDGARDavid Vick, Board member
- 23SEC EDGARRobert Gerald Rooney, Board member
- 24SEC EDGARDavid Lippman, Board member
- 25SEC EDGARAndrew Tarica, Board member
- 26SEC EDGARVictoria B. Rogers, Board member
- 27SEC EDGARJanet Kerr, Board member
- 28SEC EDGARPeter McMillan, Board member
- 29
- 30SEC EDGARCharles A. Parker, Board member
- 31SEC EDGARRichard W. Call, Board member
- 32SEC EDGARPatrick C. Haden, Board member
- 33SEC EDGARJohn A. Gavin, Board member
- 34SEC EDGARMatthew K. Fong, Board member
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